
[Cancer Research 60, 3782-3789, July 15, 2000]
© 2000 American Association for Cancer Research
Experimental Therapeutics |
Prevention of Mammary Tumors with a Chimeric HER-2 B-cell Epitope Peptide Vaccine1
Naveen K. Dakappagari,
Donna B. Douglas2,
Pierre L. Triozzi,
Vernon C. Stevens and
Pravin T. P. Kaumaya3
College of Biological Sciences, Department of Microbiology [N. K. D., P. T. P. K.], College of Medicine, Obstetrics and Gynecology [D. B. D., V. C. S., P. T. P. K.], Internal Medicine [P. L. T.], and Medical Biochemistry [P. T. P. K.], and the Comprehensive Cancer Center [P. L. T., V. C. S., P. T. P. K.], The Ohio State University, Columbus, Ohio 43210
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ABSTRACT
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Synthetic peptide vaccines targeting B-cell epitopes of the
extracellular domain of the HER-2 oncoprotein were evaluated for their
capacity to elicit HER-2-specific antibodies with antiproliferative
activity. Several HER-2 B-cell epitopes were identified by
computer-aided analysis of protein antigenicity, and selected B-cell
epitopes were synthesized colinearly with a promiscuous T-helper
epitope (208302) derived from the measles virus fusion protein at
either the NH2 or COOH terminus linked via a four-residue
turn sequence (GPSL). In addition, one epitope sequence, 628647, was
mutated to optimize disulfide pairing to mimic the native HER-2
receptor. All of the four selected epitopes elicited high-titered
antibodies in outbred rabbits with exceptionally high titers for
MVF-HER-2(628647). These antibodies were cross-reactive with the
native HER-2 receptor. Antibodies elicited by MVF HER-2(628647)
inhibited proliferation of human HER-2-overexpressing breast cancer
cells in vitro and caused their antibody-dependent
cell-mediated cytotoxicity. Furthermore, immunization with
MVF-HER-2(628647) prevented the spontaneous development of
HER-2/neu-overexpressing mammary tumors in 83% of transgenic mice. The
engineered, chimeric peptide B-cell immunogen MVF-HER-2(628647) may
have applications in the prevention of HER-2-overexpressing cancers.
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INTRODUCTION
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HER-2 is a Mr 185,000
transmembrane phosphoglycoprotein encoded by the erbB-2
gene, the human homologue of the rat proto-oncogene neu. HER-2
is a member of the
EGFR4
(EGFR/erbB-1) family. It is composed of an ECD that is
cysteine rich and has several glycosylation sites and an
intracellular domain with a highly conserved tyrosine kinase (1, 2)
. Although a direct ligand for HER-2 has not been described,
it has been shown to function as a preferential heterodimerization
signaling partner with EGFR, HER-3, and HER-4 by providing a
low-affinity ligand binding site (3, 4)
. In humans, HER-2
is expressed in fetal tissues and at low levels in normal tissues of
adults (5)
. Overexpression of HER-2 is associated with
2030% of breast and ovarian cancers and, to a lesser extent, with
adenocarcinoma of uterus, cervix, fallopian tube, and endometrium
(68)
. In patients with breast cancer, HER-2
overexpression is an independent predictor of survival; it is
associated with poor prognosis, aggressive disease, and resistance to
chemotherapy and hormone therapy (810)
. How HER-2 alters
the growth of normal or cancer cells is not entirely clear. HER-2
overexpression may provide tumors with a selective growth advantage
through increased utilization of stromal-derived epidermal growth
factor-like growth factors or ligand-independent receptor
homodimerization (11, 12)
.
HER-2 is an attractive target for immunotherapeutic approaches.
Antibodies directed against the ECD of HER-2 have been shown to confer
inhibitory effects on tumor growth in vitro and in animal
models (1318)
. In Phase II and Phase III clinical
trials, a recombinant humanized anti-HER-2 monoclonal antibody,
Trastuzumab, produced an overall response rate of 15% as a single
agent in patients with metastatic HER-2-overexpressing breast cancers
and has been shown to improve survival when combined with cytotoxic
chemotherapeutics (1921)
. The molecular mechanisms
underlying these growth-inhibitory effects are not well understood.
Initial studies showed that antibodies to HER-2 could cause receptor
internalization and degradation with reduced phosphorylation resulting
in the inhibition of tumor cell growth (14, 22, 23)
. There
is evidence that HER-2 antibodies can block heterodimer formation,
interfere with ligand binding, or trigger apoptosis
(2426)
. HER-2 antibodies also mediate
complement-dependent cytotoxicity and/or ADCC
(2729)
.
Active specific immunotherapy offers the possibility of generating
sustained anti-HER-2 immune responses and is potentially more effective
than passive approaches, particularly when the application is primary
or secondary cancer prevention. A number of vaccine approaches
targeting p185 HER-2 or the HER-2 ECD have been evaluated. Strain NFS
mice immunized with a vaccinia virus recombinant that expresses the ECD
rat neu developed a protective antibody response against
subsequent challenge with neu-transformed NIH 3T3 cells
(30)
. However, immunization of BDIX rats with the same
immunogen did not result in antibody response, nor did it inhibit the
growth of syngeneic neu-expressing B104 neuroblastoma cells, suggesting
that this strategy was insufficient to induce immune responses in the
rat. A polysaccharide-oncoprotein complex vaccine consisting of the 147
NH2-terminal amino acids of HER-2 ECD complexed
with cholesteryl group-bearing mannan and pullulan induced cellular and
humoral immune responses that mediated rejection of
HER-2-expressing sarcomas in BALB/c mice (31)
. Partial
protection was shown in rat neu transgenic mice destined to
develop mammary tumors by immunizing them with either a purified rat
neu ECD (32)
or neu-transfected allogeneic mouse
fibroblasts (33)
.
Despite the evidence presented above, it is not entirely clear whether
effective immune responses can be generated in humans using cell- or
protein-based vaccine strategies targeting p185 HER-2 or the HER-2 ECD
because HER-2 is a nonmutated "self" antigen. Moreover, some
antibodies elicited to HER-2 have been shown to stimulate rather than
inhibit the growth of human tumors, and HER-2 vaccines presenting
multiple epitopes could potentially elicit a mixture of
counterproductive humoral responses (22)
. Immunization to
self tumor antigens may require a vaccine design that targets a portion
of the protein rather than whole protein domains of the antigen. There
may be advantages to the use of subunit peptide-based immunogens when
targeting HER-2 not only to elicit a desired immune response but also
to circumvent tolerance to native protein. Disis et al.
(34)
have shown that immunization of rats with multiple
T-helper peptides derived from the rat neu protein elicited strong
humoral and CD4+ responses; in contrast, immunization with purified
whole rat neu protein in parallel experiments failed to elicit
detectable immune responses. Recently, these investigators also showed
that immunization of breast and ovarian cancer patients with multiple
HER-2 peptides selected for binding to MHC class II molecules
elicited both peptide- and protein-specific T-helper cell responses
(35)
. Whether immune responses elicited by peptide
immunogens incorporating human HER-2 T-helper cell epitopes will be of
sufficient potency to mediate antitumor activity in humans is not
known. The genetic MHC-restricted stimulatory activity of human
self-peptides corresponding to T-cell epitopes is also a major obstacle
to developing T-cell peptide vaccine approaches for use in an
"outbred" human population.
We hypothesized that a rationally designed peptide vaccine targeting
specific B-cell determinants from the HER-2 ECD could induce antibodies
capable of inhibiting the growth of HER-2-expressing cancers. To
augment antibody responses and overcome MHC genetic polymorphism,
"promiscuous" T-helper peptide epitopes from a nonhuman molecule
may be incorporated. The B-cell HER-2 epitopes were designed with a
minimal number of point mutations to facilitate folding of the peptide
into a stable conformation to mimic the native protein structure. They
were synthesized colinearly with a promiscuous T-helper cell epitope
derived from amino acid sequence 288302 of the measles virus fusion
protein. MVF has previously been shown to interact with several
distinct human MHC class II alleles (36)
. Furthermore, we
have shown that MVF-conjugated B-cell epitope peptide constructs could
be used to bypass certain haplotype-restricted immune responses and
provide broad immunogenicity in a large number of individuals typical
of an outbred population (3742)
. Here we demonstrate
that chimeric peptide immunogens targeting a single HER-2 B-cell
epitope and incorporating a promiscuous T-helper epitope are capable of
eliciting high-titered, native receptor-specific humoral responses in
outbred rabbits. Antibodies elicited by one of these immunogens, MVF
HER-2(628647), could selectively inhibit the growth of
HER-2-overexpressing cells. Moreover, active immunization with this
peptide construct prevented the development of tumors in a transgenic
mouse model of HER-2/neu mammary tumorigenesis.
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MATERIALS AND METHODS
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B-cell Epitope Prediction and Peptide Synthesis.
The selection of candidate B-cell epitopes expressed within the human
HER-2 ECD was accomplished by computer-aided analysis using various
correlates of protein antigenicity as reviewed by Kaumaya et
al. (43)
. The basic premise is that algorithms used
in this analysis will always locate regions that are surface-exposed on
the protein and therefore most likely to be involved in antibody
binding. Selected B-cell epitopes were synthesized colinearly with the
T-helper epitope MVF using a 4-residue amino acid linker (GPSL) as
described previously (44)
either on a Milligen/Biosearch
9600 peptide synthesizer (Bedford, MA) or a multiple peptide
synthesizer (Model 396; Advance Chemtech, Louisville, KY) using a
4-methylbenzhydrylamine resin as the solid support (substitution,
0.54mm/g). The Fmoc/t-butyl synthetic method was used, using
4-(hydroxymethyl) phenoxyacetic acid as the linker. After the final
deprotection step, protecting groups and peptide resin bond were
cleaved with 90% triflouroacetic acid, 5% anisole, 3% thioanisole,
and 2% ethanedithiol. The crude peptides were purified by
reverse-phase high-performance liquid chromatography and were >95%
pure before immunization. The identity of the peptides was confirmed by
krotos IV MALDI-TOF matrix-assisted laser desorption ionization-time of
flight spectrometry at the Complex Carbohydrate Research Center
(Athens, GA).
Immunization of Rabbits and Transgenic Mice.
Female New Zealand White rabbits were obtained from Mohican Valley
Rabbitry (Loudenville, OH). Pairs of rabbits were immunized s.c. at
multiple sites with a total of 1 mg of each of the four chimeric
peptides (Table 1
) emulsified in complete Freunds adjuvant. Subsequent booster
injections, 1 mg and 500 µg of the peptide in PBS, were given
3 and 6 weeks after the primary immunization. Sera were collected, and
complement was inactivated by heating to 56°C for 30 min.
High-titered sera were purified on a protein A/G-agarose column
(Pierce, Rockford, IL), and eluted antibodies were concentrated and
exchanged in PBS using Mr 100,000
cutoff centrifuge filter units (Millipore, Bedford, MA). The
concentration of antibodies was determined by the Coomassie plus
protein assay reagent kit (Pierce). Transgenic mice (strain N202)
overexpressing the rat neu gene under the transcriptional
control of the mouse mammary tumor virus promoter were purchased
from The Jackson Laboratory (Bar Harbor, ME). Groups of six transgenic
mice, each 46 weeks old, were immunized separately with 100 µg of
HER-2(115136) MVF, HER-2(410429) MVF, and MVF HER-2(628647). The
peptides were dissolved in PBS with 100 µg of muramyl dipeptide
adjuvant N-acetyl-glucosamine-3 yl-acetyl
L-alanyl-D-isoglutamine and
emulsified (50:50) in Squalene/Arlacel A oil (4:1) as described
elsewhere (45)
. Nine mice were injected with
MVF/N-acetyl-glucosamine-3 yl-acetyl
L-alanyl-D-isoglutamine
emulsion as immunized controls. Boosters were given s.c. after 4, 8,
16, and 24 weeks. Two more boosters were also given at 32 and 40 weeks
with only MVF HER-2(628647) to sustain the high-titered immune
responses. Mice were retro-orbitally bled monthly for antibody titer
determination. Tumor size (length and width) was measured with vernier
calipers. Individual tumors volumes were calculated by the
formula (length x width2/2).
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Table 1 Amino acid sequences and the structural attributes of chimeric B-cell
epitope constructs used in this work
MVF sequence is italicized. N-linked glycosylation sites are
shown in bold. The cysteine to glycine mutation in HER-2(628647) is
underlined.
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ELISA.
The 96-well plates were coated with 100 µl of antigen at 2 µg/ml in
PBS overnight at 4°C. Nonspecific binding sites were blocked for
1 h with 200 µl of PBS-1% BSA, and plates were washed with PBT.
Rabbit antiserum (1:500) or mouse antiserum (1:50) in PBT was added to
antigen-coated plates in duplicate wells, serially diluted 1:2 in PBT,
and incubated for 2 h at room temperature. After washing the
plates, 100 µl of 1:500 goat antirabbit or goat antimouse IgG
conjugated to horseradish peroxidase (Pierce) were added to each well
and incubated for 1 h. After washing, the bound antibody was
detected using 50 µl of 0.15%
H2O2 in 24 mM
citric acid and 5 mM sodium phosphate buffer (pH 5.2) with
0.5 mg/ml 2,2'-aminobis(3-ethylbenzthiazoline-6-sulfonic acid) as the
chromophore. Color development was allowed to proceed for 10 min, and
the reaction was stopped with 25 µl of 1% SDS. Absorbance was
determined at 410 nm using a Dynatech MR700 ELISA reader (Chantilly,
VA). Titers were defined as the highest dilution of sera with an
absorbance of greater than 0.2 after subtracting the background.
Mouse Isotyping.
MVF HER-2(628647) antibodies raised in transgenic mice were typed
using a Mouse Typer Sub-Isotyping Kit (Bio-Rad, Hercules, CA). The
assay was performed according to the manufacturers instructions,
except that a 1:1000 dilution of goat antirabbit IgG horseradish
peroxidase conjugate was used.
Cell Culture.
All cell culture media, FCS, and supplements were purchased from Life
Technologies, Inc. (Grand Island, NY). The human breast adenocarcinoma
cell lines SK-BR-3 and BT-474 overexpressing HER-2 and the rat
neu-overexpressing fibroblast cell line DHFR-G8 were
purchased from American Type Culture Collection (Manassas, VA) and
maintained according to the suppliers guidelines. CAV-1 was derived
from a fresh colon tumor specimen that was cryopreserved and
subsequently cultured. This cell line does not express detectable
levels of HER-2/neu. CAV-1 was maintained in RPMI 1640 with
10% FCS and L-glutamine.
Immunoprecipitation and Western Blotting.
SK-BR-3 or DHFR-G8 cells (1 x 107) suspended in 100 µl of HBSS per sample
were lysed in 1 ml of ice-cold 0.5% NP40 lysis buffer [150
mM NaCl, 50 mM Tris (pH 8), 10 mM
EDTA, 10 mM Na PPi, 10 mM
sodium fluoride, 1% NP40, and 0.1% SDS] containing 10 µg/ml each
of aprotinin and leupeptin. Lysis was achieved by gentle rotation at
4°C for 20 min. After centrifugation (14,000 x g, 10 min) to remove cell debris, lysates were incubated
with 10 µg of antipeptide antibody and 30 µl of protein A/protein G
(Calbiochem, La Jolla, CA) overnight. Beads were pelleted by
centrifugation (14,000 x g 30 s),
washed twice in lysis buffer containing 1 mM
Na3VO4, and boiled in SDS
sample buffer for 3 min. Proteins were resolved by 7.5% SDS-PAGE,
transferred to nitrocellulose, and then probed with HER-2- or rat
neu-specific monoclonal antibodies (Calbiochem). Protein transfer was
monitored with prestained molecular weight standards (Bio-Rad).
Immunoreactive bands were detected by enhanced chemiluminescence
(Pierce) using horseradish peroxidase-conjugated goat antirabbit
immunoglobulins.
Flow Cytometry.
This procedure was adopted from that described by Hudziak et
al. (13)
. Briefly, 5 x 105 SK-BR-3 or DHFR-G8 cells were incubated with
either 2.5 µg of rabbit antipeptide antibodies or a 1:40 mouse sera
dilution and HER-2-specific mouse monoclonal antibody Ab-2 and rat
neu-specific monoclonal antibody Ab-4 (Calbiochem) were used as
positive controls, and isotypic IgG was used as a negative control for
1 h at 4°C in 100 µl of PBS/1% FCS. The cells were washed
twice in PBS and incubated with FITC-labeled secondary antibody (1:50
dilution) for 30 min at 4°C in 100 µl of PBS/1% FCS. The cells
were washed twice, fixed in 2% formaldehyde, and analyzed by a Coulter
ELITE flow cytometer (Coulter, Hialeah, FL). A total of 10,000 cells
were counted for each sample, and final processing was performed.
Debris, cell clusters, and dead cells were gated out by light scattered
assessment before single-parameter histograms were drawn and
smoothened.
Cell Proliferation Assay.
SK-BR-3 and CAV-1 cells were plated at 5000 cells/well in V-bottomed
plates with antipeptide antibodies at 10 µg/ml on day 0. On day 3,
cells were pulsed with [3H]thymidine (1
µCi/well) for 6 h and then placed in a -20°C freezer for
1 h. After thawing at room temperature, cells were harvested using
a PHD cell harvester. Samples were incubated in 5 ml of Ready
Safe liquid scintillation mixture (Beckman, Fullerton, CA), and
radioactivity was determined by using a beta counter. Results are
expressed as the percentage of inhibition [(untreated - treated)/untreated x 100] of triplicate
samples.
ADCC Assay.
PBMCs were isolated from heparinized whole blood obtained from normal
human donors by density gradient sedimentation using Ficoll-Hypaque
(Pharmacia Biotech, Piscataway, NJ). The purified PBMCs were washed
twice with culture medium (RPMI 16401% FCS) and serially diluted
into 96-well plates to give E:T ratios of 50:1, 25:1, 12.5:1, or
6.25:1. Protein A/G purified Her-2(628647) peptide antibodies from
immunized transgenic mice and the clinically applied HER-2 monoclonal
antibody Trastuzumab (Genentech Inc, South San Francisco, CA) were
added at 2 µg/well. Target cell lines (SK-BR-3 or BT-474) were
labeled with 200 µCi of
Na51CrO4 (New England
Nuclear Life Science Products, Boston, MA) by incubating them
for 45 min in a CO2 humidified chamber at 37°C
and washed three times in the cultured medium. A total of 0.1 ml of
target cells (105/ml) was added per well for a
final volume of 0.2 ml/well. Target cells were incubated with PBMCs in
absence of antibodies to assess nonspecific lysis. The plates were
incubated for 4 h at 37°C, and then the supernatants were
harvested, and the radioactivity was determined using a gamma counter.
The percentage of lysis or cytotoxicity was calculated as follows:
Cytotoxicity (%) = (A - B/C - B) x 100, where A represents 51Cr
(cpm) from test supernatants, B represents spontaneous
release (51Cr from target cells without antibody
treatment), and C represents maximum release
(51Cr from target cells lysed with 5%
Triton-X114). Each treatment was preformed in triplicate and averaged
before calculating the percentage of lysis.
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RESULTS
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Chimeric HER-2 B-cell Epitope Constructs.
Four of the 12 highest scoring (of the 144 analyzed) HER-2 ECD B-cell
epitope sequences, amino acid sequences 115136, 376395, 410429,
and 628647, were selected for evaluation (Table 1)
. Amino acid
sequence alignment indicated that epitope 115136 is highly variable
between EGFR, HER-2, HER-3, and HER-4. Therefore, this sequence was
hypothesized to have some unique function in HER-2 such as ligand
binding. Antibodies raised to this region were hypothesized to inhibit
tumor growth by blocking HER-2 receptor signaling. Epitope 628647 was
chosen because of its proximity to the cell membrane. Antibodies
binding to the juxtamembrane region were hypothesized to cause receptor
aggregation and perturb the cell membrane more effectively, leading to
HER-2 receptor endocytosis and degradation. Epitope sequences 376395
and 410426 were chosen because of their relative immunogenic
potential, based on our predictive rankings. Neither of these two
sequences contained cysteines or potential N-linked
glycosylation sites, and these two sequences were predicted to
form one secondary structural element, either an
-helix (sequence
376395) or a ß-sheet (sequence 410429). HER-2 sequences 115136,
376395, and 410429 were synthesized with the promiscuous T-helper
cell epitope, MVF, at the COOH terminus, and sequence 628647 was
synthesized with MVF at the NH2 terminus. The
orientation of the T-helper cell epitope was chosen based on
sequence-dependent difficulties for assembly of the peptide. However,
the orientation of MVF does not affect the immunogenicity of the
peptide constructs (46)
. These chimeric peptides
incorporate a 4-residue linker (GPSL), in which glycine and
proline in the linker potentiate a ß turn in the oligopeptide,
whereas serine in that position will favor hydrogen bonds with the free
NH of the backbone. Leucine in the sequence was chosen because its side
chain in that position is completely buried in the hydrophobic core and
must be hydrophobic. The flexible nature of the linker allows for
independent folding of the T-helper cell and B-cell epitopes (43, 46)
. HER-2 sequence 628647 contains three cysteines whose
disulfide bond pairing was unknown. Cys-634 and Cys-642 were
hypothesized to form a suitable disulfide bridge, based on their
proximity and predicted secondary structure. Thus, Cys-630 was mutated
to glycine because the relatively small size of the R group of glycine
causes minimal steric hindrance to formation of predicted ß-sheet
structure. Sequences 115136 and 628647 have potential
N-linked glycosylation sites 124-NNTT-127 and
629-NCTH-632 respectively; however, the latter site
is a poor sugar acceptor due to steric hindrance caused by the
propensity of cysteine to form disulfide bonds
(47)
. The crude peptides were purified by reverse-phase
high-performance liquid chromatography and were >95% pure before
immunization. The identity of the peptides was confirmed by mass
spectrometry. The amino acid sequences, predicted secondary structures,
posttranslational modifications, and the molecular weights of the
MVF-conjugated HER-2 peptide constructs are indicated in Table 1
.
Immunogenicity of Chimeric HER-2 B-cell Epitope Peptides in Outbred
Rabbits.
The HER-2 oligopeptides were highly immunogenic, as evidenced by
antibody titers of over 100,000 (Fig. 1
). HER-2(115136) MVF elicited immediate and high antibody titers 1
week after the first booster in one of the two rabbits; however, the
antibody response to this construct rose slowly in the other rabbit to
high titers by 2 weeks after the second booster. The HER-2(376395)
MVF immune response was characterized by a slightly longer lag phase
with an eventual rise in antibody titers to maximal levels after the
tertiary boost. The antibody response to HER-2(41029) MVF was
relatively low in both rabbits with maximum titers approaching 30,000
within 2 weeks after the tertiary boost. MVF HER-2(628647) produced
the most immediate and vigorous response, with exceptionally high
titers of over 250,000 that remained at maximal levels in both rabbits
through 4 weeks after tertiary boost. The polyclonal IgG sera did not
cross-react with the MVF T-cell sequence.
Binding of Peptide Antibodies to Native HER-2 Receptor.
Peptide-based vaccines will be effective only if the antibodies
elicited by peptide immunogens bind the HER-2 receptor. Three different
methods were used to test the binding of antipeptide antibodies to the
native protein. First, the capacity of HER-2 peptide antibodies to
immunoprecipitate HER-2 protein from the lysates of SK-BR-3 cells, a
human breast cancer cell line overexpressing HER-2, was assessed. All
of the peptide antibodies, except antibodies to HER-2(115136) MVF,
efficiently immunoprecipitated the native receptor from SK-BR-3 cells
(Fig. 2
). The lower band in the doublet is probably an isoform or
underglycosylated counterpart due to high-level expression of HER-2 in
SK-BR3 cells and has been observed by others (13, 34)
.
Second, binding of the peptide antibodies to the intact HER-2 receptor
was determined by immunofluorescence staining of single cell suspension
of SK-BR-3 cells. Antibodies generated against HER-2(376395) and
HER-2(628647) bound the receptor well within 1 log of HER-2-specific
mouse monoclonal antibody Ab-2 (Fig. 2)
. However, antibodies to
HER-2(410429) showed weak binding and might be related to low titers
elicited by rabbits against this immunogen (Fig. 1)
, whereas antibodies
to HER-2(115136) did not bind the receptor, confirming the
immunoprecipitation results. Third, the binding of the peptide
antibodies to a recombinant glycosylated HER-2 ECD was determined by an
indirect ELISA. The pattern of reactivity of peptide antibodies with
the protein paralleled that observed with immunoprecipitation and
immunofluorescence staining (data not shown).

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Fig. 2. Binding of peptide antibodies to the HER-2 receptor was
determined by immunoprecipitation (top) and flow
cytometry (bottom) using SB-BR-3 cells. IgG is an
isotype antibody control. Ab-1 is a HER-2-specific monoclonal antibody
used as a positive control for immunoprecipitation and Western
blotting. Ab-2 is a mouse monoclonal antibody specific to the HER-2 ECD
used as a positive control in flow cytometry.
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Effect on Breast Cancer Cell Proliferation.
The effect of the peptide antibodies on tumor growth was examined
in vitro with a standard
[3H]thymidine proliferation assay using
HER-2-overexpressing SK-BR-3 cells and CAV-1, a colon cancer cell line
that expresses low levels of HER-2 as a control. Antibodies elicited by
HER-2(376395) MVF and MVF HER-2(628647) were able to reduce the
proliferation of SK-BR-3 cells by about 40% and 30%, respectively,
compared with untreated cells (Fig. 3
). In contrast, slight increases in proliferation were observed with the
antibodies elicited by HER-2(410429) MVF. The antipeptide antibodies
[with the exception of anti-HER-2(376395) MVF] had minimal effects
on CAV-1 cells, suggesting the possibility that peptide antibodies
against MVF HER-2(628647) selectively modulate the growth of
HER-2-overexpressing tumor cell lines.

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Fig. 3. Growth-inhibitory effects of peptide antibodies on SK-BR-3
and CAV-1 cells were determined by standard [3H]thymidine
proliferation assay. Results are expressed as the percentage of
inhibition [untreated - treated/untreated x 100] of averaged triplicate samples. SDs are indicated by
error bars.
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Effects of MVF-HER-2 Peptide Constructs in Rat neu Transgenic Mice.
A transgenic mouse model (designated N202) developed by Guy et
al. (48)
that expresses mammary tumors similar to
human breast cancer was used to test in vivo antitumor
effects. Focal mammary tumors arise in at least 50% of the female
transgenic mice around 28 weeks of age due to overexpression of the rat
neu gene under the transcriptional control of the
murine mammary tumor virus 3' long terminal repeat. Three of the HER-2
peptide sequences (376395, 410429, and 628647) have >80%
homology to the analogous regions in rat neu (2)
. We
examined whether the antibodies raised against the HER-2 peptides were
capable of recognizing the rat neu receptor because there was a 20%
amino acid sequence disparity. As depicted in Fig. 4
, antibodies elicited with HER-2 sequences 115136, 410429, and
628647 were able to immunoprecipitate the rat neu receptor from the
neu gene-overexpressing DHFR-G8 fibroblast cell line.

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Fig. 4. Cross-reactivity of HER-2 peptide antibodies with rat neu
receptor was determined by immunoprecipitation from the
neu gene-overexpressing cell line DHFR-G8. Ab-4 is a
monoclonal antibody specific to rat neu, and IgG is an isotype antibody
control. The protein bands migrating just below the
Mr 208,000 marker are shown by Western
blotting with Ab-1, which also recognizes rat neu.
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Based on these results, female transgenic mice were immunized with
HER-2(115136) MVF, HER-2(410429) MVF, and MVF HER-2(628647), or
MVF. MVF HER-2(628647) elicited high-titered antibody
responses against the immunogen of over 50,000 as early as 2 weeks
after the second booster, and the antibody titers reached more than
250,000 after the third booster (Fig. 5
). Antibodies against MVF HER-2(628647) also reacted with recombinant
HER-2 ECD with titers over 10,000 (Fig. 5)
and the intact HER-2 and rat
neu receptors of cells (data not shown). The transgenic mice did not
mount appreciable antibody responses against immunogens HER-2(115136)
MVF and HER-2(410429) MVF. Antibody titers against both these
immunogens were below 4000 even 6 weeks after the fourth booster (data
not shown).

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Fig. 5. Immune responses to MVF HER-2(628647) in six transgenic
mice (represented by individual bars) were determined by titering the
sera against the corresponding immunogen (top) and
glycosylated recombinant HER-2 ECD (bottom) by an
indirect ELISA.
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By 48 weeks of age, all of the transgenic mice immunized with MVF
emulsion, HER-2(115136) MVF and HER-2(410429) MVF, developed tumors
of at least 10 millimeters in size. Most notably, in correlation with
the in vitro inhibition of tumor cell proliferation (Fig. 3)
, 83% (five of six) transgenic mice immunized with MVF
HER-2(628647) were completely free of tumors (Fig. 6
). MVF HER-2(628647)-vaccinated mice showed a significantly longer
tumor-free interval compared with mice immunized with MVF emulsion
(P = 0.0025). No tumors were detectable in
these mice during the 52 weeks of observation. Although there was a
delay in the onset of tumors in the one mouse immunized with MVF
HER-2(628647) compared to other groups there was no significant
difference in the kinetics of tumor growth after their occurrence (data
not shown).

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|
Fig. 6. Immunoprotective effects of HER-2 peptide epitopes on
spontaneous tumor development in transgenic mice were determined by
immunizing groups of six to nine mice with indicated peptides at 4
weeks of age and boosting every 4 or 8 weeks as described in
"Materials and Methods." Tumor volumes were calculated as
(length x width2/2). The time to tumor
development was analyzed using Kaplan-Meier survival analysis with
log-rank comparisons of individual curves (62, 63)
.
|
|
Antibody-mediated Cytotoxicity of Breast Tumor Cell lines.
We found IgG1 (58%) and IgG2 (35%) to be the major isotypes in the
transgenic mouse sera elicited by MVF HER-2(628647). HER-2 monoclonal
antibodies representing these two isotypes were shown to be capable of
mediating ADCC in conjunction with human PBMCs (22, 29)
.
In an attempt to explore the molecular mechanism of tumor growth
inhibition by the HER-2(628647) peptide antibody, we tested its
potential to recruit PBMCs to lyse HER-2-overexpressing mammary tumor
cell lines in an ADCC assay. Peptide antibodies elicited in transgenic
mice by HER-2(628647) invoked lysis of two different human breast
tumor cell lines, SK-BR-3 and BT-474, expressing high levels of HER-2
(27)
in presence of human PBMCs, similar to the clinically
applied HER-2 monoclonal antibody, Trastuzumab (Fig. 7
).

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|
Fig. 7. HER-2(628647) peptide antibody-mediated ADCC of
51Cr-labeled mammary tumor target cell lines BT-474
(top) and SK-BR-3 (bottom) was assayed in
presence of human PBMCs. The percentage of cytotoxicity was calculated
as described in "Materials and Methods." SDs were less than 10% of
the maximum individual values. Less than 2% lysis was observed when
target cells were incubated with normal mouse immunoglobulin or
antibodies alone without effector cells.
|
|
 |
DISCUSSION
|
|---|
The use of peptide immunogens in humans is considered
problematic because they have been historically considered to be weak
immunogens. Antibodies elicited in animals by immunization with
synthetic peptides have generally been shown to have low affinity to
the native protein, partly because antibody recognition sites are
usually of the conformational type, and the peptide immunogens lacked
defined structure in solution. Peptides must mimic the native
conformation of the protein for their respective antibodies to bind
target antigens with an affinity high enough to be biologically
significant. The genetically restricted stimulatory activity of
peptides is also a major obstacle to developing vaccine approaches for
use in an outbred human population (49)
. Covalent
conjugation of B-cell epitope peptides to large carrier molecules is
sometimes used to address this problem but often results in
hypersensitivity, conformational changes, appearance of undefined
structures, loss of epitopes, inappropriate presentation of epitopes,
and batch-to-batch conjugate variability. We have addressed several of
these issues in our approach to subunit peptide vaccine design. Our
strategy involved de novo design of topographic determinants
that focused on preserving the native protein sequence while
introducing a minimal number of rational point mutations to facilitate
folding of the peptide into a stable conformation that mimics the
native protein structure (50, 51)
. We have examined the
effectiveness of incorporating promiscuous T-helper epitopes derived
from nonhuman molecules into these constructs to overcome human MHC
genetic polymorphism (41)
. Our previous work in a variety
of model systems has demonstrated that this approach can elicit
high-titered antibodies that recognize native protein in an outbred
population (3742)
.
The antitumor activity of HER-2 monoclonal antibodies, some of
which recognize denatured protein (22, 52, 53)
, prompted
us to test the efficacy of antibodies raised against peptide immunogens
from HER-2. In contrast to peptide vaccine approaches that have focused
on multiple T-cell epitopes derived from HER-2 and the generation of
anti-HER-2 T-cell responses (34)
, we have focused on
individual B-cell determinants and optimizing an antibody response that
has the potential of interfering with the transforming activity of
HER-2. We demonstrate that a conformationally optimized chimeric B-cell
peptide immunogen that incorporates a promiscuous T-helper epitope
elicits high-titered antibodies to HER-2 in both outbred rabbits and
inbred transgenic mice. Antibodies elicited by the chimeric peptide MVF
HER-2(628647) had antitumor activity in vitro and
prevented tumor development in vivo. MVF HER-2(628647)
targets a membrane proximal region of the HER-2 ECD, which may be
important in the antitumor activity observed with this immunogen. The
epitope recognized by the clinically applied HER-2 monoclonal antibody
Trastuzamab is reported to be located in the membrane proximal region
of the ECD, amino acids 529627 (54)
. This antibody has
been shown to induce HER-2 receptor degradation (13)
,
inhibit receptor cross-talk (55)
, and mediate ADCC
(27, 54)
. It is possible that the peptide antibodies
elicited by HER-2(628647) may inhibit tumor growth by these
mechanisms as represented by their capacity to mediate ADCC. Optimal
cysteine disulfide pairings in the sequence 628647 have been shown to
be critical for transforming activity of HER-2/neu. Disruption of
disulfide bonds in this region has been shown to promote
ligand-independent receptor homodimerization and early tumor
development (56, 57)
.
Although HER-2(376395) MVF peptide elicited native
receptor-specific antibodies and inhibited tumor cell proliferation in
tissue culture, we were unable to evaluate the immunoprotective
capacity of this construct in neu transgenic mice because these peptide
antibodies failed to cross-react with rat neu receptor. Not all
antibodies elicited demonstrated antiproliferative activity. An
increase in tumor proliferation was observed in vitro with
the antibodies elicited by HER-2(410429) MVF. Monoclonal antibodies
to different HER-2 epitopes have demonstrated differential effects.
Some bind and display no activity, whereas others stimulate or inhibit
tumor growth (22, 52, 53, 58)
. The predicted B-cell
epitopes were not equally immunogenic nor did they equally elicit
antibody that bound native HER-2 protein. HER-2(115136) MVF and
HER-2(410429) MVF were poorly immunogenic in transgenic mice. Strong
immune responses to HER-2(376395) prompted us to evaluate the
adjacent epitope HER-2(410429), although it had the lowest predicted
score of the final 12 epitope selections. This low score may explain
its poor immunogenicity. Glycosylation is shown to play a decisive
role in the immunogenicity of tumor-associated antigens
(59)
with effects on both the structure of the B-cell
determinants and their ability to bind antibodies (60, 61)
. The inability of HER-2(115136) MVF peptide antibodies to
recognize the receptor might be due to the absence of sugars at the
predicted N-linked glycosylation site (NNTT) in the
synthetic peptide in contrast to other immunogens. This observation is
supported by the fact that the antibodies raised against
HER-2(115136) MVF peptide were able to immunoprecipitate the rat neu
receptor (Fig. 4)
. It is interesting to note that rat neu receptor does
not harbor a N-linked glycosylation site in the analogous
region (2)
.
It is not clear why only a minority of patients with tumors that
overexpress HER-2 have manifested objective clinical responses with
passive immunotherapy with Trastuzumab (19, 21)
. Tissue
distribution and levels and the inherent immunogenicity of monoclonal
antibodies, even humanized constructs, are a few of the major
constraints associated with passive therapy. It should also be noted
that antitumor activity of HER-2 antibodies in preclinical studies has
been only partial and is cytostatic in nature. Because of this,
prolonged therapy is necessary. The cost and antigenicity of monoclonal
antibody also pose major obstacles for this application. In contrast,
synthetic subunit peptide vaccines are attractive when targeting
proteins such as HER-2. Oligopeptide vaccines are cost-effective to
produce and are more readily characterized during their manufacture.
More importantly, subunit peptide vaccines can focus immune responses
to biologically active epitopes. The capacity to narrowly focus the
immune response is of particular relevance to HER-2, where interaction
of the antibody with specific sites has the potential of stimulating
growth. In contrast to passive therapy, the continuous availability of
tumor-targeting antibodies can be ensured at low cost. Here we report a
B-cell epitope vaccine capable of eliciting HER-2-specific antibodies
in an outbred population with a potential to suppress the development
of HER-2-overexpressing cancers. A National Cancer Institute-supported
Phase I clinical trial to evaluate both the immunogenicity and toxicity
of MVF HER-2(628647) is currently under way at the Ohio State
University Medical Center.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Wayne Aldrich and Roshni Sundaram for assistance and
for providing human blood for ADCC assays, Dr. Donn Young for
statistical analysis of tumor development, Creative Biomolecules
(Philadelphia, PA) for the kind gift of HER-2 ECD protein expressed in
mammalian cells, and the Ohio State University Comprehensive Cancer
Center Analytical Cytometry Laboratory assistance with flow cytometry.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 This work was supported in part by the Ob/Gyn
Peptide Research Developmental Fund 535217 and National Cancer
Institute grant P30 CA 16058. 
2 Present address: Division of Tumor Biology, The
Johns Hopkins University, Baltimore, MD 21231. 
3 To whom requests for reprints should be
addressed, at The Ohio State University, Suite 302, Comprehensive
Cancer Center, 410 West 12th Avenue, Columbus, OH 43210. Phone: (614)
292-7028; Fax: (614) 292-1135; E-mail: Kaumaya.1{at}osu.edu 
4 The abbreviations used are: EGFR, epidermal
growth factor receptor; ECD, extracellular domain; ADCC,
antibody-dependent cell-mediated cytotoxicity; MVF, measles virus
fusion epitope sequence 208302; PBMC, peripheral blood mononuclear
cell; PBT, PBS containing 0.05% Tween 20 and 1% horse serum. 
Received 1/11/00.
Accepted 5/11/00.
 |
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S. D. Allen, J. T. Garrett, S. V. Rawale, A. L. Jones, G. Phillips, G. Forni, J. C. Morris, R. G. Oshima, and P. T. P. Kaumaya
Peptide Vaccines of the HER-2/neu Dimerization Loop Are Effective in Inhibiting Mammary Tumor Growth In Vivo
J. Immunol.,
July 1, 2007;
179(1):
472 - 482.
[Abstract]
[Full Text]
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J. T. Garrett, S. Rawale, S. D. Allen, G. Phillips, G. Forni, J. C. Morris, and P. T. P. Kaumaya
Novel Engineered Trastuzumab Conformational Epitopes Demonstrate In Vitro and In Vivo Antitumor Properties against HER-2/neu
J. Immunol.,
June 1, 2007;
178(11):
7120 - 7131.
[Abstract]
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S. Misumi, D. Nakayama, M. Kusaba, T. Iiboshi, R. Mukai, K. Tachibana, T. Nakasone, M. Umeda, H. Shibata, M. Endo, et al.
Effects of Immunization with CCR5-Based Cycloimmunogen on Simian/HIVSF162P3 Challenge
J. Immunol.,
January 1, 2006;
176(1):
463 - 471.
[Abstract]
[Full Text]
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L. D. Yee, D. C. Young, T. J. Rosol, A. M. VanBuskirk, and S. K. Clinton
Dietary (n-3) Polyunsaturated Fatty Acids Inhibit HER-2/neu-Induced Breast Cancer in Mice Independently of the PPAR{gamma} Ligand Rosiglitazone
J. Nutr.,
May 1, 2005;
135(5):
983 - 988.
[Abstract]
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J. M. Park, M. Terabe, Y. Sakai, J. Munasinghe, G. Forni, J. C. Morris, and J. A. Berzofsky
Early Role of CD4+ Th1 Cells and Antibodies in HER-2 Adenovirus Vaccine Protection against Autochthonous Mammary Carcinomas
J. Immunol.,
April 1, 2005;
174(7):
4228 - 4236.
[Abstract]
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A. Astolfi, L. Landuzzi, G. Nicoletti, C. De Giovanni, S. Croci, A. Palladini, S. Ferrini, M. Iezzi, P. Musiani, F. Cavallo, et al.
Gene Expression Analysis of Immune-Mediated Arrest of Tumorigenesis in a Transgenic Mouse Model of HER-2/neu-Positive Basal-Like Mammary Carcinoma
Am. J. Pathol.,
April 1, 2005;
166(4):
1205 - 1216.
[Abstract]
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B. Jiang, W. Liu, H. Qu, L. Meng, S. Song, T. Ouyang, and C. Shou
A Novel Peptide Isolated from a Phage Display Peptide Library with Trastuzumab Can Mimic Antigen Epitope of HER-2
J. Biol. Chem.,
February 11, 2005;
280(6):
4656 - 4662.
[Abstract]
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