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[Cancer Research 60, 4589-4595, August 15, 2000]
© 2000 American Association for Cancer Research


Tumor Biology

Early Deregulation of the p16ink4a-Cyclin D1/Cyclin-dependent Kinase 4-Retinoblastoma Pathway in Cell Proliferation-driven Esophageal Tumorigenesis in Zinc-deficient Rats1

Louise Y. Y. Fong2, Vu T. Nguyen, John L. Farber, Kay Huebner and Peter N. Magee

Department of Microbiology and Immunology, Kimmel Cancer Institute [L. Y. Y. F., V. T. N., K. H., P. N. M.] and Department of Pathology, Anatomy & Cell Biology [J. L. F.], Thomas Jefferson University, Philadelphia, Pennsylvania 19107


    ABSTRACT
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The p16ink4a-cyclin D1/cyclin-dependent kinase 4 (Cdk4)-retinoblastoma (Rb) pathway has emerged as a critical target in oncogenesis. The zinc-deficient (ZD), N-nitrosomethylbenzylamine (NMBA)-induced rat esophageal cancer model provides a tool to study cell proliferation and cell cycle control in cancer initiation. Weanling rats were fed a ZD or zinc-sufficient (ZS) diet for 5 weeks, and then given a dose of NMBA. After 14 weeks, esophageal tumor incidence was 88% in ZD rats with highly proliferative esophagi versus 0% in ZS rats. Expression of p16ink4a, cyclin D1, Cdk4, and Rb in relation to that of proliferating cell nuclear antigen was characterized in esophagi by immunohistochemistry at 0, 24, and 48 h, and 1, 3, 7, 10, and 14 weeks after NMBA treatment. As early as 24 h, proliferating cell nuclear antigen-positive focal hyperplastic lesions were detected in the suprabasal layers of ZD esophagi. At the same time, overexpression of cyclin D1, Cdk4, and Rb was found in the corresponding lesion in adjacent esophageal sections. By contrast, p16ink4a expression was reduced or absent. At all time points, p16ink4a showed reduced nuclear staining in ZD esophagi compared with that in ZS esophagi. In addition, increased expression of the hyperphosphorylated forms of Rb was detected in ZD esophagi by immunoblotting. Importantly, tumors were consistently observed in ZD esophagi at very early time points. These data, obtained using a unique in vivo model for esophageal cancer with rapid tumor induction, provide strong evidence for a link between deregulation of the p16ink4a-cyclin D1/Cdk4-Rb pathway and the initiation of esophageal tumors.


    INTRODUCTION
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The enhancing effect of dietary zinc deficiency on the incidence of NMBA3 -induced esophageal tumors in rats is well known (1, 2, 3, 4, 5, 6) . Recently, using in vivo 5-bromo-2'-deoxyuridine labeling followed by visualization of cells in the S phase by immunohistochemistry, we established a direct relationship between zinc deficiency-induced cell proliferation and esophageal tumor incidence in rats (5) and mice (7) . Our results further showed that a sustained increase in cell proliferation can cause an otherwise nontumorigenic dose of NMBA (8) to be highly tumorigenic (9) in the rat esophagus. Thus, the ZD rat is an excellent model to study cell proliferation and cell cycle control in cancer development in vivo, and this model has human relevance. The NMBA-induced rat esophageal tumors are histologically similar to human ESCC (10) . Nutritional zinc deficiency, in association with a restricted diet (11, 12, 13) and exposure to carcinogenic N-nitrosamines, including NMBA, have been implicated as causative agents in the etiology of ESCC in areas of high incidence, such as parts of Africa, northern China, and Iran (12 , 14, 15, 16) . In addition, increased esophageal cell proliferation, assessed by in vitro tritiated thymidine labeling of cells in the S phase, was reported in persons at high risk for ESCC in China (17 , 18) .

Major regulatory events leading to mammalian cell proliferation and differentiation occur in the G1 phase of the cell cycle (19) . Recent advances in cell cycle and cancer research have shown that tumor cells typically have acquired damage to genes that regulate G1-S progression pathways (20) . One such pathway, comprising p16ink4a, the product of the CDKN2 gene, cyclin D1, Cdk4 (catalytic partner of cyclin D1), and Rb, the product of the Rb gene, has emerged as a critical target in oncogenesis (21, 22, 23) . The assembly and catalytic activity of cyclin D1-Cdk4/6 complexes are positively regulated by mitogenic growth factors and negatively regulated by Cdk inhibitors. The latter include four distinct members of the INK4 gene family: p16ink4a, p15ink4b, p18ink4c, and p19ink4d (24, 25, 26) . The role of cyclin D1-Cdk4/Cdk6 complexes is to trigger the phosphorylation of the Rb protein (27) , thereby canceling its growth-suppressive function and enabling cells to enter the S phase (22) . Abnormal regulation of these steps can lead to uncontrolled cell proliferation and tumorigenesis (19) .

Indeed, many human cancers, including ESCC, display abnormalities in this pathway. Cyclin D1 overexpression attributable to gene amplification has been reported in ESCC (28 , 29) , and antisense to cyclin D1 inhibits growth and reverses the transformed phenotype of human esophageal cancer cells (30) and the proliferation of lung cancer cells (31) . These studies provide evidence that overexpression of cyclin D1 in certain tumor cells contributes to their abnormal growth and tumorigenicity. Loss of heterozygosity of the Rb (a tumor suppressor gene) locus was observed in about 40% of ESCC, but mutations or deletions of Rb have not been found (32) . Mutations in the CDKN2 tumor suppressor gene have been detected in up to 50% of primary ESCC (33, 34, 35, 36) , and inhibition of esophageal cancer proliferation has been demonstrated by adenoviral-mediated delivery of CDKN2 (37) . Finally, inactivation of p16ink4a in ESCC, observed by immunohistochemistry, was reported to be associated with frequent aberrant methylation of the CDKN2 gene (38) . On the other hand, a sequential increase in expression of cyclin D1 (39 , 40) was reported in progression from normal epithelia to preneoplastic lesions to papillomas, in esophagi collected at the end point from nutritionally complete rats exposed to multiple doses of NMBA. In addition, Jenkins et al. (41) showed that in cyclin D1 overexpressing transgenic mice (42) , NMBA treatment increased the severity of dysplasia in esophageal epithelia, a prominent precursor to cancer development. In summary, alterations to genes regulating the G1-S transition, leading to overexpression of cyclin D1 or underexpression of p16ink4a, are frequently observed in esophageal cancers.

The present study was designed to determine the timing of expression and the interrelationship among key proteins at the G1-S checkpoint, relative to cell proliferation, at the very early stages of esophageal tumor development in ZD rats exposed to a dose of NMBA. At 14 weeks, 88% of ZD rats developed esophageal tumors compared with 0% in ZS rats. In addition, esophageal tumors were consistently found at very early time points after carcinogen treatment. By 24 h after NMBA treatment, FHLs in suprabasal layers showed cell proliferation, as revealed by PCNA immunohistochemistry. Concurrently, increased expression of cyclin D1, Cdk4, and Rb was observed in corresponding FHLs in adjacent esophageal sections, whereas p16ink4a expression was reduced or absent. These data demonstrate a link between deregulation of the p16ink4a-cyclin D1/Cdk4-Rb pathway and initiation of esophageal tumors.


    MATERIALS AND METHODS
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Chemicals and Animal Diets.
Custom-formulated, egg-white-based ZD and ZS diets were prepared by Teklad (Madison, WI). Zinc levels in ZD and ZS diets were monitored by atomic absorption spectroscopy in our laboratory, and they were 3–4 and 74–75 parts/million, respectively (5) .

Experimental Design.
This study used the cell proliferation-driven esophageal cancer model (9) to investigate mechanism(s) of esophageal tumorigenesis in very early stages. Using immunohistochemical detection of protein expression on adjacent esophageal sections, the spatial and topographical distribution and localization of PCNA-positive cells was correlated with the expression of G1-S cell-cycle-related genes. Weanling male Sprague Dawley rats (48.8 ± 3.9 g) were randomized into two dietary groups. ZD rats were fed a deficient diet ad libitum, and control animals were pair-fed a ZS diet to match the food consumption of rats on the ZD diet. ZS rats were thus calorie-restricted (5) . All animals were given deionized water and weighed weekly. After 5 weeks, each animal received an intragastric dose of NMBA at 2 mg/kg body weight. At 0 h (before NMBA dosing), 24 h, 48 h, 1 week, 3 weeks, 7 weeks, and 10 weeks after NMBA treatment, 5–8 animals/group were sacrificed. At 14 weeks, end point tumor incidence analysis was performed on the remaining 14 ZS and 26 ZD animals.

At each time point, whole esophagus was excised from each rat and opened longitudinally. A small portion of the uppermost esophagus was cut, fixed in buffered formalin for a few hours, and embedded in paraffin. Serial cross sections (4 µm) were cut, mounted on Superfrost/Plus glass slides (Fisher Scientific, Pittsburgh, PA), and air-dried overnight. The sections were stained with H&E or reserved for immunohistochemical studies. Esophageal epithelium was prepared from the remaining esophagus using a blade to strip off the connective tissue layer. Samples containing only the esophageal epithelia were snap-frozen in liquid nitrogen and stored at -80°C until protein preparation for Western blotting. Expression of cyclin D1, Cdk4, p16ink4a, and Rb in relation to that of PCNA was characterized in consecutive esophageal sections from ZD and ZS rats by immunohistochemistry and in some cases, by Western blotting.

Immunohistochemical Detection of p16ink4a, Rb, Cyclin D1, and Cdk4.
After deparaffinization and rehydration in graded alcohols, the sections were heated in citrate buffer [0.01 M (pH 6.0)] for Rb and Cdk4 detection and in 1 mM EDTA (pH 8.0) for cyclin D1 in a microwave oven (90°C-95°C; 3 x 5 min) before nonspecific binding sites were blocked with goat serum. The antigen retrieval procedure was not done on sections for p16ink4a staining (43) . Sections were incubated overnight at 37°C in a humidified chamber with respective primary antibodies: mouse anti-p16ink4a monoclonal antibody (Santa Cruz, CA) at 1:300 dilution; mouse anti-Rb monoclonal antibody (PharMingen, San Diego, CA) at 1:20 dilution; mouse anticyclin D1 monoclonal antibody (Santa Cruz, CA) at 1:60 dilution; and goat anti-Cdk4 polyclonal antibody (Santa Cruz, CA) at 1:200 dilution. Incubation with appropriate biotinylated secondary antibodies followed. Slides were then incubated with streptavidin horseradish peroxidase; expression of p16ink4a, Rb, cyclin D1, and Cdk4 was localized by a final incubation with 3,3'-diaminobenzidine tetrahydrochloride and a light hematoxylin counterstain. The cyclin D1 monoclonal antibody used has no cross-reactivity with cyclin D2 or D3, and Cdk4 polyclonal antibody has no cross-reactivity with Cdk6 or any other Cdks. These antibodies recognize the rat versions of p16ink4a, cyclin D1, Cdk4, and Rb faithfully.

Cell Proliferation Determination by PCNA Immunohistochemistry.
Monoclonal mouse anti-PCNA (Santa Cruz, CA) was used at 1:250 dilution, followed by incubations with biotinylated goat antimouse antibody and streptavidin horseradish peroxidase, as described above. PCNA was localized by a final incubation with 3-amino-9-ethylcarbazole-substrate-chromogen system (Dako Corp., Carpinteria, CA) and a light hematoxylin counterstain. Cells with red reaction product in the nucleus were considered positive for the presence of PCNA. PCNA analysis has the potential to identify cell cycle subpopulations (G1, S, G2, M; Ref. 44 ): dark-staining nuclei represent S-phase cells, light-staining nuclei represent G1-S and G2 cells, cells with cytoplasmic staining usually depict mitoses, and nonstaining nuclei represent quiescent (G0) cells. Preliminary analysis showed a good correlation between S-phase cells measured with PCNA or 5-bromo-2'-deoxyuridine (data not shown).

In this study, the spatial and temporal distribution of PCNA-stained nuclei (S phase, G1-S/G2) in esophageal epithelia were assessed. In the scoring of labeled cells in the S phase and G1-S/G2, dark-staining and light-staining nuclei of the cross section of an entire esophagus were counted by light microscopy. LI was calculated by dividing the number of respective labeled cells by the total number of cells, and the result was expressed as a percentage.

Protein Extraction and Western Blotting.
Esophageal epithelia were homogenized in a buffer containing 10 mM Tris-HCl (pH 7.4), 150 mM NaCl, 1% Triton X-100, 1% sodium deoxycholate, 0.1% SDS, 5 mM EDTA, 100 µg/ml aprotinin, 50 µg/ml leupeptin, 1 mM benzamidine, 7 µg/ml pepstatin, and 1 mM phenylmethylsulfonyl fluoride. Debris was removed by centrifugation at 16,000 x g for 20 min. The protein concentration in the lysates was measured using a Bradford protein assay kit (Bio-Rad, Hercules, CA). Proteins (100 µg) were separated by 7.5% (for Rb), 12% (for cyclin D1 and Cdk4), and 14% (for p16ink4a) SDS-PAGE and transferred onto Immobilon-P membranes (Millipore, Bedford, MA). After transfer, membranes were stained with Ponceau S (Sigma, St. Louis, MO) to test for equal loading of the samples and washed three times with 1x PBS-0.1% Tween 20. Membranes were individually probed with goat polyclonal antibody against Cdk4 or mouse monoclonal antibodies against cyclin D1, p16ink4a, or Rb after they were treated with blocking solution of 2% BSA. Molt-4 cell lysate, which overexpresses Rb, was used as a positive control for the detection of Rb. After antibody binding, membranes were incubated with appropriate horseradish peroxidase conjugate (Pierce, Rockford, IL). All incubations and washes were performed in PBS. Immunodetection was performed using the enhanced chemiluminescence method for Western blotting detection (Pierce).

Tumor Analysis and Zinc Determination.
At sacrifice, the animals were anesthetized with isoflurane (Ohmeda Inc., Madison, WI), blood was collected from the retro-orbital venous plexus of each animal, and serum was prepared for zinc analysis by atomic absorption spectroscopy (5) . Esophageal tumors >1 mm in diameter were mapped and counted.

Statistical Analysis.
Data on cell proliferation were analyzed by one-way ANOVA using the SAS statistical computer program (45) . Tumor incidence differences were analyzed by Fisher’s exact test, two-tailed (46) .


    RESULTS
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
General Observations
As observed previously (5) , ZD rats exhibited poor appetite, retarded growth, loss of hair, and foci of alopecia after 4 weeks of deficient diet, whereas pair-fed ZS rats appeared healthy and showed a slowed growth rate matching that of the ZD rats. The body weights of ZD and pair-fed ZS rats were similar throughout the experimental period (not shown), and they were 284 ± 27 and 286 ± 29 g, respectively, at the end point for tumor analysis.

Esophageal Cell Proliferation Determined by Quantitative PCNA Immunohistochemistry
The three separate indicators of epithelial cell proliferation in the esophagus, as measured by PCNA immunohistochemistry, are: (a) the number of labeled cells (S phase; G1-S/G2 cells) per cross section of an esophagus averaged statistically for the group of rats at the same time point; (b) the total number of cells, both labeled and unlabeled, for the group; and (c) LI, the percentage of labeled cells for the group. Fig. 1Citation shows that at all time points, ZD rats had considerably higher LIs for S-phase, and S-phase and G1-S/G2 cells than ZS animals. In addition, ZD esophagi had substantially higher numbers of labeled cells for both the S phase and G1-S/G2 (results not shown), and total numbers of cells than ZS esophagi (Fig. 1Citation , legend). These results affirm that dietary zinc deficiency induces sustained increased esophageal cell proliferation in rodents (5 , 7 , 9) . With the already high level of cell proliferation induced by dietary zinc deficiency (0 h), stimulus by NMBA had no effect on esophageal cell proliferation in ZD rats, whereas in ZS animals, NMBA transiently increased the LI of both S-phase (P < 0.004), S-phase and G1-S/G2 cells (P < 0.001) at 48 h; these levels returned to threshold levels (0 h) after 1 week (Fig. 1Citation ).



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Fig. 1. Epithelial cell proliferation in rat esophagus after a single dose of NMBA as determined by PCNA immunohistochemistry. LI is calculated by dividing the number of respective labeled cells by the total number of cells, and the result is expressed as a percentage. The total number of cells (both labeled and unlabeled) per cross section of an esophagus averaged for the group ranges from 2369 ± 311 to 2621 ± 232 for ZD rats, and from 1022 ± 113 to 1245 ± 107 for ZS animals. *, S phase: ZD versus ZS, P < 0.0003 for each time point. **, S phase and G1-S/G2: ZD versus ZS, P < 0.001 for 0 h, 1 week, 3 weeks, and 14 weeks; P < 0.003 for 24 h; P < 0.02 for 48 h.

 
Rapid Initiation of Esophageal Tumors
Consistent with our previous results (9 , 47) , a single dose of NMBA is tumorigenic in ZD but not in ZS esophagi. This study showed that tumor induction in ZD rats was very rapid (Table 1)Citation . By 14 weeks, 23 of 26 (88%) ZD rats had esophageal tumors, with a multiplicity of 2.8 ± 1.9 tumors/rat. Interestingly, grossly visible tumors were consistently evident at early time points after NMBA treatment in ZD rats, although the limited number of animals precluded statistically significant differences from ZS animals. The tumors were mostly exophytic papillomas and occurred more frequently in the upper two-thirds of the esophagus. The small papillomas observed at 48 h after NMBA dosing are interpreted as the effects of the previous 5 weeks of feeding the ZD diet alone because we (5 , 9) , as well as others (6) , have reported that rats fed a ZD diet can develop esophageal papillomas in the absence NMBA treatment. Nevertheless, our present findings underscore that in the presence of sustained esophageal cell proliferation induced by zinc deficiency, a single dose of NMBA substantially shortens the latency period of esophageal tumor development in these animals.


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Table 1 Rapid induction of esophageal tumors by a single dose of NMBA in ZD rats

Weanling rats were ad libitum fed a ZD diet or pair-fed a ZS diet and had free access to deionized water. After 5 weeks, the animals received a single intragastric dose of NMBA at 2.0 mg/kg body weight. Five to eight rats were sacrificed at 0, 24, and 48 h and 1, 3, and 7 weeks for studies on expression of cell cycle proteins in esophageal epithelia. After 14 weeks, remaining animals were sacrificed for end point tumor incidence analysis. Serum zinc levels ranged from 115 to 170 µg/100 ml for ZS rats, and from 39 to 70 µg/100 ml for ZD rats.

 
Initial Biological Changes in Esophageal Carcinogenesis
To investigate the biology of the initial stages of esophageal tumor development in ZD rats, we analyzed expression of cell cycle proteins by immunohistochemistry on adjacent sections of proximal esophagus (the remainder of the esophagus was saved for immunoblotting and other studies). ZD and ZS animals were sacrificed at early time points after NMBA treatment, so that changes in histopathology, and cell proliferation (revealed by PCNA immunohistochemistry) could be related to changes in expression of specific G1-S cell-cycle genes during tumor progression.

Histological examination of ZS esophagi collected at 0 h typically showed a single layer of basal cells with an overlying stratum two to four cells thick covered by a thin keratinous layer (not shown). Twenty-four h after treatment with a single dose of NMBA, there was a patchy and mild increase in hyperplasia, which became more noticeable at 48 h (results not shown; Ref. 48 ). At 1 week, the esophageal basal cell layer still exhibited some mild folding and was slightly thickened (Fig. 2Citation A). PCNA immunohistochemistry demonstrated that darkly stained S-phase cells were found mostly in the basal cell layer (Fig. 2Citation B). Although there was variation among animals in the extent of esophageal hyperplasia after NMBA dosing, ZS esophagi displayed no abnormal microscopic pathology throughout the 14-week experimental period. However, an increased rate of apoptosis was observed in these pair-fed ZS esophagi.4



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Fig. 2. Esophageal epithelia of ZD rats after treatment with a single NMBA dose. A, H&E-stained esophageal epithelium of a ZS rat at 1 week shows slight folding of the mucosa. B, a section adjacent to A, stained for PCNA, that shows nuclei of darkly stained S-phase cells and lightly stained G1-S/G2 cells. C and E, H&E-stained sections of esophageal epithelia of ZD rats at 0 and 24 h, respectively, show thickened epithelium with a FHL (larger at 24 h) in suprabasal layers and a keratinous layer displaying parakeratosis and hyperkeratosis. D and F, sections adjacent to C and E, respectively, show nuclei stained for PCNA in corresponding FHLs, and counterstained with hematoxylin. G, a H&E-stained section of a ZD esophagus at 1 week shows a thickened and now folded epithelium with basal cell hyperplasia. H, a section adjacent to G shows many nuclei that stain for PCNA and that correspond to the basal cell hyperplasia in G, and it is counterstained with hematoxylin. AF, x200; G and H, x100.

 
At 0 h, ZD esophagi typically showed a markedly thickened and hyperplastic epithelial layer (6–15 cells thick) with multiple folds protruding into the connective tissues, and a thickened keratinous layer displaying parakeratosis and hyperkeratosis (5) . Two of eight ZD esophagi exhibited small FHLs in the basal cell/suprabasal layers (Fig. 2CCitation ). Corresponding lesions in consecutive esophageal sections contained clusters of darkly stained PCNA-positive nuclei or S-phase cells (Fig. 2DCitation ), an observation that documents the proliferative activity of such cells in suprabasal layers. FHLs are considered to be neoplastic precursors in rodent esophageal and skin carcinogenesis (49 , 50) .

At 24 h after NMBA dosing, there was an expansion in the size of FHLs (Fig. 2ECitation , rat 56 and Fig. 3ACitation , rat 59). Again, corresponding FHLs in their respective consecutive sections demonstrated the presence of PCNA-positive nuclei (Fig. 2FCitation and Fig. 3BCitation ), a result denoting the proliferative activity in these expanded focal lesions. More importantly, concurrent overexpression of cyclin D1 (Fig. 3CCitation ) and Cdk4 (Fig. 3DCitation ) were found in corresponding expanded lesions in adjacent tissue sections. These lesions showed very reduced or absent p16ink4a expression, but an overexpression of Rb (results not shown). Together, these findings revealed that deregulation of the p16ink4a-cyclin D1/Cdk4-pRb pathway, a critical target for oncogenesis, was a very early event in the cell proliferation-driven, esophageal carcinogenesis in ZD rats, occurring as early as 24 h after NMBA dosing.



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Fig. 3. Concurrent overexpression of PCNA, cyclin D1, and Cdk4 in a FHL in serial esophageal sections from a ZD rat 24 h after NMBA treatment. A, H&E-stained esophageal section shows an expanded FHL. BD, expression of PCNA (B), cyclin D1 (C), and Cdk4 (D) in the same FHL as shown in A. Counterstained with hematoxylin; x200.

 
A variety of proliferative lesions, including hyperplasia, dysplasia, papillomatosis, FHLs, and frank papillomas (not shown), were regularly present in the esophagi of ZD rats as early as 1 week after NMBA, although there were large variations in the severity of such lesions among animals. For example, at 1 week, a ZD esophagus displays marked epithelial folding with increased mucosal hyperplasia (Fig. 2GCitation ), which correlates well with the pattern of PCNA-stained nuclei in a corresponding lesion of an adjacent esophageal section (Fig. 2HCitation ).

Expression and Localization of Cell Cycle Proteins in Esophageal Tumor Progression
p16ink4a Expression.
In agreement with accepted criteria of p16ink4a staining (43) , only distinct nuclear immunoreactivity was considered a sign of positivity, and positively p16ink4a-stained cells in the submucosal layer served as an internal control. At all time points, esophagi from ZS rats showed strong nuclear staining for p16ink4a predominantly in the basal and immediate suprabasal cell layers, with the percentage of positively stained cells (per cross section of an esophagus) ranging from 10 to 35%. Fig. 4 and CCitation depicts examples of p16ink4a staining in ZS rat esophagus at 24 h and 14 weeks, respectively. In contrast, the highly proliferative ZD esophageal epithelia typically showed absent or very reduced staining for p16ink4a (Fig. 4ECitation ) at all time points. In addition, FHLs and dysplastic areas demonstrated mostly negative p16ink4a immunostaining (data not shown), as did esophageal papillomas (Fig. 4GCitation ). Also, small areas of multiple or single cells positive for p16ink4a were found within large areas lacking staining (data not shown). In summary, 56% or 14 of 25 of the ZD esophagi showed lack of p16ink4a staining at the 14-week end point. Immunoblotting analysis confirmed the strong expression of p16ink4a in ZS esophagi (Fig. 5Citation A, Lanes 6–9) but absent or reduced expression in ZD rats at various time points (Fig. 5ACitation , Lanes 1–5).



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Fig. 4. Expression of p16ink4a (left) and pRb (right) in esophagi from ZD and ZS rats at 24 h and 14 weeks after NMBA dosing. A and C, ZS esophagi display strong nuclear staining of p16ink4a in the basal cell layers at 24 h (A) and 14 weeks (C). E and G, ZD esophagi showed reduced or absent expression of p16ink4a in the proliferative epithelia at 24 h (E) and in a papilloma (G). B and D, ZS esophagi showed an increased expression of Rb in the basal layer at 24 h (B), but staining is mostly in suprabasal cells at 14 weeks (D). F and H, ZD esophagi show increased expression of Rb that involves basal cells at 24 h (F), and it is still apparent at 14 weeks (H). Counterstained with hematoxylin. G, x100; A, B, C, D, E, F, and H, x200.

 


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Fig. 5. Expression of p16ink4a, Rb, cyclin D1, and Cdk4 by immunoblotting analysis. A, p16ink4a: protein extracts from ZD esophageal epithelia, collected at 1, 3, 7, 10, and 14 weeks (Lanes 1–5) after NMBA dosing, show very reduced or absent expression of p16ink4a. Strong expression is seen in four individual ZS esophagi at 14 weeks (Lanes 6–9). B, Rb: protein extracts from ZD esophagi, collected at 0 h, 24 h, 48 h, 3 weeks, 7 weeks, 10 weeks, 14 weeks, and 14 weeks (Lanes 2–9), show increased expression of Rb and the presence of the hyperphosphorylated form (ppRb) of Rb as compared with the underphosphorylated forms (pRb) in a ZS esophagi at 0 h (Lane 1). C, cyclin D1: protein extracts from ZD esophagi, collected at 0 h, 24 h, 48 h, 3 weeks, 10 weeks, and 14 weeks (Lanes 1–6), show increased expression of cyclin D1 as compared with ZS esophagi at 0 h, 24 h, 10 weeks, and 14 weeks (Lanes 7–10). D, Cdk4: protein extracts from ZD esophagi, collected at 24 h, 1 week, 10 weeks, and 14 weeks (Lanes 1–4), show an increased expression of Cdk4 as compared with ZS esophagi at 1 week and 14 weeks (Lanes 5 and 6). Equal loading of protein (100 µg) was done in each lane.

 
Rb Expression.
At 0 h, both ZD and ZS esophagi showed strong nuclear staining for Rb in the maturing cells of suprabasal layers, and low to undetectable staining in basal layers (data not shown). However, at 24 (Fig. 4BCitation ) and 48 h, ZS esophagi showed increased Rb staining in basal cells, an effect that reverted to mostly suprabasal cell staining at later time points (Fig. 4Citation D). On the other hand, there was a marked increase in the number of basal cells displaying nuclear staining for Rb in ZD esophagi at 24 (Fig. 4Citation F) and 48 h, a change that was still evident at the end point (Fig. 4HCitation ). FHLs and tumor areas in ZD esophagi also exhibited increased staining for Rb (data not shown). Importantly, there was an inverse relationship between Rb and p16ink4a staining in adjacent esophageal sections, e.g., hyperplastic, FHLs, or tumor areas that showed lack of p16ink4a expression always displayed strong nuclear staining for Rb.

The Rb antibody recognizes the underphosphorylated (pRb), phosphorylated, and hyperphosphorylated (ppRb) forms of Rb. Thus, immunoblotting analysis was performed to examine Rb expression in ZD and ZS esophagi. Based on equal loading of total cellular proteins, the levels of Rb in ZD esophagi were increased (Fig. 5Citation B, Lanes 2–9), as compared with ZS esophageal epithelium (Fig. 5Citation B, Lane 1). In addition, ZD esophagi showed increased expression of the hyperphosphorylated forms of Rb.

Cyclin D1 and Cdk4 Expression.
ZS esophagi exhibited weak cyclin D1 and Cdk4 nuclear immunoreactivity in 10–15% of the basal cells at 0 h. In response to NMBA dosing, transient overexpression of both proteins was apparent at 24 and 48 h (data not shown). In contrast, ZD esophagi showed moderate to strong nuclear staining in basal and immediate suprabasal layers at 0 h and in FHLs (data not shown). At 24 h, overexpression of both proteins was detected in basal and immediate suprabasal layers, as well as in hyperplastic areas and FHLs (Fig. 3 and DCitation for cyclin D1 and Cdk4, respectively). Importantly, overexpression of both proteins in ZD esophagi persisted and was found in the hyperplastic, dysplastic, and tumor areas at all later time points. Also, analyses performed on adjacent esophageal sections demonstrated that the staining patterns of cyclin D1, Cdk4, and PCNA were correlated well with each other at all time points; an example is provided in Fig. 3Citation . Immunoblotting results for cyclin D1 and Cdk4 (Fig. 5 and DCitation ) analysis in ZD and ZS animals are consistent with those obtained using immunohistochemistry.


    DISCUSSION
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The ZD rat model of NMBA-induced esophageal cancer, which closely mimics human ESCC, is a valuable tool to investigate the mechanism(s) underlying cancer initiation and prevention. In this in vivo model, esophageal cell proliferation is induced by reduced dietary intake of an essential trace metal. The zinc deficiency-induced cell proliferation can be reversed by its dietary replenishment (51) , or inhibited by an anticancer drug, {alpha}-difluoromethylornithine (47) . Zinc-replenished and {alpha}-difluoromethylornithine-treated deficient animals exhibited substantially reduced tumor incidence (51 , 47) .

To the best of our knowledge, the present study is the first report that investigates biological changes in very early stages of esophageal tumorigenesis. Two significant findings emerge from this study. Firstly, small pre-existing FHLs showing proliferation activity of suprabasal cells were detected in the highly proliferative esophagi after 5 weeks of zinc deficiency (Fig. 2A). These small tumor precursors also overexpressed cyclin D1 and Cdk4 (data not shown). Twenty-four h after NMBA dosing, the FHLs were larger with an increased number of PCNA-positive S-phase cells (Fig. 3 and BCitation ), and they exhibited overexpression of cyclin D1 and Cdk4 in adjacent tissue sections (Fig. 3 and DCitation ). Concurrent overexpression of these two proteins was consistently detected in hyperplastic and dysplastic cells, in FHLs, and in the papillomas present in ZD esophagi collected at later time points. These results provide evidence that overexpression of cyclin D1 and Cdk4 is associated with esophageal tumor initiation.

Secondly, markedly reduced or absent staining for p16ink4a, an inhibitor of Cdk4-mediated phosphorylation of Rb, was seen in the proliferative ZD esophagi at all time points. Loss of functional p16ink4a leads to deregulated activity of Cdk4 and Cdk6, an effect that causes the loss of growth control owing to persistent Rb phosphorylation (24, 25, 26) . In this regard, ZD esophagus showed a substantial increase in the number of basal cells immunoreactive for Rb at 24 (Fig. 4FCitation ) and 48 h after NMBA dosing as compared with 0 h. Immunoblotting analysis showed increased expression of the hyperphosphorylated form of Rb in ZD esophagi at various time points after NMBA administration (Fig. 5BCitation ), a result that indicates the release of cells from Rb-mediated growth inhibition, and the entry of quiescent cells into the S phase. In contrast, ZS esophagi, which showed sustained reduced cell proliferation (5) , exhibited strong nuclear staining for p16ink4a in basal and suprabasal layers at all time points (Fig. 4 and CCitation ; Fig. 5ACitation ). In summary, our data demonstrate that increased cell proliferation induced by zinc deficiency is associated with deregulation of the p16ink4a-cyclin D1/Cdk4-Rb regulatory pathway. This effect is enhanced on administration of a single dose of NMBA, unleashing a cascade of genetic events that lead to esophageal tumor development in ZD rats.

Overexpression of cyclin D1 has been reported in preneoplastic lesions and tumors in esophagi collected at end point from nutritionally complete rats treated with multiple doses of NMBA, a finding that suggests such overexpression occurs relatively early in esophageal carcinogenesis (39 , 40) . More recently (41) , cyclin D1 overexpression in transgenic mice, in combination with NMBA, was shown to increase the severity of esophageal squamous dysplasia, a prominent precursor to cancer. In human ESCC, Shamma et al. (52) demonstrated a strong correlation between overexpression of cyclin D1 and the PCNA-determined cell proliferation index, suggesting that cyclin D1 plays a major role and is closely related to abnormal cell proliferation in esophageal cancer. In addition, concurrent overexpression of cyclin D1 and Cdk4 has been reported in colon tumorigenesis of both humans and rodents (53 , 54) , and it is associated with increased proliferative activity in preneoplastic cells. These and other studies indicate that abnormal increases in the level and/or activity of cyclin D1 and Cdk4 are common events in tumorigenesis. Because increased cellular proliferation is a hallmark of cancer cells, and PCNA expression (a cofactor of DNA polymerase-{delta}) shows a strong correlation with the proliferative activity of the cell (44) , our data, which show a consistent correlation between the spatial and temporal distribution of PCNA-positive cells and that of cyclin D1 and Cdk4 coexpression in tumor precursors, thus provide new insights into the interaction of these molecules in the very early stages of esophageal carcinogenesis in ZD rats.

Direct evidence that p16ink4a can inhibit cell growth (55) was demonstrated in p16ink4a-deficient mice (56) , which developed spontaneous tumors at an early stage and were highly sensitive to carcinogens. In this study, ZD esophagus that exhibited unrestrained cell proliferation throughout the experimental period showed reduced/absent p16ink4a expression. Also, an inverse relationship was observed between the expression of p16ink4a and Rb, suggesting that the Rb expressed in ZD esophagus may be phosphorylated forms that are permissive for proliferation. Immunoblotting results were consistent with this interpretation. However, the genetic basis for the increased or absent expression of these cell cycle proteins in ZD esophagi awaits further investigation.

In conclusion, the present study showed that in this in vivo model for esophageal cancer with a uniquely rapid tumor initiation, the appearance of the various proliferative and oncogenic changes can be precisely delineated in relation to time of application of the carcinogenic stimulus. In addition, we have observed that the highly proliferative esophagi from ZD rats had altered expression profiles for the genes that control G1-S progression. Most importantly, this study demonstrates an association between the deregulation of the p16ink4a-cyclin D1/Cdk4-Rb pathway and initiation of esophageal tumors by NMBA.


    ACKNOWLEDGMENTS
 
We thank Karl Smalley for help with statistical analysis of data. Peter N. Magee died in February 2000. This paper is dedicated in his memory. The authors are most appreciative of the opportunity to work with Dr. Magee, an exceptional scientist and former Editor-in-Chief of Cancer Research.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

1 Supported by Grants 97B115-REV and 99B045-REN (to L. Y. Y. F.) from the American Institute for Cancer Research, and by Cancer Center Grant 56336 from National Cancer Institute, NIH. Back

2 To whom requests for reprints should be addressed, at Department of Microbiology and Immunology, Kimmel Cancer Institute, Thomas Jefferson University, 1020 Locust Street, Philadelphia, PA 19107. Phone: (215) 503-4763; Fax: (215) 923-7144; E-mail: L_Fong{at}hendrix.JCI.TJU.EDU Back

3 The abbreviations used are: NMBA, N-nitrosomethylbenzylamine; ZD, zinc-deficient; ZS, zinc-sufficient; ESCC, esophageal squamous cell carcinoma; PCNA, proliferating cell nuclear antigen; Cdk, cyclin-dependent kinase; FHL, focal hyperplastic lesion; LI, labeling index; Rb, retinoblastoma; pRb, under-phosphorylated form of Rb; ppRb, hyperphosphorylated form of Rb. Back

4 Unpublished results. Back

Received 1/10/00. Accepted 6/19/00.


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 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
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