
[Cancer Research 60, 3989-3999, August 1, 2000]
© 2000 American Association for Cancer Research
Bystander Effect in Herpes Simplex Virus-Thymidine Kinase/Ganciclovir Cancer Gene Therapy: Role of Gap-junctional Intercellular Communication1
Marc Mesnil2 and
Hiroshi Yamasaki3
Unit of Multistage Carcinogenesis, IARC, F-69372, Lyon cedex 08, France
 |
ABSTRACT
|
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Antitumor suicide gene therapy is one of the emerging strategies against
cancer. It consists of the introduction into cancer cells of a gene
capable of converting a nontoxic prodrug into a cytotoxic drug. Because
this therapeutic gene cannot be easily introduced into the whole cell
population of a tumor, the successful eradication of tumors depends on
a phenomenon called the "bystander effect," by which the introduced
gene can affect even cells in which it is not itself present. From a
therapeutic point of view, it may be crucial to enhance this phenomenon
through various means to achieve tumor eradication. One such suicide
gene, the thymidine kinase gene from the herpes simplex virus, in
combination with the prodrug ganciclovir, has been extensively and
successfully used in some animal models exhibiting a strong bystander
effect. Among the mechanisms involved in this phenomenon, gap
junctional intercellular communication (GJIC) is directly involved in
the transfer of the toxic metabolites of ganciclovir, which pass
directly from herpes simplex virus thymidine kinase-expressing cells to
surrounding cells that do not express it. Because GJIC appears to be a
mediator of the bystander effect both in vitro and
in vivo, here we review possible molecular strategies
for enhancing the extent of tumor cell death by increasing the
intratumoral GJIC capacity.
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Introduction
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Despite clear progress, conventional radiotherapeutic and
chemotherapeutic treatments against cancer still place a burden on
patients; their systemic administration can even lead to the appearance
of secondary cancers (1
, 2)
. Local strategies and better
targeted weapons to destroy only tumor cells without affecting
neighboring tissues can be developed using knowledge of carcinogenic
processes. Some such emerging strategies make use of pharmaceutical
drugs designed to block molecular pathways that are activated in cancer
cells (3)
, the steps of carcinogenesis that make cancer
cells invasive (4)
, or angiogenesis (5
, 6)
.
Strategies aimed at suppressing the expression of an oncogene or
restoring the function of a defective tumor suppressor gene have
already been studied experimentally, with the transfer of therapeutic
genes into cancer cells to correct their genetic errors (7
, 8)
. However, this kind of gene therapy can target one of several
genes responsible for the malignant phenotype. Because no single gene
has been shown to be altered in all human tumors, approaches to gene
therapy that can operate independently of the genetic background of the
cancer cells are therefore required. Such alternative gene therapies
must focus on the eradication of the tumor cells. In particular, local
and intratumoral chemotherapy can be achieved through gene therapy by
inserting genes conferring drug sensitivity into the tumor cells, thus
avoiding the systemic toxicity that occurs during conventional
chemotherapeutic treatments. One such strategy involves "suicide gene
therapy," in which a gene coding for an enzyme that converts a
nontoxic prodrug into a lethal compound is inserted into the tumor
cells. Thus far, the most successful enzyme/prodrug combination tested
in vitro and in animal models is
HSV-tk,4
which has a high affinity for the prodrug GCV (9, 10, 11, 12)
.
This is an attractive approach because it targets the cell division
process that is a characteristic of all tumor cells (13
, 14)
.
To accomplish complete killing of a tumor, it was initially thought
that the suicide gene HSV-tk would have to enter each individual
cell. Given the low efficiency of current methods of gene delivery,
this was not a realistic prospect. Fortunately, the HSV-tk/GCV strategy
results in the death not only of the recipient
(HSV-tk+) tumor cells but also of surrounding
nonrecipient (HSV-tk-) tumor cells. This
phenomenon is called the "bystander effect," and it compensates for
the low efficacy of vectors (viral or liposomal) in transferring genes
into the tumor cells (15)
. Because gene transfer will
probably remain a limiting factor for suicide gene therapy, it is
crucial to induce a potent bystander effect. One approach is to enhance
the local transfer of toxic metabolites from the transduced cells to
the surrounding untransduced ones. A promising strategy is mediation of
this transfer through GJIC. Propagation of toxic metabolites through
GJIC was first observed 30 years ago (16)
, and we have
shown its possible use in cancer therapy using an in vitro
model (17)
.
Here we review recent progress made in the use of GJIC to enhance the
bystander effect during cancer gene therapy mediated by the HSV-tk/GCV
strategy.
 |
The Molecular Mechanisms of the HSV-tk/GCV Therapy
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HSV-tk (18)
has a high affinity for acyclic analogues
of deoxyguanosine such as ACV and GCV; this affinity may explain the
antiherpetic and anticytomegalovirus activities of these drugs
(19, 20, 21)
. The growth of cells infected with attenuated
herpes simplex virus is inhibited by exposure to ACV or GCV, an action
mediated by the HSV-tk gene of the viral genome (22, 23, 24)
.
GCV is a better inhibitor of the growth of cells transfected with the
HSV-tk gene than ACV, and, in particular, it is 10-fold more potent
than ACV as an inhibitor of the growth of HSV-tk gene-transfected tumor
cells (25)
.
The cytotoxic effect of guanosine analogues on cells expressing HSV-tk
was demonstrated two decades ago (22)
. Its application to
cancer therapy was first tested by transfecting BALB/c murine sarcoma
cell lines with the HSV-tk gene. GCV treatment was sufficient to induce
complete regression of palpable tumors that formed after injection of
the transfected cells into mice (26)
. The effect of GCV
treatment was specific and did not induce resorption of
HSV-tk- tumors. After similar GCV treatment,
this strategy also led to the resorption of palpable tumors after s.c.
injection of murine K2 sarcoma or Ly18 lymphoma cells transduced with
retroviral vectors bearing the HSV-tk gene (9)
. Similar
results were obtained with rat C6 glioma cells that were transduced
with the HSV-tk gene before injection into nude mice (27)
.
The cytotoxic effect of GCV results from its incorporation into DNA by
a process involving several steps, starting with its phosphorylation to
form a monophosphate (ganciclovir monophosphate). Because its affinity
for eukaryotic thymidine kinases is 1000 times lower, GCV is
essentially phosphorylated only by the viral enzyme HSV-tk (23
, 28)
. The ultimate product of further phosphorylation by cellular
kinases, GCV-triphosphate, competitively inhibits incorporation of the
endogenous DNA precursor dGTP into DNA (29, 30, 31)
. Moreover,
the GCV-terminated strands of DNA are poor substrates for DNA chain
elongation (29)
, therefore the elongation of DNA strands
is prevented (30
, 32
, 33)
, leading to cell death. Apart
from a few possible exceptions with certain cell types
(34)
, the death is apoptotic and is probably independent
of the p53 pathway (35, 36, 37)
. Indeed, tumor cell lines
exhibiting mutated p53 are also sensitive to HSV-tk vectors, hence this
therapeutic strategy can be applied irrespective of the p53 status of
the tumors (38)
.
Other mechanisms of HSV-tk/GCV cytotoxicity also appear to operate.
Recent studies suggest that the high toxicity of GCV compared with that
of other substrates of HSV-tk such as ACV or
1-ß-D-arabinofuranosylthymine is due not only to GCV
triphosphate but also to the incorporation of GCV monophosphate into
the whole genome (39)
. Moreover, independent of cell
replication, some toxicity of GCV to quiescent cells expressing HSV-tk,
such as thyrocytes and hepatocytes, has been reported (37
, 40)
. The mechanism underlying this phenomenon is not yet clearly
understood but could be the consequence of inhibition of mitochondrial
DNA polymerase (37)
. However, replicating DNA is
considered to be the major target in cancer cells for GCV activated by
HSV-tk.
 |
The HSV-tk/GCV Bystander Effect
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The first in vivo experiments showed that systemic GCV
treatment can eradicate a tumor in which all cells express HSV-tk
(9
, 26 , 27)
. These experiments represented an ideal
situation in the sense that all of the malignant cells injected into
the animals expressed the suicide gene. However, in practical
therapeutic approaches, only some of the tumor cells can be reached
in situ with a transgene.
One way to overcome the limited transfer of the suicide gene into the
tumor cells is to continuously produce in situ retroviral
particles carrying the HSV-tk gene. Such an approach, which is closer
to possible therapeutic applications, was tested by coinjecting
fibrosarcoma cells and 3T3 fibroblasts producing retroviral vectors
carrying the neomycin resistance (NeoR) gene
(10)
. Analysis of the tumors in vitro
demonstrated that the NeoR gene was transferred to some
(9%) of the tumor cells, which thus became resistant to neomycin
treatment (10)
. The same strategy was used, replacing the
NeoR gene with the HSV-tk gene. Surprisingly, although the
suicide gene transfer to the tumor cells was again much less than
100%, the tumors rapidly regressed in most of the animals. The growth
of s.c. injected tumor cells of which 50% or even only 10% expressed
HSV-tk could be prevented by i.p. injections of GCV (10)
.
This observation meant that, contrary to the original expectation,
in situ transfer of the HSV-tk gene into a tumor could lead
to its regression, even if the suicide gene was not introduced into all
of the tumor cells. It also suggested the possibility of eliminating an
established tumor by in situ injection of a HSV-tk producer
cell line. This was indeed observed in Fischer 344 rats carrying a 9L
glioma previously implanted in a cerebral hemisphere. Five days later,
cells producing the HSV-tk retroviral vector were injected
intratumorally by stereotactic guidance. Subsequent i.p.
administrations of GCV induced complete tumor regression in nearly all
animals (10)
. When the ß-galactosidase gene was used as
a transduction marker, in situ observation of the tumors
showed that the extent of transduction of the gene into the glioma
cells varied greatly (1070%). This implies that cells that did not
express the HSV-tk gene became sensitive to GCV treatment even if
3090% of the tumor cells lacked the suicide gene (41)
.
This phenomenon was not specific to this cell line because the transfer
of sensitivity to GCV from cells infected with a retrovirus bearing the
HSV-tk gene to neighboring "naive" cells has also been observed
both in vitro and in vivo with rat C6 glioma
cells (42)
.
 |
GJIC as a Major Mechanism of the Bystander Effect
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All of the in vivo studies described above have
demonstrated propagation of sensitivity to GCV from cells expressing
HSV-tk to nearby tumor cells that do not express it. Such a bystander
tumor-killing phenomenon (10)
has been termed the
"bystander effect" (43)
.
The involvement of GJs in the bystander effect was suggested (44
, 45)
because of the analogy between this phenomenon and the
metabolic cooperation assay that was described three decades ago
(16)
. This was an assay to estimate the extent of the GJIC
capacity of cells in culture by mixing cells deficient in HGPRT
(HGPRT- cells), which are unable to metabolize
hypoxanthine, with normal cells (46)
. The transfer of the
toxic metabolite from HGPRT+ cells to
HGPRT- cells was proven to be mediated by GJs
(47)
, and the extent of toxicity ("kiss of death") in
the coculture reflected the capacity of the cells to communicate
through GJs. The analogy between this kiss of death phenomenon and the
bystander effect was clear to Moolten (26)
, who made the
first observation of this effect in vitro, which was
"presumed to reflect transfer of GCV-P by metabolic cooperation
between HSV-tk positive and HSV-tk negative cells" (Ref.
26
; see Fig. 1
).

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Fig. 1. In a tumor cell population, only a few cells can be
reached by vectors carrying the HSV-tk gene. When those cells do
express the tk gene (red nucleus), they become sensitive
to GCV, which diffuses through the cell membrane. The
HSV-tk+ cells are killed by the GCV-P they produce.
A, because the GCV-P molecules cannot pass through the
cell membrane, theoretically, only the HSV-tk+ cells
(red cells) should be killed by GCV treatment.
B, a direct diffusion from cytoplasm to cytoplasm of
GCV-P could induce a bystander effect sufficient to eradicate a tumor
cell population, even if only a few cells are
HSV-tk+.
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The hypothesis of metabolic cooperation to explain the bystander effect
was supported by direct observation of the transfer of toxic
derivatives of radiolabeled GCV from HSV-tk+
cells to HSV-tk- cells (48)
. The
implication of GJs in this transfer was based on the known cell-to-cell
transfer of phosphorylated nucleotides (16
, 49)
. GJs are
intercellular channels that are made up from two juxtaposed
transmembrane hemichannels (connexons) provided by the adjacent cells
(reviewed in Ref. 50
; see Fig. 2A
). Each connexon is composed of six Cx protein subunits with
a central pore through which GCV-P has appropriate size
(Mr <1000) (51)
and properties to pass, as has been shown for other nucleotides such as
cAMP and ADP or other second messengers (52
, 53)
.

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Fig. 2. Bystander effect in cancer gene therapy due to GJIC.
Toxic GCV-P molecules can pass from a cell expressing the HSV-tk
(tk+) gene to neighboring
HSV-tk- tumor cells. A, the toxic GCV-P
molecules (red arrows) pass from HSV-tk+
cells to HSV-tk- cells through the GJs. B,
in HeLa cells, the bystander killing effect is observed only when cells
expressing the HSV-tk gene communicate (as shown by the dye transfer
assay on the left) through GJs. Cells expressing HSV-tk
were mixed with their HSV-tk- counterparts at a 1:1 ratio.
Similar results were obtained when only 10% of the cells were
HSV-tk+.
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The mediation of the bystander effect by GJs is particularly
interesting because GJs seem to transfer toxic metabolites very
efficiently. For instance, it has been shown in three-dimensional
cultures that only 1% of a tumor cell mass can significantly alter the
growth of a mixture of cells (HGPRT- and
wild-type cells) in collagen gel containing 6-thioguanine, if they are
extensively coupled (54)
.
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In Vitro GJIC-mediated Bystander Effect
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The first in vitro study to exploit GJIC to spread a
cancer therapeutic effect was conducted in our laboratory over a decade
ago (17)
. This study demonstrated that diffusion of
cytotoxic agents via GJIC can improve chemotherapy efficiency. Because
of the lack of GJIC between normal and transformed cells, the killing
was selective, and only the transformed cells were eliminated
(17)
. We later demonstrated that GJs can also mediate a
bystander effect in cancer gene therapy in vitro by using
HeLa cells, which exhibit very poor GJIC capacity (Fig. 2B
).
When HeLa cells were transfected with an expression vector carrying the
HSV-tk gene (HSV-tk+ cells), they became highly
sensitive to GCV. If these cells were mixed with untransfected HeLa
cells (1:1 ratio), GCV failed to eliminate the whole cell population.
However, the outcome was quite different when we used HeLa cells that
were able to communicate through GJs as a result of transfection of a
gene coding for a common Cx, Cx43. Under these conditions, not only the
HSV- tk+ cells but also the
HSV-tk- cells were killed by GCV, even if the
culture contained only 10% HSV-tk+ cells (Fig. 2B
). This bystander effect, by which the toxicity of GCV was
transmitted to the remaining 90% of the culture, was clearly mediated
by GJs because it was inhibited either by a lack of contact between the
two cell types or by treating the cells with a long-term inhibitor of
GJIC (55)
. These findings are supported by those from
other laboratories reporting that the level of GJIC is predictive of
(or correlated with) the extent of the bystander effect in
vitro, whatever the origin of the cancer cell lines (Refs.
56, 57, 58, 59, 60
; see Table 1
). Indeed, it has been shown that cell lines exhibiting the bystander
effect in vitro are able to transfer radiolabeled GCV
between them if they do express Cxs (67)
. The type of Cx
expressed (by transfection or otherwise) does not appear to be
crucial for the bystander effect because similar results were obtained
with HeLa cells expressing various Cxs such as Cx43 or Cx26 (55
, 68) and in a mouse neuroblastoma cell line expressing
Cx37 (Ref. 69
; see Table 2
).
Nevertheless, some in vitro work did not exhibit a close
relationship between GJIC capacity and the extent of the bystander
effect. This was observed on lung cancer cell lines in which the dye
transfer assays exhibited a low GJIC capacity. The authors concluded
from their results that basal GJIC would be sufficient to obtain an
extensive bystander effect. However, the fact that they could not
decrease the bystander effect by inhibiting the GJIC may suggest that
the bystander effect was not completely mediated by GJs, even if
cell-to-cell contacts were necessary (71)
. In some rare
cases, the lack of intercellular contacts did not prevent the
occurrence of the bystander effect. It is possible that in such
cases, as with some rat colon adenocarcinoma cells, a diffusible factor
is involved in the death propagation (61)
. Similar
conclusions were obtained with rat glioma cells in culture
(72)
, even if GJIC was clearly involved in the in
vivo situation (64)
.
 |
In Vivo GJIC-mediated Bystander Effect
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The bystander effect mediated by GJs that we reported in
vitro has also been observed in vivo. The major
conclusion from these in vivo studies is the same as that
from the in vitro studies: that GJIC, as a mediator of the
bystander effect, can compensate for a low number of
HSV-tk+ cells in propagating the killing effect
of GCV in an induced tumor. For instance, transfection of the
Cx37 gene reduced the weight of tumors induced by mouse neuroblastoma
cells by up to 60% when 50% of the cells expressed the HSV-tk gene
(69)
. Expression of the Cx43 gene in rat C6 glioma cells
induced a similar phenomenon in nude mice, even when only 5% of the
injected cells were HSV-tk+ cells
(64)
. However, the tumor-suppressive role of endogenous
Cx43, which is expressed in parental nontransfected C6 glioma cells,
may have interfered with the observed bystander effect
(73)
. Moreover, in the above-mentioned studies, the mice
were killed soon after the end of GCV treatment, preventing an
estimation of the duration of the bystander effect mediated by Cxs in
down-regulating or preventing the growth of the remaining part of the
tumors.
We found that the growth of 106
injected HeLa
cells, which are highly tumorigenic, was prevented by 10%
HSV-tk+ cells only if the cells expressed Cx43.
These results indicate that Cx43 expression can efficiently induce the
bystander effect such that the growth of tumors is inhibited even when
90% of the injected cells are resistant to GCV, reproducing in
vivo what we observed in vitro. Even when GCV was
administered when the tumors were already palpable, tumor growth was
reduced by 66% or 77% (for mixtures containing 10% or 50%
HSV-tk+ cells, respectively) compared with the
growth of tumors induced by communicating but
HSV-tk- cells (65)
. The
GJ-dependent bystander effect was so efficient that some of the mice
were still alive more than 2 months after the GCV treatment. In
contrast, with Cx43- HeLa cells, GCV decreased
the size of the tumors only in the same proportion as the percentage of
HSV-tk+ cells present in the original mixtures.
 |
Increasing the GJIC Bystander Effect
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All of the data we have presented thus far show that GJIC mediates
a strong bystander effect. Moreover, in most cases, there is a
correlation between a lack of GJIC capacity and the absence of a
bystander effect (Table 1)
. When GJIC is present, the intercellular
transfer of GCV occurs within a few hours (58)
. This rapid
intercellular spread of the toxic metabolites within a tumor mass helps
to increase the efficiency of a suicide gene transferred into a tumor
and points to applications of GJIC in therapy of localized cancers
(67)
. The extent of GJIC in tumors then becomes a decisive
factor for the bystander efficacy. Unfortunately, most of the cancer
cell lines we have tested exhibit such a low GJIC capacity that we
considered this to be a phenotypic characteristic of cancer cells (Ref.
74
; see Table 3
). Such a lack of GJIC would decrease the bystander effect and thus
prevent an efficient eradication of the tumors. In a few cases, we have
indeed observed that cancer cells that did not exhibit a satisfactory
bystander effect in vivo were GJIC-deficient in
vitro. This was the case for GJIC-deficient mammary tumor cells
obtained from neu transgenic mice; when the HSV-tk gene was
transduced into 10% of the tumor cells, the bystander effect was
insufficient to allow the eradication of the tumors by GCV
(66)
. Similarly, with colon cancer cells injected i.p.
into rats, the bystander effect was so low because of their poor GJIC
capacity that 75% of the injected cells had to contain the transduced
HSV-tk gene before any curative effect of GCV treatment was seen
(63)
. The low expression of Cx43 was also related to the
limited bystander effect observed in vivo for human
medulloblastoma cells (81)
. It is therefore imperative to
screen tumors for their GJIC and/or induce GJIC to obtain successful
gene therapy with the help of the bystander effect.
 |
Prediction of Bystander Effect by Screening GJIC-proficient Human
Tumors
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As a crucial parameter for HSV-tk gene therapy, the level of GJIC
in situ in tumors should be predictive of the efficacy of
the bystander effect (59)
. Although most cancer cell lines
are defective for GJIC, we still know very little about GJIC capacity
inside human tumors. Few in situ functional studies of GJIC
in human tumors have been carried out, but the available data show that
GJIC was absent or low in stomach carcinomas and hepatocellular
carcinomas (Refs. 79, 80
; see Table 3
). To assess
whether certain tumor types would be more susceptible to HSV-tk/GCV
therapy, we propose to screen human tumors for their GJIC ability. The
direct ex vivo estimation of GJIC on tumor biopsies would be
the best way of performing such screening (82)
. However,
this approach would be limited by the availability of fresh tumor
samples and the technical difficulty of performing such analyses in
tissues that are difficult to microinject with dyes and/or are
heterogeneous in their cell populations. A broader study could be
performed by screening for the presence of Cxs in fixed tumor tissues,
which are already available in existing banks of biopsies, using
antibodies directed against some common Cxs (Cx26, Cx32, and Cx43),
which have recently become commercially available. Such screening would
also provide valuable information about the putative role of GJIC in
human carcinogenesis (74)
. This indirect screening of
tumors by immunolocalization of Cxs in precisely identified cancer
cells has previously been carried out with some human samples
(83
, 84)
, and the results suggested that some human
tumor types would be more likely to exhibit a GJ-mediated bystander
effect than others. The deficiency of originally expressed Cx43 GJs
(85
, 86) in breast ductal carcinomas and infiltrating
lobular carcinomas (87)
and also in high-grade prostatic
adenocarcinomas (88)
suggests that these tumors would not
be a good target for the HSV-tk/GCV strategy. Similar observations have
been made on human ovarian cystadenocarcinomas (89)
. The
situation appears to be different for primary human brain tumors, in
which both Cx26 and Cx43 are highly expressed (90)
.
However, generalization of the results from one biopsy may be different
for others taken from the same tissue because Cx expression may vary
greatly from one sample to another, as observed for Cx43 in high-grade
astrocytomas (91)
. However, according to our in
vitro and in vivo data, the localization of GJs at
cell-to-cell contact areas is more important than the Cx expression
per se in predicting their function. In human hepatocellular
carcinomas as well as in rat liver, we observed that defective GJIC
capacity was related to the cytoplasmic localization of the Cxs in the
cells (79
, 92) , and this has been observed to be
associated with a poor bystander effect, independent of the level of
expression of the Cxs (62)
.
 |
Biochemical Induction of GJIC in Tumors
|
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The HSV-tk/GCV strategy may still be applicable to GJIC-deficient
tumors, if one can increase the GJIC capacity in situ,
e.g., by specific chemical treatments (93)
.
cAMP (94
, 95)
, retinoic acids (96
, 97) ,
carotenoids (98)
, glucocorticoids (96
, 99)
,
and flavanoids (100)
have such an effect in
vitro. This effect may be cell type specific, as with carotenoids,
which increase the dye coupling of human dermal fibroblasts but not of
human keratinocytes (98)
. It may also be Cx type specific;
for example, glucocorticoids (dexamethasone and hydrocortisone) enhance
the GJIC capacity of primary rat hepatocytes by increasing the
expression of Cx32 but not Cx43 (99)
.
Some evidence already suggests that a chemically induced increase of
GJIC (or Cx expression) can lead to an enhanced bystander effect. This
has been observed both in vitro and in vivo by
treating tumor cell lines with retinoids, apigenin, or lovastatin
(101
, 102) . Similarly, treatment of human breast
adenocarcinoma cells with cAMP significantly decreased the percentage
of HSV-tk-transduced cells necessary for a 50% bystander effect
(103)
. Likewise, doubling the GJIC of Cx43-transfected
HeLa cells by cAMP treatment also resulted in doubling of the bystander
effect.5
This type of biochemical increase of GJIC needs to be further studied
in vitro and in vivo to determine whether it is a
Cx- and/or cell type-specific phenomenon (Table 4)
. However, the present evidence indicates that a basal GJIC mediated by
Cx43 will be increased by treatment with cAMP or retinoids (Table 4)
.
The full induction of GJIC depends on the mechanisms that regulate the
synthesis of the Cxs in tumors. However, these mechanisms are far from
being well understood, mainly because the noncoding regions upstream of
the Cx genes, which regulate Cx gene expression, have not been
fully analyzed. On the other hand, it appears that Cx expression can be
modified because these genes have specific promoter regions. For
instance, cAMP consensus responsive elements have been found in the
Cx32 gene (123
, 124)
. This is in agreement with the Cx32
gene expression induced in hepatocytes by cAMP treatment
(125)
. The promoter region appears to be complex; sites
for hepatocyte nuclear factor 1, nuclear factor
B, and
glucocorticoids have been identified in the 5'-untranslated region of
the Cx32 gene (124)
. Such a complex promoter region is
probably a common feature of most Cx genes because they are expressed
in a time- and tissue-specific manner in organisms
(126, 127, 128)
. However, this complexity, in turn, enhances
the possibilities for inducing the expression of a specific Cx in a
targeted cell population.
Even if we were able to target the expression of a specific Cx, the
overall effect, as with many other genes, would depend greatly on the
methylation status of the promoter region. Silencing of Cx gene
expression due to hypermethylation has been observed for the
Cx26,6
Cx43, and Cx32 genes (129)
. Silencing of Cx gene
expression by hypermethylation could explain why only a few cases of
induction of Cx expression and function by biochemical treatments have
been reported.
Another critical aspect is whether the newly induced Cx functions
normally in a tumor. Cx proteins have to migrate through the cytoplasm
to be inserted into the cell membrane as connexons, which must then
dock efficiently with the connexons of adjacent cells to make
intercellular channels that link the cytoplasms. In some cells, this
mechanism may not function because we have observed accumulation of Cxs
in the cytoplasm (79
, 92
, 130)
. Such Cx transport and
docking is mediated by cell-to-cell recognition molecules such as
E-cadherin (130
, 131)
. Indeed, prevention of cell-to-cell
recognition mediated by cadherins seems to be sufficient to prevent
GJIC (132)
. The loss of GJIC caused by appropriate
treatments was also associated with loss of cadherin function
(133
, 134)
. More recent studies suggest that the
COOH-terminal domain of Cx43 binds to the zona occludens-1 protein, a
component of tight junctions (135)
. It is possible that
zona occludens-1 anchors Cx43 at the cytoplasmic membrane or vice
versa, a phenomenon that may lead to the polarized colocalization
of Cx43 and tight junctions in some cells such as thyrocytes
(136)
. Other molecular mechanisms responsible for the
induction of Cx function may include increased stability of the mRNA
and phosphorylation of the protein (95)
.
Usually, a few hours are necessary to induce the expression of Cx
genes; because of the rapid metabolism of GCV in HSV-tk-expressing
cells, Cx-enhancing treatment would have to be performed before the
initiation of the suicide therapy or, at the latest, at the beginning
of the GCV treatment, as was done with apigenin or lovastatin injected
i.p. (102)
. Another aspect to consider is the possible
modulation of HSV-tk activity by the pharmacological treatment used for
the GJIC induction. Although forskolin inhibited the activity of HSV-tk
in murine C3H10T fibroblasts (60)
, the induction of GJIC
and of the bystander effect by cAMP in a murine mammary carcinoma cell
line did not affect HSV-tk activity (103)
. This
inconsistency may be due to the use of different cell types but needs
to be considered when attempting to apply the GJIC-based bystander
effect.
 |
Intratumoral Cx Gene Transfer
|
|---|
A more direct approach to local induction of GJIC would be to
transfer a Cx gene into the tumor cells. As for the HSV-tk gene,
transfer efficacy would be a limiting factor, as has been observed in a
test in vivo (137)
. We have recently observed
that the bystander effect is more efficient when a HeLa cell population
consists of cells carrying HSV-tk or a Cx gene alone than when each
cell contains a vector carrying both genes (bigenic vector). The
bigenic vector induced a weak bystander effect. Our preliminary results
suggest that this could be a consequence of induced GJIC in the
non-Cx-expressing cells simply through contact with cells
freshly transfected with a Cx gene by an unknown
mechanism.7
As discussed earlier for the biochemical treatments, the success of
this strategy is dependent on the operation of mechanisms necessary for
the function of the newly synthesized Cxs. These mechanisms would need
to be ready to function in the recipient cells, and fortunately, in
most reported cases, the introduction of a Cx gene in a cell has been
shown to restore GJs (Refs. 138, 139, 140, 141
; see Table 2
).
Posttranslational modification of Cxs may, in some cases, decrease
their ability to function for GJIC. One possible way to avoid this is
to create a gene for an artificial Cx that will efficiently form GJs
but will not be vulnerable to endogenous modification. Candidate gene
constructs include a modified Cx26 gene, which already has a short
COOH-terminal, and innexin gene, both of which are functional
homologues of Cxs that are specific to invertebrates (142
, 143)
and therefore may not be liable to modification in
mammalian cells.
 |
Cxs Not Only Mediate the Bystander Effect But Are Also Tumor
Suppressors
|
|---|
Most communication-defective cancer cells lose their tumorigenic
capacity or exhibit down-regulated growth once they are transfected
with the appropriate Cx genes. This has been observed with cell lines
of many different origins, such as rat hepatoma, murine fibroblasts
(chemically transformed C3H10T1/2 cells), HeLa cells, and rat glioma
(C6 cells), human breast carcinoma, and rhabdomyosarcoma
(138, 139, 140
, 144, 145, 146)
. Interestingly, the tumor-suppressive
effect is sometimes dependent on the Cx type (144)
but is
not necessarily dependent on the induction of GJIC (147
, 148)
.
A priori, the induction of Cx expression in tumor cells
could lead to two beneficial effects on tumor control: (a)
bystander effect mediation; and (b) tumor suppression.
However, a strong tumor-suppressive effect resulting from the induction
of Cx expression might actually prevent efficient DNA incorporation of
GCV-derived nucleotides by slowing down the cell cycle. The results
from our studies in vitro suggest that these two phenomena
are not entirely antagonistic because we have shown that Cx26, a tumor
suppressor in HeLa cells, can mediate a satisfactory bystander effect
in vitro (68)
. However, such antagonism may
need to be considered in relation to GCV killing efficacy in the case
of a strong in situ induction of Cx expression.
This is also an important issue for the pharmaceutical manipulation of
GJs. Some chemical compounds known to induce GJIC may act as growth
regulators. For instance, apigenin induces not only GJIC but also
G1 cell cycle arrest (149)
. Such
activity could limit the efficacy of GCV incorporation into DNA,
although a recent in vivo study suggests that this is not
the case (102)
.
 |
Conclusions and Perspectives
|
|---|
GJIC increases the extent of the bystander effect observed with
HSV-tk/GCV gene therapy both in vitro and in
vivo. This anticancer strategy may therefore be best adapted to
treatment of tumors in which the cells have a significant basal level
of GJIC. GJIC cannot easily be measured in situ, but a
predictive estimation can be made by screening tumors for the presence
of GJs correctly localized at cell-to-cell contact areas.
Tumors that may be suitable targets for HSV-tk/GCV therapy can be
chosen according to a few characteristics (Fig. 3
). They must be accessible for the intratumoral injections of vectors
carrying the HSV-tk gene. Their cellular structure should be
homogeneous, with cells firmly in contact with each other.
Depending on the Cx types expressed, it should be possible to increase
the basal level of GJIC by appropriate treatments. We believe that this
kind of therapy could be extended in the future to GJ-deficient tumors
by artificially enhancing the in situ communication capacity
of the tumor cells through appropriate chemical treatments, once the
promoter regions have been clearly identified. Artificial induction of
GJIC by direct transfer of Cx genes may be inefficient but should be
further studied in view of the surprising bystander effect that was
induced through this strategy in vitro.
The results of in vitro studies indicate that GJIC may have
various benefits for HSV-tk-mediated gene therapy. Some studies have
shown that the strength of the bystander effect is less dependent on
the level of HSV-tk activity than the cell-to-cell communication
capacity (59)
. Other studies have also shown that
HSV-tk activity can increase Cx43 function in hepatoma cells
(70)
. Enhanced communication might enable the
HSV-tk-expressing cells to resist the GCV treatment for longer time
periods by permitting efficient diffusion of the GCV-P metabolites to
the surrounding cells. This phenomenon has been termed the "Good
Samaritan effect" and, if confirmed, should increase the efficiency
of such therapy (150)
.
Cxs themselves not only mediate the bystander effect but also have a
separate tumor-suppressive action (151)
. Thus, we have
proposed that Cxs have a dual effect on tumor control
(68)
. Whereas it is clear that Cx genes suppress the
growth of many tumor cells, there is increasing evidence to suggest
that increased Cx gene expression at later stages of tumor development
may facilitate metastasis (152)
. Therefore, for tumor
control, it may be prudent to use Cx genes together with therapeutic
suicide genes.
Moreover, the Cxs may work synergistically with other mechanisms that
may be involved in the bystander effect. For instance, the Cxs may help
to amplify the disruption of angiogenesis that is observed in
vivo. Indeed, transduction experiments carried out in
situ with cells producing retroviral particles bearing a
ß-galactosidase gene in a 9L glioma have shown that some blood vessel
endothelial cells were infected with the viruses and expressed the gene
(41)
. Cells located within or adjacent to a tumor are the
most mitotically active endothelial cells responding to angiogenesis
factors released by the tumor, and they should be sensitive to GCV if
they express the HSV-tk gene. In rats, a decrease in tumor
vasculature has been observed after the initiation of GCV therapy in
HSV-tk-transduced tumors (153)
. The disruption of
angiogenesis was accompanied by diffuse necrotic changes associated
with intratumoral hemorrhage (153)
. Therefore, the
elimination of these transduced endothelial cells with GCV may result
in ischemia of the tumor mass (41
, 153)
. Because the
endothelial cells are GJIC proficient and express particular types of
Cxs [Cx37, Cx43, and Cx40 (154)
], they are potential
targets for a "vascular" bystander effect that should contribute to
tumor eradication.
Another consequence of the induction of the bystander effect by GJs may
be the increased inflammatory infiltrations that have been observed in
a range of target organs of both rats and mice
(155, 156, 157, 158, 159)
. This antitumor response, leading to
centralized hemorrhagic tumor necrosis, follows the killing of
neoplastic cells as a result of treatment with GCV (160)
.
This immune response is probably one of the mechanisms involved in the
bystander effect because the bystander effect is usually inefficient in
athymic nude mice, being only a transitory phenomenon if no more than
50% of the injected cells express HSV-tk and are thus sensitive to GCV
(161)
. In contrast to athymic mice, total tumor regression
can be obtained with normal mice even if only 1020% of the cells
express HSV-tk (162)
. In addition, the more tumor cells
killed by HSV-tk/GCV, the better the immune response should
become. Therefore, the induction of the bystander effect by GJs
should in turn lead to an increase in the immune response.
The local involvement of the immune system in the bystander effect
raises the possibility that distant- and long-term systemic antitumor
responses may also be induced. It has been reported that the growth of
untreated tumors (tumors with no cells expressing HSV-tk) in one flank
of a mouse can decrease when tumors with cells expressing HSV-tk are
treated on the other flank (163
, 164) . This distant
bystander effect seems to be efficient enough to prevent the growth of
colonies of both HSV-tk+ and HSV-tk- rat colon
cancer cells in the whole peritoneal cavity of rats. These
results suggest that such local suicide gene therapy could be used as a
kind of cancer immunotherapy because it may have an effect not only
against the HSV-tk-expressing tumors but also against distant tumors
that do not express the transgene and are disseminated in the same
organ (155
, 165
, 166)
. This distant bystander effect
suggests that a local HSV-tk/GCV gene therapy may also prevent the
growth of disseminated tumors and possibly metastases
(167)
.
In conclusion, we consider that a strongly induced local bystander
effect mediated by GJs, by enhancing the death of the cells in the
primary tumor and, in turn, enhancing the local inflammation process,
should increase the systemic immune response that may also act
efficiently against metastases.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Dr. John Cheney for editing the manuscript and Chantal
Déchaux for secretarial help.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by United States National Cancer
Institute Grant R01-CA-40534, Association for International Cancer
Research Grant No. 96-27, and the Association pour la Recherche sur le
Cancer. 
2 Present address: Department of
Neuropharmacology, INSERM U114, Collège de France, 11
place M. Berthelot, F-75231, Paris cedex 05, France. 
3 To whom requests for reprints should be
addressed. Present address: Faculty of Sciences, Kwansei Gakuin
University, 1-1-155 Uegahara, Nishinomiya, Hyogo 662, Japan. 
4 The abbreviations used are: HSV-tk, herpes
simplex virus thymidine kinase; cAMP, cyclic AMP; Cx, connexin; GCV,
ganciclovir; GJIC, gap junctional intercellular communication; GJ, gap
junction; HGPRT, hypoxanthine guanine phosphoribosyltransferase; ACV,
acyclovir; GCV-P, phosphorylated GCV. 
5 M. Mesnil, unpublished data. 
6 R. Singal, Z. J. Tu, J. M. vanWert, G. D.
Ginder, and D. T. Kiang, personal communication. 
7 T. Tanaka, H. Yamasaki, and M. Mesnil,
unpublished data. 
Received 12/23/99.
Accepted 5/31/00.
 |
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R. Thust, M.T. Tomicic, R. Grabner, C. Friedrichs, P. Wutzler, and B. Kaina
Cytogenetic detection of a trans-species bystander effect: induction of sister chromatid exchanges in murine 3T3 cells by ganciclovir metabolized in HSV thymidine kinase gene-transfected Chinese hamster ovary cells
Mutagenesis,
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K. Chamoto, T. Tsuji, H. Funamoto, A. Kosaka, J. Matsuzaki, T. Sato, H. Abe, K. Fujio, K. Yamamoto, T. Kitamura, et al.
Potentiation of Tumor Eradication by Adoptive Immunotherapy with T-cell Receptor Gene-Transduced T-Helper Type 1 Cells
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E. I. Azzam, S. M. de Toledo, and J. B. Little
Expression of CONNEXIN43 Is Highly Sensitive to Ionizing Radiation and Other Environmental Stresses
Cancer Res.,
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J.-H. Yang, S. F. Basinger, R. L. Gross, and S. M. Wu
Blue Light-Induced Generation of Reactive Oxygen Species in Photoreceptor Ellipsoids Requires Mitochondrial Electron Transport
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M. Adachi, J. Sampath, L.-b. Lan, D. Sun, P. Hargrove, R. Flatley, A. Tatum, M. Z. Edwards, M. Wezeman, L. Matherly, et al.
Expression of MRP4 Confers Resistance to Ganciclovir and Compromises Bystander Cell Killing
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[Abstract]
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L.-O. Klotz, P. Patak, N. Ale-Agha, D. P. Buchczyk, K. Abdelmohsen, P. A. Gerber, C. von Montfort, and H. Sies
2-Methyl-1,4-naphthoquinone, Vitamin K3, Decreases Gap-Junctional Intercellular Communication via Activation of the Epidermal Growth Factor Receptor/Extracellular Signal-regulated Kinase Cascade
Cancer Res.,
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W. R. Wilson, S. M. Pullen, A. Hogg, N. A. Helsby, K. O. Hicks, and W. A. Denny
Quantitation of Bystander Effects in Nitroreductase Suicide Gene Therapy Using Three-Dimensional Cell Cultures
Cancer Res.,
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M. C. Luna, X. Chen, S. Wong, J. Tsui, N. Rucker, A. S. Lee, and C. J. Gomer
Enhanced Photodynamic Therapy Efficacy with Inducible Suicide Gene Therapy Controlled by the grp Promoter
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M. P. Piechocki, F. Lonardo, J. F. Ensley, T. Nguyen, H. Kim, and G. H. Yoo
Anticancer Activity of Docetaxel in Murine Salivary Gland Carcinoma
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J. L. Carroll, L. L. Nielsen, S. B. Pruett, and J. M. Mathis
The Role of Natural Killer Cells in Adenovirus-mediated p53 Gene Therapy
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C. F. Brosnan, E. Scemes, and D. C. Spray
Cytokine Regulation of Gap Junction Connectivity : An Open-and-Shut Case or Changing Partners at the Nexus?
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T. Ichikawa, W. P. Petros, S. M. Ludeman, J. Fangmeier, F. H. Hochberg, O. M. Colvin, and E. A. Chiocca
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