
[Cancer Research 60, 3117-3122, June 15, 2000]
© 2000 American Association for Cancer Research
Pancreatic Duct Cell Carcinomas Express High Levels of High Mobility Group I(Y) Proteins
Nobutsugu Abe1,
Takashi Watanabe,
Tadahiko Masaki,
Toshiyuki Mori,
Masanori Sugiyama,
Hidemasa Uchimura,
Yasunori Fujioka,
Gennaro Chiappetta,
Alfredo Fusco and
Yutaka Atomi
First Department of Surgery [N. A., T. Ma., T. Mo., M. S., Y. A.], Department of Clinical Pathology [T. W., H. U.], and Department of Pathology [Y. F.], Kyorin University School of Medicine, Tokyo 181-8611, Japan; Instituto Nazionale dei Tumori di Napoli, Fondazione Senatore Pascale, 80131 Naples, Italy [G. C.]; and Dipartimento di Medicina Sperimentale e Clinica, Facoltà di Medicina e Chirurgia di Catanzaro, Universita di Reggio Calabria, 88100 Catanzaro, Italy [A. F.]
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ABSTRACT
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The high mobility group I (HMGI) family of proteins in mammals belongs
to a group of nonhistone nuclear proteins known as architectural
transcriptional factors. They function in vivo as both
structural components of chromatin and auxiliary gene transcription
factors. In an earlier study (N. Abe et al., Cancer
Res., 59: 11691174, 1999), we demonstrated that
the expression level of the HMGI(Y) gene/proteins was significantly
increased in colorectal adenocarcinoma and colorectal adenoma with
severe cellular atypia. In the current study, we analyzed HMGI(Y)
expression in several human pancreatic lesions to investigate
(a) whether HMGI(Y) overexpression is also observed in
pancreatic carcinoma, and (b) the role of HMGI(Y) in the
diagnosis of pancreatic neoplasms. To this end, HMGI(Y) expression was
determined at the protein level by immunohistochemistry using a
HMGI(Y)-specific antibody in 6 surgically resected specimens of
nonneoplastic tissue (4 specimens of normal pancreatic tissue and 2
specimens of chronic pancreatitis tissue), 8 pancreatic cystic
neoplasms (5 intraductal papillary mucinous adenomas, 1 serous
cystadenoma, and 2 solid pseudopapillary tumors), and 15 duct cell
carcinomas of the pancreas. Immunohistochemical analysis revealed
intense nuclear staining in the pancreatic carcinoma cells, whereas
only very faint nuclear staining was seen in the nonneoplastic cells.
There was a strong correlation between HMGI(Y) protein overexpression
and a diagnosis of carcinoma (P =
0.000018). Thus, an increased expression level of the HMGI(Y) proteins
was clearly associated with the malignant phenotype in pancreatic
tissue. In addition, a low level of protein expression was also
apparent in two of the cystic neoplasms that exhibited cellular atypia,
but not in those that did not exhibit cellular atypia. Based on these
findings, we propose that the HMGI(Y) proteins could be closely
associated with tumorigenesis in the pancreas and that HMGI(Y) could
serve as a potential diagnostic molecular marker for distinguishing
pancreatic malignancies unambiguously from normal tissue or benign
lesions.
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Introduction
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The
HMGI2
family of proteins in mammals belongs to a group of nonhistone nuclear
proteins known as architectural transcriptional factors
(1)
. The HMGI family is known to be composed of three
known proteins: (a) HMGI; (b) HMGY; and
(c) HMGI-C; the first two, which differ from each other by
11 amino acids (2)
, are generated from a single functional
gene, whereas the third is the product of a separate gene (3
, 4)
. The important structural feature of the HMGI proteins
is the presence of three DNA-binding domains called AT hooks, which
enable these proteins to bind to the narrow minor grooves of AT-rich
sequences in the DNA helix (5)
. Although the cellular
functions of HMGI and HMGY [HMGI(Y)] proteins remain to be
determined, these proteins have been implicated in both positive and
negative transcriptional regulation of a number of human genes in
vivo (6, 7, 8)
, although they themselves have no
transcriptional activity (8)
. The HMGI(Y) proteins have
been shown to be essential components of the enhancesome
(9)
, a higher order transcription enhancer complex that is
formed when several distinct transcription factors assemble on DNA in a
stereospecific manner (10)
. Thus, they function in
vivo as both structural components of chromatin and auxiliary gene
transcription factors.
Previous studies have demonstrated an increased expression of the
HMGI(Y) proteins during embryogenesis. In contrast, the proteins are
undetectable or expressed at very low levels in normal adult tissues in
both rodents and humans (11
, 12)
, indicating the critical
role(s) of the HMGI(Y) proteins in cell proliferation and/or
differentiation during normal development. In fact, inactivation of
HMGI-C by knocking out the HMGI-C gene in mice results in a
pygmy phenotype (11)
.
It has also been suggested that alterations in the HMGI gene play an
important role in the generation of benign and malignant tumors.
Rearrangements of the HMGI(Y) and HMGI-C genes, for example, have been
found frequently in benign tumors of mesenchymal origin in humans
(13)
. In the reported cases, the gene rearrangements were
caused by chromosomal translocation involving regions 12q1314 or
6p21, where the HMGI-C and HMGI(Y) genes, respectively, are located.
Alterations in the expression level of the HMGI(Y) proteins are also
associated with many human neoplasms originating from a variety of
tissues, including the thyroid (14)
, prostate
(15)
, uterus (16)
, and colorectum (17
, 18)
. We have demonstrated that the expression level of the
HMGI(Y) gene/proteins is significantly increased in colorectal
adenocarcinoma and in colorectal adenoma with severe cellular atypia
(compared with that seen in adenoma with a low degree of atypia and
normal mucosa) and that the expression level of the HMGI(Y) proteins is
significantly correlated with parameters known to indicate a poor
prognosis in patients with colorectal cancer (18)
. A
significant correlation between increased HMGI(Y) mRNA expression and
poor prognosis has also been found in patients with prostatic cancer
(15)
. These previous reports suggest that the expression
level of the HMGI(Y) proteins/mRNA could be a potential
clinicopathological marker with prognostic implications for a wide
range of cancers. To test this possibility, we examined the HMGI(Y)
expression level in pancreatic neoplasms in the present study and
investigated (a) whether HMGI(Y) overexpression is observed
in pancreatic duct cell carcinoma (pancreatic carcinoma) and
(b) the significance of HMGI(Y) in the diagnosis of
pancreatic neoplasms. To this end, immunohistochemical detection of
HMGI(Y) proteins using a specific antibody was attempted. Although
relatively simple and easy to perform, immunohistochemistry is a
potential way to examine whether the expression of a certain protein is
specific to tumor cells because it allows precise correlation of the
protein expression with the phenotype of the cells on an individual
cell basis. In this sense, immunohistochemistry can provide more useful
information than other assays by which proteins and/or mRNAs are
extracted from tumors, possibly including a mixture of proteins and/or
mRNAs from normal and irrelevant tissues in the analysis. Based on the
above-mentioned considerations, we determined HMGI(Y) protein
expression immunohistochemically on surgically resected specimens
including normal pancreatic tissue, chronic pancreatitis tissue,
various pancreatic cystic neoplasms (intraductal papillary-mucinous
adenomas, serous cystadenoma, and solid pseudopapillary tumors) and
duct cell carcinomas of the pancreas.
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Materials and Methods
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Tissue Samples.
The tissue samples were obtained at the time of surgery at the First
Department of Surgery, Kyorin University Hospital between October 1996
and August 1999. Specimens from 15 pancreatic carcinomas (9 primary
carcinomas, 3 liver metastases, 2 peritoneal metastases, and 1 lymph
node metastasis), 8 pancreatic cystic neoplasms (5 intraductal
papillary mucinous adenomas, 1 serous cystadenoma, and 2 solid
pseudopapillary tumors), and 6 nonneoplastic tissues (4 normal
pancreatic tissues and 2 chronic pancreatitis tissues) were obtained.
We obtained the normal pancreatic tissue specimens from pancreatic
tissue that had been surgically resected due to neoplasia (the sample
was obtained from a macroscopically healthy region distant from the
neoplasm) or from patients with gastric cancer who had undergone distal
pancreatectomy for lymph node dissection. All patients gave their
informed consent before their inclusion in the study. All of the tissue
specimens were fixed as soon as possible after surgical resection in
4% paraformaldehyde in PBS at 4°C for 14 h and treated for
cryoprotection in a graded concentration series of sucrose in PBS. The
specimens were embedded in OCT compound and then frozen and stored at
-80°C until analysis. All of the tissue specimens were
histologically examined, and the pathological diagnoses were confirmed.
Immunohistochemical Analysis.
Immunohistochemical analysis was performed as reported previously
(18)
. In brief, frozen sections (5 µm) were cut,
transferred onto poly-L-lysine-coated slides, air-dried,
and then washed in PBS, followed by quenching of endogeneous peroxidase
activity with 0.3% hydrogen peroxide in methanol. After being further
rinsed with PBS, the sections were incubated with normal goat serum for
20 min at room temperature to block nonspecific binding and then
incubated with primary anti-HMGI(Y) antibody at a 1:75 dilution for
14 h at 4°C. After being washed in 0.2% Triton X-100 in
PBS, the sections were further incubated with biotinylated anti-rabbit
IgG for 30 min at room temperature and then washed in 0.2% Triton
X-100 in PBS. After the addition of streptavidin-biotin-conjugated
peroxidase and incubation for 30 min at room temperature, the sections
were washed in 0.2% Triton X-100 in PBS, and the localization of the
HMGI(Y) proteins was visualized by incubating the sections with
3,3'-diaminobenzidine. The slides were counterstained with Mayers
hematoxylin, dehydrated in a graded alcohol series, cleared in xylene,
and mounted. A colonic carcinoma tissue specimen showing overexpression
of the HMGI(Y) proteins was processed in a similar manner as a positive
control (18)
. Negative control staining was carried out by
replacing the primary antibody with normal rabbit serum under the same
experimental conditions. The immunostained slides were evaluated
microscopically, and the percentage of HMGI(Y)-positive cells was
scored by counting approximately 1000 epithelial cells in three
randomly selected fields. A positive immunohistochemical score was
obtained when HMGI(Y) nuclear immunoreactivity was detected in more
than 20% of the cells.
The primary antibody used in this study was generated in rabbits
against a HMGI(Y)-specific synthetic peptide corresponding to the
NH2-terminal region of the molecule
(14)
. The resultant rabbit antibody was affinity-purified
against the immunogenic peptide.
Statistical Analysis.
The correlation between HMGI(Y) overexpression as determined by
immunohistochemistry and the histological diagnosis was analyzed using
Fishers exact test.
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Results
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Immunohistochemical analysis using HMGI(Y)-specific antibodies
revealed intense HMGI(Y) immunoreactivity in all of the pancreatic
carcinoma specimens examined. Intense and diffuse nuclear staining was
characteristically observed in the carcinoma cells (Fig. 1, CF
). Although the HMGI(Y) immunoreactivity was
localized mainly in the nuclei, faint staining was also observed within
the cytoplasm. HMGI(Y)-positive cells were observed regardless of the
degree of differentiation (data not shown) and were basically
distributed homogeneously throughout the carcinoma lesion. When the
staining intensity and distribution were compared between primary
carcinoma cells and metastatic carcinoma cells, no significant
differences were observed (Fig. 1, CF
), although we did
not examine primary and metastatic lesions from the same cases. In
contrast, very faint staining was seen in the nucleus and cytoplasm of
the ductal epithelial cells in the six specimens of nonneoplastic
tissue (Fig. 1, A and B
), whereas the negative
control sections did not show any corresponding staining. Because the
signal intensity in nonneoplastic tissue specimens was remarkably
weaker than that observed in the pancreatic carcinoma specimens or
remained almost at the basal level, the HMGI(Y) immunoreactivity level
in the nonneoplastic tissue specimens was scored as negative. Under
this criterion, a strong correlation between HMGI(Y) overexpression and
a diagnosis of carcinoma was noted (Table 1
; P = 0.000018).

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Fig. 1. Immunohistochemical demonstration of the HMGI(Y) protein
expression in human specimens of normal pancreatic tissue, chronic
pancreatitis, and pancreatic carcinoma. A and
B, very faint staining was observed in the nucleus and
cytoplasm of ductal epithelial cells in nonneoplastic tissues
(A, normal pancreas; B, chronic
pancreatitis). C, strong HMGI(Y) immunostaining in the
nuclei (brown) was visible in carcinoma cells from a
primary carcinoma lesion. D, HMGI(Y) immunostaining
observed under higher magnification. As seen in C,
HMGI(Y) immunoreactivity in the carcinoma cells was localized mainly in
the nuclei, with only faint cytoplasmic immunoreactivity.
E and F, strong HMGI(Y) immunostaining of
the nuclei was also observed in metastatic carcinoma cells
(E, metastatic lesion to the peritoneum;
F, metastatic lesion to the liver). Objective
magnification, x400 (A, B, and D) and
x200 (C, E, and F). Sections were
counterstained with Mayers hematoxylin.
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Having shown that an increased expression of the HMGI(Y) proteins was a
consistent feature of pancreatic carcinoma, we then examined the
expression of these proteins in pancreatic cystic neoplasms. No
significant nuclear immunostaining was found in either serous
cystadenoma or solid pseudopapillary tumors (Fig. 2, A and B
). However, two specimens of intraductal
papillary mucinous adenoma of the five specimens examined revealed
HMGI(Y) nuclear immunoreactivity (Fig. 2, E and F
). The intensity of immunoreactivity in these specimens was
lower than that seen in carcinomas; the percentage of HMGI(Y)-positive
cells also appeared to be lower than that seen in carcinomas (Fig. 1,
CF
), although no precise quantification was
performed. Histological examination revealed that these
HMGI(Y)-positive adenomas exhibited cellular and structural atypia
(Fig. 2, E and F
), whereas the other cystic
neoplasms, which were HMGI(Y) negative, did not exhibit any significant
atypia (Fig. 2, AD
). Thus, the expression level
of the HMGI(Y) proteins was significantly increased in cystic neoplasms
exhibiting cellular atypia. This finding was confirmed in a section in
which hyperplastic and atypical cells are next to each other (Fig. 3
); whereas tumor cells exhibiting atypia clearly show HMGI(Y)
immunoreactivity, neighboring hyperplastic glands not exhibiting atypia
do not. The results of the immunohistochemical analysis are summarized
in Table 1
.

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Fig. 2. Immunohistochemical analysis of HMGI(Y) protein expression
in pancreatic cystic neoplasms. A, serous cystadenoma.
B, solid pseudopapillary tumor. C and
E, intraductal papillary mucinous adenoma.
D and F, parts of sections in
C and E under high magnification. No
significant nuclear immunostaining was found in either the serous
cystadenoma or the solid pseudopapillary tumor (A and
B). Lower levels of HMGI(Y) nuclear immunoreactivity, as
compared with those in carcinoma (Fig. 1, CF
), were
detected in two of five intraductal papillary mucinous adenoma
specimens examined (E and F).
Histological examination revealed that these HMGI(Y)-positive adenomas
exhibited cellular and structural atypia, unlike the other intraductal
papillary mucinous adenomas examined (C and
D). Objective magnification, x200 (AC
and E) and x400 (D and
F).
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Fig. 3. Immunohistochemical analysis of HMGI(Y) protein expression
in a sample of intraductal papillary mucinous adenoma.
A, a section including both hyperplastic glands and
tumor cells exhibiting atypia. TL, tumor lesion;
HG, hyperplastic glands. B and
C, a tumor lesion exhibiting cellular atypia
(B) and a hyperplastic gland lesion not exhibiting
cellular atypia (C) in section A observed
under a higher magnification. HMGI(Y) immunostaining demonstrating
nuclear labeling was clearly observed in tumor cells exhibiting atypia
(B). In contrast, no significant HMGI(Y) labeling was
observed in hyperplastic glands (C). Objective
magnification, x100 (A) and x200 (B and
C).
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Discussion
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Overexpression of the HMGI(Y) gene/proteins has been demonstrated
in many types of human malignancies, suggesting that HMGI(Y) may play a
vital role in the oncogenic transformation of cells
(14, 15, 16, 17, 18)
. Consistent with these data, inhibition of HMGI
protein synthesis has been shown to prevent the transformation of rat
thyroid cells by murine transforming retrovirus (19)
. To
evaluate the stringency of the association between HMGI(Y) and a
diagnosis of malignancy in human pancreatic neoplasms, we investigated
the expression of HMGI(Y) proteins in duct cell carcinoma, cystic
neoplasm, chronic pancreatitis, and normal tissue of the pancreas. In
the HMGI(Y) immunohistochemical analysis, whereas the ductal epithelial
cells in the nonneoplastic tissue specimens showed only trace nuclear
and cytoplasmic staining, carcinoma cells showed intense nuclear
staining. In fact, a strong correlation between HMGI(Y) overexpression
and a diagnosis of carcinoma was statistically verified. The very low
level of expression of HMGI(Y) was confirmed in the normal tissues,
consistent with a previous report (12)
that demonstrated
that the HMGI(Y) gene was expressed at very low levels in normal adult
pancreatic tissue as assessed by Northern blot analysis using
polyadenylated RNA. These findings indicate that an increased
expression level of the HMGI(Y) proteins is closely associated with the
malignant phenotype in the pancreas, as has been observed previously in
other types of human malignancies (14, 15, 16, 17, 18)
, and also that
HMGI(Y) could serve as a potential diagnostic molecular marker for
distinguishing pancreatic malignancies from normal tissues or benign
lesions.
Having shown that the expression level of the HMGI(Y) proteins was
consistently increased in pancreatic carcinoma, we then examined the
expression levels of the proteins in rare pancreatic cystic neoplasms.
Low levels of nuclear HMGI(Y) immunoreactivity were detected in the
cell nuclei in two specimens of intraductal papillary mucinous adenoma
of the eight cystic neoplasms examined. It is noteworthy that these
particular HMGI(Y)-positive tumors showed cellular and structural
atypia, unlike the other cystic neoplasms examined. This may indicate
that the adenoma-carcinoma sequence could also be applicable to
pancreatic carcinogenesis, as suggested in hamster models of pancreatic
carcinogenesis (20)
. Clinically, intraductal papillary
mucinous adenomas are thought to have malignant potential
(21)
, whereas serous cystadenoma and solid pseudopapillary
tumor are not considered to have malignant potential (22
, 23)
. Although the intensity and distribution of the
immunoreactivity were weaker in the HMGI(Y)-positive intraductal
papillary mucinous adenomas than in any of the duct cell carcinomas,
our findings may support the view that HMGI(Y)-positive intraductal
papillary mucinous adenomas exhibiting cellular atypia are precancerous
lesions with malignant potential. Thus, alterations in HMGI(Y)
expression could be a general feature of precancerous lesions;
increased expression levels of the HMGI(Y) proteins have been observed
in intraepithelial cellular dysplasia of the uterine cervix
(16)
and in colorectal adenoma with severe cellular atypia
(18)
. It may be possible that some events involving
alterations in the expression levels of the HMGI(Y) proteins take place
in severely dysplastic adenomas, presumably preceding the morphological
changes associated with carcinogenic transformation of these cells.
However, it remains to be determined whether and how such alterations
in the expression levels of the HMGI(Y) proteins are related to
pancreatic carcinogenesis and to the development of carcinomas
originating from other tissues.
Clinically, differential diagnosis between pancreatic carcinoma and
benign pancreatic lesions such as adenoma, hyperplasia, and
pancreatitis remains a major problem for clinicians. It has been
pointed out that mass-forming pancreatitis masquerades as duct cell
carcinoma both in its clinical presentation and in diagnostic imaging
(24)
. We have also demonstrated the difficulty in
preoperative differential diagnosis between intraductal papillary
mucinous adenoma and intraductal papillary mucinous adenocarcinoma
(25)
. Potential methods for circumventing these
difficulties would be either cytodiagnosis or quantitative analysis of
tumor markers in pancreatic juice collected at the time of endoscopic
retrograde pancreatography. Although several tumor markers in
pancreatic juice, such as carcinoembryonic antigen (26)
or
CA199 (27)
, have been demonstrated to be useful in the
differential diagnosis of pancreatic carcinoma from benign lesions,
there appears to be considerable overlap in their levels between
patients with and without carcinoma. Recently, several investigators
have demonstrated that K-ras gene mutations in cells in pancreatic
juice obtained by endoscopic retrograde pancreatography may serve as
clinical markers for the diagnosis of carcinoma (28)
.
However, K-ras gene mutations are also known to be present in benign
lesions (29)
and are therefore considered to be of limited
value as a clue to the diagnosis of pancreatic carcinoma. The results
of the present study suggest that determination of the expression
levels of the HMGI(Y) gene/proteins within the pancreatic juice and/or
the cells contained in it by a sensitive and quantitative method, such
as competitive reverse transcription-PCR or immunoassay, could
contribute to the detection of even a small number of cancer cells.
In conclusion, this study has clearly demonstrated that an increased
expression level of the HMGI(Y) proteins is closely associated with the
malignant phenotype in pancreatic tissue, suggesting that these
proteins could play a vital role in tumorigenesis in the pancreas. The
strong correlation between HMGI(Y) overexpression and a histological
diagnosis of carcinoma indicates that the determination of the
expression level of HMGI(Y) can be of great value in the diagnosis of
pancreatic neoplasms.
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Acknowledgments
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We thank N. Sato and K. Ohshima for technical assistance.
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FOOTNOTES
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 To whom requests for reprints should be
addressed, at First Department of Surgery, Kyorin University School of
Medicine, 6-20-2 Shinkawa, Mitaka City, Tokyo 181-8611, Japan. 
2 The abbreviation used is: HMGI, high mobility
group I. 
Received 12/20/99.
Accepted 5/ 2/00.
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