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Molecular Biology and Genetics |
Maxillofacial Unit/Oncology. Kings College Hospital, London, SE5 8RX [M. P., S. P., E. P., G. G. E., J. D. L.], and Royal Marsden NHS Trust, London, SW3 6JJ [R. P. A.], United Kingdom
| ABSTRACT |
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| INTRODUCTION |
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The clinical appearance of these lesions and the recognized risk factors for oral cancer, which include heavy smoking and high alcohol consumption, are poorly predictive for risk of tumor development, such that lesions that will ultimately become neoplastic cannot be readily identified by clinical findings and examination alone. Thus, at present, assessment of the likely behavior of precancerous lesions relies on clinical intuition and microscopic evaluation of sections of biopsies of suspicious areas stained with H&E. There is general agreement that the degree of atypia and other structural alterations can be classified as mild, moderate, or severe, and this is normally taken to indicate low, medium, or high risk of progression to malignancy (810) . However, the presence of dysplasia is not a reliable predictor of malignant transformation, and its absence does not mean that the patient is not at risk of developing a tumor. For example, 15% of patients with areas of leukoplakia that did not contain dysplastic features developed oral carcinoma in the study reported by Silverman et al. (5) . Histological assessment is also unreliable as a result of the subjectivity inherent in this approach and in the different histological criteria used to define dysplasia in different centers.
Because of the lack of objective criteria for defining lesions "at risk," most clinicians biopsy all suspicious red and white patches, treating only those showing severe dysplasia to avoid the risk of transformation to malignancy. The lesions selected for biopsy include those that arise in the absence of obvious traumatic factors, that occur in patients with high alcohol and tobacco consumption, that are present as areas of erythroplakia, or that are present at high-risk sites, which include the lateral border of the tongue, fauces, floor of the mouth, and ventral surface of the tongue, particularly in young females. However, most carcinomas are thought to arise in clinically normal mucosa, and the management of lesions showing only mild or moderate dysplasia remains problematical, especially when an incisional biopsy leaves histologically abnormal mucosa at the margins. Because the decision as to whether or not to treat patients with leukoplakia and erythroplakia is based on clinical factors and the severity of the dysplasia, it would be helpful to have additional molecular markers that can be used for cancer-risk assessment. Individuals recognized to be at risk can then be targeted to ensure that they limit their exposure to risk factors, are monitored regularly, and undergo excisional biopsy or laser ablation of precancerous lesions. These patients are also the group most likely to benefit from dietary advice and recruitment to chemoprevention studies, to minimize the risk of transformation of additional areas of premalignant mucosa that may be present within the field of cancerization.
The carcinogenic process involves progressive accumulation of genetic abnormalities (11) . Research over the last decade has also revealed that preneoplastic lesions show a plethora of genetic aberrations, including deletion of key chromosomal regions at 3p, 4q, 8p, 9p, 13q, and 18q (for examples, see Refs. 1216 ), polysomy (17) , and amplification of cyclin genes (18) . Mutations and LOH3 affecting the p53 gene may also be present (19, 20) and may allow cells with damaged DNA to continue to proliferate, because these mutations remove essential cell cycle controls. p53 mutations may also influence the rate at which cells harboring genetic aberrations accumulate additional genetic events, such that when a critical threshold of aberrations is reached, cancer results (20) . Assessment of the number of aberrations or "hits" present in oral precancer by molecular profiling from biopsy tissue has been shown to supplement histological assessment and to help identify patients with lesions that may recur or progress to malignancy (13, 2022) .
Our previous studies have shown that patients with potentially malignant lesions showing AI at two or more critical loci have a 75% greater chance of developing a tumor over 5 years (20) . To build on these preliminary observations, we have used microsatellite assay to conduct a case-control study, matching patients with dysplastic lesions who subsequently developed SCC on the same side of the mouth with a group of patients with similar lesions who did not develop tumor when followed for the same period. Each case progressing to malignancy was matched with a control of the same sex, age, and similar exposure to risk factors to control for variables that would be expected to increase the number of random events detected in the lesions examined.
| PATIENTS AND METHODS |
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Controls for each case of dysplasia developing oral SCC were matched
for age, sex, site, grade of dysplasia, smoking and alcohol habits, and
the status of the margins. The status of the margins was established by
examination of the sections available at the time of primary diagnosis.
No additional sections were prepared for analysis, because of the
limited amount of material available. Only cases developing SCC at
least 30 months after the diagnosis of dysplasia were included, to
avoid analyzing lesions at the margins of a developing tumor. When
multiple biopsies were available (cases 4 and 17), only the initial
lesion was analyzed. In every case, the control was selected from the
pathology archives at the hospital at which the dysplastic lesion was
identified, so that the microscopic features of both the case and
control were reported by the same pathologist. Particular care was
taken to match the length of time of follow-up because, if test cases
were matched with controls that did not progress for long periods,
selecting cases with a good prognosis might unfairly maximize the
differences between the test and control groups. Thus, a maximum of 12
months variance was allowed for matching. For example, if a case
progressed to malignancy at 36 months, the control was a patient who
was tumor-free at 36 months but had not been followed for more than 48
months. This protocol avoided a comparison of patients with
dysplastic lesions who developed cancer with an early disease-free
control group, but did not take into account the fact that the time
period over which dysplastic lesions progressed to malignancy is
currently unknown, such that this approach might not reflect the true
natural history of this disease. The clinical features and risk factors
of the lesions studied are summarized in Table 1
. The median time of follow-up of the patients was 59 months (range,
15120 months).
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PCR primers for the polymorphic microsatellite markers were obtained
from Research Genetics (Huntsville, Alabama) or synthesized
locally. One of the primers was end-labeled with
[
-32P]ATP, and PCR products were generated
from standard reactions. Microsatellite markers were chosen within the
five candidate tumor suppressor gene areas identified at 3p
(24)
and including loci that have shown a high frequency
of AI in previous studies (13, 16, 20, 24)
. Products were
separated by gel electrophoresis in denaturing 6% polyacrylamide-7M
urea and autoradiographed overnight. Labeled pBR322 was included as a
sequencing ladder to facilitate sizing of the alleles. Cases were
scored by visual inspection of band patterns and were considered to
show AI if the ratio of the two alleles in the tumor was 50% less than
that detected for the normal sample. Novel microsatellite alleles were
identified by the presence of bands that were absent in the normal
sample; these cases were scored as showing msi and were excluded from
the informative cases. The chromosomal location of the RFLP markers and
microsatellites used is shown in Table 2
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Loci showing msi were evaluated in a similar way, with loci showing AI being noninformative, or not done, omitted. Each available locus was scored as 1 (case msi; control ROH), -1 (control msi; case ROH), or 0 (case and control both ROH or msi).
To ascertain whether aberrations at specific chromosomal regions were
associated with the grade of dysplasia (mild, moderate, or severe) or
with smoking or alcohol habits, the AI scores were calculated by
combining the scores for the loci examined with the five key regions at
3p 8p2123, 9p1324, and 13q1331 to avoid multiple
significance testing. The five key regions identified at 3p were
defined by the following markers: 3p24.326.5 (D3S192,
D3S1259); 3p21.322.1 (D3S686); 3p21.121.32
(D3S32, D3S1573, D3S1241); 3p14.3
(D3S4103); 3p13 (D3S659, D3S1562,
D3S30). The markers that were combined at
8p21.123.3, 9p1324, and 13q1431 were D8S264,
LPL, D8S298, D8S133;
D9S286, IFN-
, D9S171,
D9S161, D9S43; and Rb,
D13S125, respectively.
The relationship between the AI score and the severity of dysplasia, smoking, and alcohol consumption was investigated by testing the significance of the correlation between the AI score and these clinicopathological parameters. Correlations in the order of only 0.7 or above could reliably be detected when 39 case/control pairs are analyzed. The Kruskal-Wallis test was used to compare the two groups.
| RESULTS |
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The results obtained after application of microsatellite assay are
summarized in Tables 1 and 2
, and representative cases are shown in Fig. 1
. The frequency of AI at the loci tested ranged from 0 to 37.5%, with
the highest levels observed for p53 (32%), DCC
(37.5%), and IFN-
(35%). msi at one or more loci
was found for 19 cases. Thirty-seven of 39 dysplastic lesions analyzed
for cases that developed a tumor, and 16 cases with lesions that did
not progress, showed AI at two or more informative loci. AI generally
involved single microsatellites, although some lesions showed deletion
at adjacent markers, which suggested loss of large chromosomal regions
(for examples, see cases 18, 24, and 38 and controls 31, 35, and 37 in
Table 1
).
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The data were analyzed to assess whether AI at individual loci, or within the chromosomal regions examined (see "Patients and Methods" section), were associated with tumor development. The only statistically significant relationship found was that AI at p53 occurred at an increased frequency when the cases with dysplastic lesions that developed a tumor and the matched controls were compared (17 cases and 3 controls showed AI at this locus; P = 0.006).
Evidence of a relationship between the number of assessable loci
showing AI, or any specific or pattern of aberration, and the grade of
dysplasia was also sought (see Table 3
A), but none was found. If there were an association with the number of
assessable loci, the median AI score should be higher when the groups
with mild and severe dysplasia are compared however, in the present
study, this score was lower for the group with severe dysplasia, which
may reflect the small numbers of severely dysplastic lesions examined
to date. Detailed analysis reveals that some loci did show a higher
percentage of AI when the findings for severe dysplasia were compared
with those for mild and moderate dysplasia. However, other markers
showed a higher frequency of aberration for lesions showing
moderate or severe dysplasia, or else showed no difference, when the
three groups were compared. For example, 43% AI was found at 3p13 for
severe dysplasia, whereas the frequency was 14% for moderate and 20%
for mild dysplasia. The frequency of AI at 3p21.121.32 and 3p1324
was broadly similar for all of the three grades of dysplasia, and the
highest frequency of AI at 3p24.326.5 was found for mild dysplasia.
However, these findings were not statistically significant, such that
the variation is likely to reflect the small number of cases examined
to date.
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| DISCUSSION |
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In the present study, 14 tumors developed at the same site as the dysplastic lesion, 19 developed at contiguous sites, and 6 developed at an oral site remote from the initial biopsy. Our evidence also suggests that the process of field cancerization is much more extensive than previously thought, and that the excision of lesions is likely to leave mucosa that harbors aberrations that we cannot see, inasmuch as 11 cases developed a tumor even though the dysplastic lesion was excised with clear margins. However, 26 cases had evidence of morphological change at the mucosal margins, which suggests that this altered mucosa may have been the source of cells for many of the subsequent tumors. Thus, whereas we cannot exclude the fact that some lesions that were excised in toto represent clonal outgrowths of benign cells that may never have progressed to malignancy, or that the areas of hyperplasia and dysplasia at the margins of dysplastic lesions were the source of cells for the new tumor, our findings suggest that the detection of AI within an area of leukoplakia or erythroplakia provides information about the risk of tumor development within an entire field of cancerization. Similar findings have been reported by Hittelman et al. (27) , who analyzed normal and premalignant lesions adjacent to head and neck tumors. This conclusion is supported by studies that have revealed that molecular aberrations can be detected before there is histological evidence of morphological change (2831) . However, what remains to be answered is whether the aberrations detected in the dysplasia examined were present at other sites in the oral mucosa in which cancer developed at the time of initial biopsy, or whether they occurred because of continued exposure to carcinogens.
Six cases showed msi at two or more loci, which suggested that a subset of patients may have had defective mismatch repair. However, no aberrations affecting the hMSH2 and hMLH1 genes were detected.4 The observation that cases developing tumors showed more novel microsatellite alleles than did the matched controls (P = 0.002) was unexpected, but it likely reflects that these aberrations also provide an index of instability. However, they occur at only a low frequency and are unlikely to be as useful as an index based on AI in the clinic.
Overall, the percentage of lesions showing AI at the markers tested was in general agreement with previous studies (12, 20) and lower than that reported for SCC (23) . The frequency of AI at the microsatellites investigated was analyzed to determine whether specific aberrations were associated with tumorigenesis. However, only the p53 locus showed AI at a significantly higher frequency when the cases that progressed to cancer were compared with the group that did not progress.
We anticipated that we would find that most patients who developed a tumor would present with early lesions showing more severe histological changes. The cases studied in the present series are not a consecutive series; 42% of the initial lesions were reported as showing mild, 38% showed moderate, and 20% showed severe dysplasia, emphasizing that mild dysplasia is not necessarily associated with low risk of tumor development within a field "at risk." Morphologically similar lesions showed a wide range of genetic aberrations such that no specific abnormalities associated with the three grades of dysplasia were identified. However, this type of analysis is complicated by the subjectivity inherent in classifying dysplasia as mild, moderate, or severe. Thus, at the present time, additional studies are required to determine whether it is possible to relate histological changes to molecular aberrations, and whether genetic aberrations predicting risk of progression can be defined that will ultimately provide a new standard for therapeutic intervention.
In the present study, 37 of the dysplastic lesions that progressed to cancer showed AI at two or more loci, a finding that has previously been shown to be associated with high risk of tumorigenesis (20) . On the basis of the findings from this study and our previous report, we advocate complete excision of all dysplastic lesions showing AI at two or more key microsatellite markers, regardless of the degree of dysplasia, aiming to produce margins that are at least morphologically normal. Should this situation not be achieved, repeat surgery may be advisable. If this action had been taken in the present study, 16 patients with dysplastic lesions that had not progressed to tumor during the period of study would have been overtreated. Nevertheless, we cannot exclude the possibility that the control cases may still develop a malignant lesion, as we do not know the time-scale over which progression occurs. However, because a significant proportion of tumors developed at contiguous or distant sites when the initial dysplastic lesion harbored AI at two or more loci, this strongly suggests that the process of field cancerization is much more widespread than was previously thought. In view of this, patients with lesions that harbor AI at two or more key loci should be targeted to limit their exposure to risk factors and to receive dietary advice and chemoprevention. Following this regimen should minimize an individuals risk of developing a tumor at a distant site, or locally when molecular aberrations are present in histologically normal mucosa (30) . However, it may also be prudent to carry out biopsy for molecular and histological analysis every year, to judge the effect of this preventative regimen in this high-risk group. In addition, based on the findings from this study, it seems desirable to screen clinically normal mucosa as part of the routine work-up for head and neck cancer patients by histological examination and, by using the molecular test whenever possible, to establish whether there is molecular evidence of field cancerization, to help with the overall risk assessment for these patients.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 This research was supported by a grant from
S. Thames R and D, United Kingdom. ![]()
2 To whom requests for reprints should be
addressed, at Maxillofacial Unit/Molecular Oncology, Kings College
Hospital, Denmark Hill, London, SE5 8RX, United Kingdom. ![]()
3 The abbreviations used are: LOH, loss of
heterozygosity; SCC, squamous cell carcinoma; AI, allelic imbalance;
msi, microsatellite instability; ROH, retention of heterozygosity. ![]()
4 G. Emilion, unpublished data. ![]()
Received 10/18/99. Accepted 5/17/00.
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