
[Cancer Research 60, 5228-5236, September 15, 2000]
© 2000 American Association for Cancer Research
Defining Promiscuous MHC Class II Helper T-Cell Epitopes for the HER2/neu Tumor Antigen1
Hiroya Kobayashi,
Monique Wood,
Yongsheng Song,
Ettore Appella and
Esteban Celis2
Department of Immunology and Cancer Center, Mayo Clinic and Mayo Graduate School, Rochester, Minnesota 55905 [H. K., M. W., E. C.], and the National Cancer Institute, NIH, Bethesda, Maryland 20892 [Y. S., E. A.]
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ABSTRACT
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It is accepted that both helper and CTLs play a critical role in immune
antitumor responses. Thus, the design of effective immune-based
therapies for cancer relies in the identification of relevant
tumor-associated antigens (TAAs) capable of eliciting strong helper and
cytotoxic T-cell responses against tumor cells. The product of the
HER2/neu oncogene is considered as a prototype TAA,
because it is found overexpressed in a large variety of malignancies,
whereas normal cells only produce low levels of this product. Several
cytotoxic T-cell epitopes for HER2/neu have been
identified that enable the design of peptide-based therapeutic vaccines
for tumors expressing this TAA. Nevertheless, it is expected that
inclusion of peptide epitopes capable of eliciting
HER2/neu-specific T helper responses into these vaccines
may enhance their effectiveness in the clinic. We describe here a
strategy to identify helper T-cell epitopes for HER2/neu
that focuses on peptides predicted to bind to numerous
histocompatibility alleles (promiscuous epitopes), which would
encourage their use in therapeutic vaccines for the general cancer
patient population. Following this approach, we successfully identified
several peptides that elicited T helper (CD4+)
proliferative responses to peptides derived from
HER2/neu. Most of the T-cell responses appeared to
reflect a low affinity for antigen, which could be the result of immune
tolerance because HER2/neu is expressed in low levels in
normal cells and possibly including lymphocytes and monocytes.
Interestingly, one of these peptides, HER2883, was
recognized by T cells in the context of either HLA-DR1, HLA-DR4,
HLA-DR52, and HLA-DR53, indicating a high degree of histocompatibility
promiscuity. Furthermore, T cells that reacted with peptide
HER2883 could also recognize antigen-presenting cells that
process HER2/neu recombinant protein. These results may
be relevant for the design of more effective therapeutic vaccines for
tumors expressing the HER2/neu oncogene product.
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INTRODUCTION
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CD4+ HTL3
responses play an essential role in immunologically mediated antiviral
and antitumor cellular immunity (1)
. During the induction
(afferent) phase of T cell-mediated immune responses, HTLs participate
in the induction of antigen-specific CTLs, which are the main effector
cells against virally infected or malignant cells. HTLs not only
provide CTLs with growth-stimulating lymphokines, such as IL-2, but
also prime/activate DCs to effectively present antigen to naive CTL
precursors (2, 3, 4)
. In addition, HTLs appear to be
important in the maintenance of long-lived CTL responses, which may be
critical in the prevention of relapses and in the preservation of
immune memory (5, 6, 7)
. For example, in a recent clinical
study, the in vivo persistence of adoptively transferred
antigen-specific CD8+ CTLs was dependent on the
endogenous response of CD4+ HTLs (8
, 9)
. Moreover, CD4+ HTLs can exhibit
effector function by directly recognizing and killing MHC class
II+ virally infected or tumor cells that present
HTL epitopes on their surface (10, 11, 12)
.
The design and implementation of T cell-based immunotherapy (vaccines
or adoptive cell therapy) for cancer rely heavily in the identification
of TAAs that bear immunogenic T-cell epitopes expressed on tumor cells.
The HER2/neu gene product, a homologue of the epidermal
growth factor receptor, has been reported to be overexpressed in a
large proportion of aggressive breast and ovarian tumors and in other
cancers of epithelial origin (13
, 14)
. The
HER2/neu protein appears to be an ideal TAA for
immunotherapy because CTL responses specific for MHC class I epitopes
have been observed in some cancer patients (15, 16, 17, 18, 19)
.
Furthermore, tumor-reactive CTL responses have been induced in
vitro using various recently identified MHC class I-binding
synthetic peptides derived from the HER2/neu sequence
(20, 21, 22, 23)
. Thus, the identification of CTL epitopes for
HER2/neu opens the door to the possibility of using this TAA
for immunotherapy against tumors overexpressing this molecule. However,
there is concern that in the absence of antigen-specific HTL responses,
the HER2/neu-reactive CTLs may not survive or expand
sufficiently to be effective in producing antitumor therapeutic
responses.
Our goal is to identify peptide sequences corresponding to MHC class II
broadly restricted (promiscuous) HTL epitopes for HER2/neu
to improve the design of CTL-based immunotherapy for tumors expressing
this TAA. The use of promiscuous HTL epitopes should allow the use of
these peptide sequences in patient populations expressing diverse MHC
class II alleles. There is already some evidence of the existence of
MHC class II T-cell responses to HER2/neu: (a) is
the observation that some patients with HER2/neu-positive
cancers (such as pancreatic or breast cancer) produce IgG antibodies
against the HER2/neu protein, suggesting that this protein
triggers CD4+ helper T-cell responses that are
necessary for IgG class switching (24)
; (b)
there are reports that CD4+ T cells from
HER2/neu-positive cancer patients can proliferate and
produce lymphokines as the result of stimulation with synthetic
peptides or recombinant HER2/neu protein
(24, 25, 26, 27, 28, 29)
.
In the present study, we used a computer algorithm to select
HER2/neu sequences with potential promiscuous HLA-DR binding
characteristics (30)
. Synthetic peptides corresponding to
potential HLA-DR promiscuous binding sequences were prepared and tested
for their capacity to stimulate HER2/neu-specific
CD4+ T cells from healthy donors by primary
in vitro immunization using DCs as APCs. Our results show
that several of the predicted peptides were able to trigger HTL
responses in individuals expressing diverse HLA-DR alleles.
Furthermore, one of these peptides (HER2883)
induced T-cell responses restricted by HLA-DR1, HLA-DR4, HLA-DR52, and
HLA-DR53, which were effective in recognizing naturally processed
HER2/neu protein. We observed that in most instances, the
HER2/neu-reactive HTLs had a low affinity for antigen
(i.e., required high quantities of peptide to become
activated). The apparent absence of high-affinity HTLs for
HER2/neu could be attributable to peripheral tolerance to
this antigen because this protein is expressed in low amounts by cells
in normal tissues, including some blood mononuclear cells.
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MATERIALS AND METHODS
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Cell Lines.
EBV-transformed lymphoblastoid cells (EBV-LCL) were produced from
peripheral blood mononuclear cells of HLA-typed volunteers using
culture supernatant from the EBV-producing B95-8 cell line (American
Type Culture Collection, Manassas, VA). Mouse fibroblast cell lines
(L-cells), transfected and expressing individual human MHC class II
molecules, were kindly provided by R. W. Karr (Park-Davis, Ann Arbor,
MI).
Synthetic Peptides and Recombinant Protein.
To predict potential HLA-DR promiscuous HER2/neu
CD4+ T-cell epitopes, the amino acid sequence of
the HER2/neu protein was analyzed using a computer algorithm
designed to look for promiscuous HLA-DR binding peptides. Peptides that
have high algorithm scores for three HLA-DR alleles (DRB1*
0101, DRB1*0401, and DRB1*0701) were identified using
the MHC class II binding prediction tables published by Southwood
et al. (30)
. Peptides were synthesized
according to standard solid phase methods using an Applied Biosystems
synthesizer and purified by high-performance liquid chromatography. The
purity (>95%) and identity of peptides were determined by mass
spectrometry. Recombinant human HER2/neu ECD and ICD protein
fragments were produced and provided by Corixa Corporation (Seattle,
WA). The purity of these proteins was verified by SDS-PAGE.
In Vitro Generation of DCs.
PBMCs from HLA-DR1+,
HLA-DR4+, or HLA-DR7+
normal volunteers were isolated by Ficoll-Paque (Amersham Pharmacia
Biotech, Piscataway, NJ) gradient centrifugation of leukopheresis
products. The Institutional Review Board on Human Subjects (Mayo
Foundation) approved this research, and informed consent for blood
donation was obtained from all volunteers. DCs were generated in tissue
culture from CD14+ monocyte precursors purified
by positive immunoselection using an anti-CD14 mAb coupled onto
magnetic microbeads (Miltenyi Biotech, Auburn, CA). The
CD14+ monocytes were cultured at 1 x 106 cells/ml in the presence of 50 ng/ml
of GM-CSF and 1000 units/ml of IL-4 in RPMI 1640 supplemented with 10%
human male AB serum (Gemini Bio-Products, Calabasas, CA), 0.1
mM MEM nonessential amino acids, 1 mM sodium
pyruvate, 2 mM L-glutamine, and 50 µg/ml
gentamicin. Cultures were fed on days 3 and 5 with fresh medium
containing GM-CSF and IL-4. On day 7, the nonadherent cells were
harvested and used as APCs, described below.
Antigen-specific CD4+ T-Cell Stimulation Using
Synthetic Peptides and DCs.
The cytokine-generated DCs were pulsed for 2 h at 37°C with 10
µg/ml synthetic peptide in a 5% CO2 incubator.
The peptide-pulsed DCs (1 x 104)
were then irradiated (4200 rads) and mixed with 3 x 104 autologous CD4+ T cells
(purified by positive selection with anti-CD4 mAb coupled to magnetic
microbeads from Miltenyi Biotech) in 200 µl of culture medium in each
well of a 96-well, round-bottomed culture plate. Culture medium
consisted of RPMI 1640 supplemented with 5% human male AB serum, 0.1
mM MEM nonessential amino acids, 1 mM sodium
pyruvate, 2 mM L-glutamine, and 50 µg/ml
gentamicin. Seven days later, half of the medium was removed from each
culture well, and irradiated autologous PBMCs (1 x 105/well) pulsed for 2 h with peptide (at 10
µg/ml) in 100 µl of medium were added to each of the culture wells.
Two days after the second stimulation with peptide, human recombinant
IL-2 was added to each well at a final concentration of 10 IU/ml. One
week later, the microcultures were tested for their proliferative
responses to peptide-pulsed and irradiated (4200 rads)
HLA-DR-transfected L-cells (used as APCs, see below). Those microwells
showing a proliferative response to peptide (at least 2.5-fold over
background) were transferred to 24- or 48-well plates and restimulated
at weekly intervals with irradiated autologous PBMCs (1 x 106/well) pulsed with peptides (3
µg/ml) in medium containing 25 IU/ml IL-2. In some instances, TCLs
were cloned by limiting dilution for further studies.
Antigen-specific Proliferative Response of T Cells.
T cells (3 x 104/well) were mixed
with irradiated autologous PBMCs (1 x 105/well), DCs (5 x 103/well), or HLA-DR-expressing L-cells
(3 x 104/well) in the presence of
various concentrations of antigen (peptides, recombinant
HER2/neu protein) in 96-well culture plates. The cultures
were incubated at 37°C in a 5% CO2 incubator
for 72 h, and during the last 16 h, each well was pulsed with
0.5 µCi/well of [3H]thymidine (Amersham
Pharmacia Biotech, Piscataway, NJ). The radioactivity incorporated into
DNA, which correlates with cell proliferation, was measured in a liquid
scintillation counter after harvesting the cell cultures onto glass
fiber filters. To determine MHC restriction molecules involved in
antigen presentation, blocking of the antigen-induced proliferative
response was investigated by adding anti-HLA-DR mAb L243 or anti-HLA-DQ
mAb SPVL3 (10 µg/ml) throughout the 72-h assay. All assessments of
proliferative responses were carried out at least in triplicate, and
results corresponded to the means. The SI was calculated by dividing
the mean radioactivity (cpm) obtained in the presence of antigen by the
mean radioactivity (cpm) obtained in the absence of antigen but in the
presence of APCs.
Detection of HER2/neu Expression in Blood
Mononuclear Cells.
PBMCs from two normal volunteers were separated into
CD4+, CD8+, and
CD14+ populations by positive selection using
magnetic beads coated with specific antibodies (Miltenyi).
Cytofluorometric analysis revealed that these cells were >98% pure
for each of these populations (data not shown) The presence of
HER2/neu transcripts in positively selected
CD4+, CD8+, and
CD14+ cells was assessed by RT-PCR. A set of
specific primers for HER2/neu was selected that spans
several intron sequences, allowing the distinction of DNA from RNA. In
addition, all RT-PCR reactions that were performed in the absence of
reverse transcriptase (Taq Gold; Perkin-Elmer) did not yield any
product indicating the absence of DNA in the RNA samples, which were
prepared using RNeasy mini kits (Qiagen, Valencia, CA). The
HER2/neu primers used were 5'-GTC TAC AAG GGC ATC TGG AT-3'
(5' primer) and 5'-CCC CAA AAG TCA TCA GC-3' (3' primer), which yielded
a 559-base product using the cDNAs that were derived from the purified
RNA samples.
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RESULTS
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Prediction and Selection of Potential HTL Epitopes for
HER2/neu.
Because our goal was to identify promiscuous MHC class II HTL epitopes
from HER2/neu, we examined the amino acid sequence of this
protein for the presence of peptide sequences containing binding motifs
for HLA-DR*0101, DR*0401, and DR*0701 using the
algorithm tables published by Southwood et al.
(30)
. These algorithms take into account the potential
(predicted) binding interactions of primary and secondary anchors of a
9-amino acid "core region" with each MHC allele. An estimated ARB
for each possible core region peptide was estimated using the algorithm
values. A total of 1247 9-amino acid peptide sequences for
HER2/neu (1255 residues) were then ranked separately
according to their algorithm values for each of the three HLA-DR
alleles studied, e.g., DR*0101 rank of 1
represents the peptide sequence with the highest probability of binding
to this allele (highest ARB value). The three rank values for
DR*0101, DR*0401, and DR*0701 were added for each
9-residue sequence (rank sum), and the 10 sequences exhibiting the
lowest rank sum values were identified and selected for peptide
synthesis (Table 1)
. Although nine sequences were selected for peptide synthesis, only
seven peptides were prepared because some of these sequences overlapped
(e.g.,
HER2765/HER2769 and
HER2883/HER2885);
therefore, a single peptide could be prepared that contained both core
regions. Because in general HTLs prefer to recognize peptides of
15
residues, these sequences were extended at least three amino acids at
both amino and carboxyl ends for peptide synthesis (Table 1)
.
T-Cell Responses to Peptides from HER2/neu.
The peptides selected from the promiscuous algorithm analysis were
tested for their capacity to stimulate CD4+ T
cells isolated from four healthy, MHC-typed individuals (HLA-DR1/11,
DR1/13, DR4/15, and DR7/17) in primary in vitro cultures
using peptide-pulsed autologous DCs. After the primary screening assay
(which was done only in single-well determinations because of low
numbers of cells; see "Materials and Methods" for details), the
T-cell cultures that displayed a SI of
2.5 were expanded and retested
(this time in triplicates) for their capacity to react with peptide and
recombinant HER2/neu protein in the presence of APC (PBMCs,
DCs, or L-cells). The results in Table 2
show examples of the types of responses that we observed with several
TCLs. In some cases, the SIs were close to a value of 1
(e.g., HER21124 for all alleles),
indicating that these T cells did not proliferate specifically to the
peptides. It should be noted that a SI value of
1 was the result of
either: (a) the T cells did not proliferate at all in the
presence or absence of peptide; or (b) because of high
proliferative responses observed both with and without the addition of
peptide, indicating that these cells were autoreactive. Nevertheless, a
large number of antigen-specific T-cell responses, which were evident
by SIs
2.5 (our arbitrary cutoff value) were observed with several of
the peptides that were tested (Table 2)
. Most importantly, four of the
peptides (HER2822, HER2765,
HER2605, and HER262) were
capable of inducing HTL responses to more than one MHC class II allele,
indicating some degree of promiscuity.
Interestingly, the results presented in Table 2
indicate that one of
TCLs (TCL-12H from a DR1 donor) recognized peptide
HER2605 in an antigen-specific manner only when
DR1-transfected L-cells were used as APCs
([3H]thymidine incorporation was 54,342 cpm in
the presence of peptide versus 141 cpm in the absence of
peptide; SI, 385.4) but not when autologous PBMCs were used. The
apparent lack to reactivity to peptide with PBMCs was attributable to
the high [3H]thymidine incorporation obtained
in the absence of peptide (91,842 cpm with peptide versus
50,885 cpm without peptide; SI, 1.8). Similar results were obtained
with several T-cell clones derived from this TCL (data not shown). The
high levels of proliferation in the absence of peptide suggest the
possibility that APCs in the PBMCs (but not in the L-cells) may be
expressing and presenting a peptide of a similar sequence as
HER2605.
MHC Restriction Analysis.
In some of the results presented above (Table 2)
, it is evident that in
certain cases the antigen-induced proliferative responses were high
only when autologous APCs (PBMCs or DCs) were used and not when
HLA-DR-transfected cells were used to present peptide to the T cells
(e.g., TCL-7C from the DR4 donor and TCL-1D from the DR7
donor). The differences in the capacity of PBMC versus
DR-transfected L-cells to serve as APCs are further illustrated in the
peptide titration curves presented in Fig. 1
. These results show that some TCLs responded well to various
concentrations of peptide, regardless of whether PBMCs or
DR-transfected cells were used as APCs, suggesting that these TCLs are
restricted by the DR molecules expressed by the L-cells (Fig. 1, A and C)
. The antibody blocking experiments
presented in Fig. 2
further corroborate that the two TCLs are MHC class II restricted and
recognize peptide in the context of HLA-DR molecules (and not HLA-DQ).

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Fig. 1. Proliferative responses of HER2883-reactive
TCLs to various concentrations of peptide. CD4+ T cells
(3 x 104) were tested in triplicates for
their ability to proliferate in response to several peptide
concentrations in the presence of irradiated autologous PBMCs ( ) or
DR-transfected L-cells ( ). The following TCLs were studied:
A, TCL-8F (from the DR1/15, DR52 donor);
B, TCL-7C (DR4/15, DR51/53); C, TCL-6D
(DR4/15, DR51/53); D, TCL-1E (DR7/17, DR52/53); and
E, TCL-1D (DR7/17, DR52/53). Transfected L-cells used as
APCs were: L-DR1 (A); L-DR4 (B and
C); and L-DR7 (D and E).
Values shown are the means of duplicate determinations;
bars, SD.
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Some of the HER2883-reactive TCLs proliferated
well to antigen only when autologous PBMCs were used as APCs, whereas
the DR-transfected L-cells were inefficient in presenting the peptide
(Fig. 1
, B, D, and E). One possible
explanation for these results could be that the DR-transfected L-cells
are poor APCs because they do not express sufficient MHC molecules or
because they may lack the appropriate adhesion/costimulatory molecules.
However, this effect should be less evident at high concentrations of
antigen but was still observed, even when 30 µg/ml of peptide was
used (Fig. 1
, B, D, and E). Moreover,
the high SIs obtained with other TCLs when using the same L-cells as
APCs (TCL-6F and TCL-11F in the DR4 donor and TCL-4E, TCL-5D, and
TCL-8E in the DR7 donor in Table 2
and Fig. 1, A and C
) indicate that these cells can function well as APCs when
peptide is used as the source of antigen.
An alternative and more plausible explanation for the differences in
antigen presentation function observed between L-cells and PBMCs is
that those TCLs could be restricted by an MHC class II allele or
molecule (DQ or DP) different from the one expressed by the transfected
L-cell. For example, it is possible that the TCL-7C (Fig. 1B)
, which was derived from the DR4/15;DR51/53;DQ6/7
individual may recognize peptide HER2883 in the
context of DR15, DR51, DR53, or a DQ or DP molecule and not DR4. If
this were to be the case, it would signify that some of peptides that
we have identified as promiscuous for DR1, DR4, and DR7 could be
capable of binding to additional MHC class II molecules. To evaluate
this possibility, we tested the capacity of several of the TCLs that
reacted poorly to peptide when DR4- or DR7-transfected L-cells were
used as APCs to proliferate to peptide presented by additional
MHC-typed cell lines. In addition, we also determined whether
monoclonal anti-DR or anti-DQ antibodies would inhibit the recognition
of antigen presented by autologous PBMCs by the T cells. The results in
Fig. 3
show that two TCLs, which were derived from different donors (Fig. 1, B and E)
, recognized peptide
HER2883 in the context of the DR53 molecule and
that anti-DR, but not anti-DQ antibodies, inhibited the T-cell
responses. Similarly, another TCL that was originally thought to be
restricted to DR7, but responded poorly to peptide presented by L-DR7
cells (Fig. 1E)
, reacted with peptide in the context of DR52
(Fig. 4)
. These results indicate that peptide HER2883,
which was predicted to bind to DR1, DR4, and DR7, is also capable of
stimulating T-cell responses in the context of DR52 and DR53 and, thus,
has a higher degree of promiscuity than originally thought.

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Fig. 3. HLA-DR53 can present peptide HER2883 to HTLs.
TCL-7C (A) and TCL-1E (B) were tested for
their ability to proliferate to peptide HER2883 presented
by various MHC-typed APCs (as indicated in the figure). The allogeneic
PBMCs used in these experiments shared only HLA-DR53 (and not other DR
alleles) with the MHC type of the TCL. mAbs specific for HLA-DR (L243)
and HLA-DQ (SPVL3) were tested for their capacity to inhibit the
peptide-induced proliferation with autologous APCs. Values shown are
the means of triplicate samples; bars, SD.
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Recognition of Processed Antigen by Peptide-reactive HTL.
The results presented thus far indicate that several of the peptides
from HER2/neu that were predicted to serve as promiscuous
MHC class II T-cell epitopes were indeed capable of inducing
CD4+ T-cell responses in the context of more than
one HLA-DR allele. However, it is necessary to determine whether these
peptides represent true T-cell epitopes that would be relevant for the
development of tumor immunotherapy. Thus, it becomes important to
determine whether APCs that naturally capture and process the protein
antigen that bears the putative T-cell epitope (in this case, the
HER2/neu protein) are capable of stimulating the
peptide-reactive T cells. We consequently proceeded to test the
capacity of T cells that had shown reactivity to HER2/neu
peptides (HER2883, HER2822,
HER2765, HER2605, and
HER262) to recognize naturally processed antigen
in the form of recombinant HER2/neu protein. For these
experiments, we used autologous PBMCs or DCs as APCs and recombinant
DNA derived ICD or ECD protein fragments of HER2/neu as a
source of antigen.
The data presented in Fig. 5
show that four HER2883-reactive TCLs proliferated
well to HER2/neu ICD (which encompasses the
HER2883 peptide) but not to HER2/neu
ECD (which lacks the HER2883 sequence; data not
shown) when DCs were used as the source of APCs. Similar results were
observed when the HER2883-reactive TCLs were
tested for their capacity to produce lymphokines (measured by a
commercial ELISA kit) as a result of stimulation for 24 h, using
DCs pulsed with either peptide or HER2/neu ICD. For example,
TCL-7C (2 x 104 cells) produced
850 pg/ml when stimulated with DCs (5 x 103) pulsed with HER2883
peptide and 400 pg/ml of this lymphokine when the DCs were pulsed with
HER2/neu ICD, whereas DCs alone failed to induce the
production of GM-CSF (<10 pg/ml).

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Fig. 5. HER2883-specific CD4+ T cells can
recognize recombinant HER2/neu intracellular domain
(r-ICD) protein presented by autologous DCs. The
HER2883-reactive HTLs, TCL-7C (A), TCL-6D
(B), a clone of TCL-1D (C), and TCL-1E
(D), were tested for their capacity to proliferate to
autologous DCs in the presence of HER2883 peptide (2.5
µg/ml) or recombinant HER2/neu recombinant ICD protein
(10 µg/ml). No significant proliferative response was observed
against HER2/neu ECD protein (data not shown). Values
shown are the means of triplicate determinations; bars,
SD.
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It was interesting to observe that the four
HER2883-reactive TCLs failed to proliferate or
produce lymphokines to HER2/neu ICD when PBMCs were used as
APCs (not shown). These results suggest that either the
HER2/neu ICD is processed differently by monocytes and DCs
or that the affinity of the TCLs for antigen is low, and they require
large numbers of peptide/MHC complexes and/or adhesion molecules
(provided by the DCs) to achieve their signaling threshold.
A fifth TCL (TCL-8F), also reactive with peptide
HER2883 (restricted by HLA-DR1; Fig. 1A
) was capable of recognizing HER2/neu ICD with
autologous APCs (Fig. 6)
. However, in this case, PBMCs (presumably monocytes) functioned well
as APCs, whereas DCs appeared to induce a nonspecific proliferative
response (high background). These results raise the possibility that
DCs may express an endogenous peptide/MHC complex that cross-reacts
with HER2883, which is capable of stimulating the
reactivity of the 8F TCL.

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Fig. 6. HER2/neu recombinant ICD
(r-ICD) protein presented by PBMCs can trigger specific
CD4+ HTL responses. The HER2883-reactive TCL-8F
was tested for its ability to proliferate to HER2883
peptide (2.5 µg/ml) and recombinant HER2/neu ICD
protein (10 µg/ml) presented by autologous PBMCs and DCs. Results
show high response to peptide when either PBMCs or DCs were used as
APCs, but significant proliferation to HER2/neu ICD
protein was evident only with PBMCs, attributable to high background
observed with DCs alone. Values shown are the means of triplicate
determinations; bars, SD.
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The capacity to recognize processed HER2/neu protein was
also tested in those TCLs specific for peptides
HER2822, HER2765,
HER2605, and HER262, but in
neither case were we able to detect significant proliferative responses
when either PBMCs or DCs were used as APCs (data not shown). These
results could be interpreted by the possibility that these epitopes may
not be produced by APCs that process the protein antigen.
Alternatively, these results could be explained on the basis of the low
affinity of the T cells for antigen, which would necessitate a higher
number of peptide/MHC complexes than those expressed on the APCs to
trigger the proliferative responses. In support of the latter
possibility, the example presented in Fig. 7
illustrates the large differences in affinities observed between T
cells that respond to processed antigen and those that do not. The
results show that the HER2883-reactive TCL 8F,
which recognizes protein presented by PBMCs (Fig. 6)
, can respond to
peptide concentrations as low as 10 ng/ml, whereas a TCL specific for
peptide HER2765, which is unable to respond to
protein presented by either PBMCs or DCs (data not shown) requires >1
µg/ml of peptide to proliferate. For comparison, we present the
peptide titration response curve of a CD4+ TCL
specific for a peptide from HBsAg, which proliferates well to the HBsAg
protein (31)
and is capable of reacting with <1 ng/ml of
peptide (Fig. 7)
. This high level of affinity for antigen is typical of
what we have observed with T helper cell lines and clones reactive
viral antigens from hepatitis B and other viruses
(31, 32, 33)
, which reflects the lack of immunological
tolerance to these epitopes.
Expression of HER2/neu in PBMCs.
As mentioned above, some of our results showing high proliferative
responses in the absence of antigen when autologous APCs were used
suggest that a cross-reactive peptide epitope or the
HER2/neu product may be expressed in a subpopulation of
PBMCs. Although HER2/neu is considered to be an epithelial
cell marker, there are reports that this molecule is expressed by some
hematopoietic cells and hematological malignancies. To explore the
possibility that HER2/neu may be present in blood
mononuclear cells, we examined the expression of this gene in purified
CD4+, CD8+, and
CD14+ cells by RT-PCR (Fig. 8)
. These results clearly indicate that all three populations of cells
express message for a transcript corresponding to HER2/neu.
The bands corresponding to 559 bp are derived from mRNA because the
primer PCR set used for these experiments crosses four introns, and no
bands were observed in the absence of RT. Similar results have been
obtained using PBMCs from five different individuals (data not shown).
The presence of cell surface HER2/neu protein on blood
mononuclear cells could not be detected by conventional
cytofluorometric analysis using several monoclonal antibodies specific
for this antigen (data not shown). Thus, the results shown in Fig. 8
indicate that HER2/neu product may be expressed to some
extent in T lymphocytes and monocytes. However, the amount of cell
surface product may be very low, or alternatively, the protein may be
degraded before it reaches the cell membrane.

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|
Fig. 8. Expression of HER2/neu in PBMCs.
HER2/neu transcripts were detected by RT-PCR in cDNAs
prepared from purified mRNAs from CD4+, CD8+,
and CD14+ cells as described in "Materials and
Methods." Total PBMCs, positively selected (CD4+,
CD8+, and CD14+) and negatively selected
(CD4-, CD8-, and CD14-) cells were used to prepare cDNA. RT-PCR was
performed both in the presence (RT+) and absence (RT-) of RT to ensure
that the PCR products were derived from RNA and not from contaminating
DNA. The bottom part of the figure presents RT-PCR for
transcripts corresponding to the cyclic AMP-responsive element binding
protein (CREB-BP), a "housekeeping gene" that we use
to assess the quality of the RNA and cDNA of the samples.
|
|
 |
DISCUSSION
|
|---|
To date, the research pertaining to T-cell immunity against tumors
has focused mainly on CD8+ HLA class I-restricted
CTL responses. Numerous MHC class I CTL epitopes have been identified
for a large variety of TAAs, some expressed in melanoma
(34, 35, 36, 37, 38, 39, 40, 41, 42, 43)
and others found in solid tumors (20, 21, 22, 23
, 44
, 45)
. We have reported recently the identification of several
CTL epitopes for HER2/neu, some restricted by HLA-A2
(20
, 21) and others by HLA-A3 (22)
, which are
commonly found MHC alleles. Although antitumor CTLs have been the main
trend for the development of cancer immunotherapy, the importance of
tumor-reactive HTLs in the development of effective immunotherapy has
been stressed by several investigators (1)
. There is some
agreement that tumor antigen-reactive HTLs are important not only for
the induction of CTLs but also that these regulatory T cells may be
critical for the maintenance of CTL responses (8
, 9)
,
which will be necessary for the establishment of long-lasting immune
responses capable of preventing tumor relapses. In view of this,
several groups have begun to search for HTL epitopes contained in known
TAAs that could be used to enhance immune responses to peptide
vaccination aimed toward inducing tumor-reactive CTLs. Recently,
several HTL epitopes have been identified for TAAs, such as tyrosinase,
MART-1, NY-ESO, and MAGE-3, which are expressed preferentially in
melanomas and for p53 and MUC-1, which are overexpressed in a variety
of malignancies (46, 47, 48, 49, 50, 51, 52, 53)
. Herein we describe several
peptides from HER2/neu that were capable of stimulating MHC
class II-restricted HTL responses, which could be used to potentiate
CTL responses to HER2/neu peptide-based antitumor vaccines.
A major drawback of T-cell epitope-based immunotherapy for both CTLs
and HTLs is the constraint imposed by MHC restriction, which limits the
use of these epitopes to the patient population that expresses the
particular MHC alleles. For MHC class I CTL epitopes, the proposed
strategy to broaden the population coverage by peptide epitopes has
been to target those alleles that are most predominantly found in
humans, such as HLA-A1, HLA-A2, HLA-A3, HLA-A24, and HLA-B7.
Furthermore, this strategy has been refined by selecting peptide
epitopes that can bind to more than one allele (i.e.,
promiscuous), which usually occurs in MHC molecules that have a high
degree of homology in their residues that participate in
peptide-binding function. As the result, MHC molecules capable of
binding peptides bearing similar anchor residues have been grouped into
MHC "supertypes," which include the A2, A3/A11, and B7 supertype
families (54, 55, 56, 57)
. In view of these, MHC supertype-binding
peptides become the choice for developing CTL epitope-based vaccines,
because they offer broad population coverage.
In the case of MHC class II molecules, peptides capable of binding to
more than one allele have also been described. Peptide sequences
derived from natural antigens and some designer synthetic constructs
have been shown to bind to numerous MHC class II molecules and to
elicit HTL responses (58, 59, 60, 61, 62)
. Thus, the existence of
peptide-binding promiscuity in the MHC class II system points to the
possibility of identifying broadly DR-reactive HTL epitopes from TAAs,
which would be advantageous for increasing population coverage and
enhancing the effectiveness of T-cell epitope-based vaccines. As the
result of a comprehensive study of peptides binding to purified MHC
class II molecules of various alleles, Southwood et al.
(30)
reported a predictive algorithm to identify
promiscuous HLA-DR binding peptides. This algorithm takes into account
the role of primary MHC binding anchors at positions 1 and 6 and of
secondary anchors at positions 25 and 79 for peptides of nine
residues to predict their binding to the DRB1*0101,
DRB1*0401, and DRB1*0701 allelic products. A large
number of peptide sequences with high algorithm values for all three
alleles were shown to bind well, not only to the three above-mentioned
alleles but also to other MHC class II molecules, including
DRB1*1501, DRB1*0901, DRB1*1302, and DRB5*0101.
Here, we have applied the Southwood algorithm (30)
to
predict peptide sequences from HER2/neu that may constitute
cross-reactive (degenerate) MHC class II binders with the goal of
identifying promiscuous HTL epitopes. Our results demonstrate that this
approach is effective for selecting peptide sequences from TAAs, such
as HER2/neu, that are capable of triggering HTL responses
restricted to two to four different HLA-DR alleles. Furthermore, at
least one of these peptides (HER2883) was shown
to trigger HTL responses restricted by two additional MHC class II
molecules (DR52 and DR53), which were not included in the studies by
Southwood et al. (30)
. These results suggest
that the predictive algorithm may function for a larger number of
alleles than thought previously.
Our studies show that the majority of the peptides that were predicted
to bind to MHC class II molecules were capable of inducing primary
in vitro HTL responses using lymphocytes from normal
volunteers. The induction of HTLs required the use of DCs, which were
generated from monocyte precursors with GM-CSF and IL-4, to present the
peptide to CD4+ T-cell precursors. Various
attempts to induce HTL responses to HER2/neu peptides using
unfractionated PBMCs (in the absence of DCs) failed, indicating that
the naive precursors may require the strong costimulatory activity and
high MHC/peptide complex density provided by DCs to become activated
(data not shown). In contrast, it has been reported that HTLs from
breast/ovarian cancer patients can respond to HER2/neu
peptides presented by PBMCs (presumably monocytes), suggesting that the
HER2/neu-reactive HTLs have been primed in vivo
(24, 25, 26, 27, 28, 29)
.
The capacity of peptide-reactive HTLs to recognize naturally processed
antigen presented by APCs has been considered as a prerequisite that
the corresponding peptide represents a therapeutically relevant T-cell
epitope. The lack of reactivity of peptide-reactive HTLs with APCs that
process and present the protein antigen could indicate that the peptide
epitope is not correctly processed and cannot be efficiently presented
by class II molecules to the T cells (i.e., cryptic
epitopes). Alternatively, it is also possible that HTLs with low
affinity for peptide may not respond to APCs presenting naturally
processed antigen because of their requirement for a high number of
surface peptide/MHC complexes, which can only be attained by the
addition of a high concentration of exogenous peptide. Although six of
the seven peptides that we tested were able to elicit peptide-reactive
HTL responses, in our hands only peptide HER2883
stimulated HTLs that reacted with protein antigen (recombinant
HER2/neu) that was processed and presented by autologous
APCs. The low affinity of the HTLs induced with peptides
HER2822, HER2765,
HER2605, and HER262, which
was evident by the requirement for a high peptide concentration to
induce proliferation (example presented in Fig. 7
), suggests that this
may be the reason why these cells failed to respond to recombinant
HER2/neu protein, even when DCs were used as APCs (data not
shown). In addition to cell proliferation assays, we were not able to
detect T-cell reactivity to HER2/neu protein presented by
autologous APCs (DCs or PBMCs) using ELISA and ELISPOT assays (data not
shown). From the present results, we cannot exclude the possibility
that the epitopes represented by peptides
HER2822, HER2765,
HER2605, and HER262 are not
produced by APCs that process exogenous captured antigen. In addition,
we cannot eliminate the possibility that some of the peptide-reactive
TCLs that do not recognize processed HER2/neu protein could
be T cells that recognize immunogenic contaminants that may be present
at undetectable concentrations (by HPLC) in our peptide
preparations.
Numerous attempts in our laboratory to isolate higher affinity
HER2/neu-reactive HTLs (e.g., by using lower
concentrations of peptide for priming and restimulation) thus far have
failed. By comparison, using similar conditions as the ones used here,
our laboratory has been successful on numerous occasions in isolating
high-affinity HTLs for foreign antigens such as HBsAg, tetanus toxoid,
and rabies viral proteins, which can recognize naturally processed
antigen (31, 32, 33)
. Thus, this raises the possibility that
the high-affinity HTLs for the HER2/neu-derived peptide
epitopes that we studied here have been rendered tolerant because this
protein is expressed in low amounts by normal epithelial cells.
Moreover, results presented here suggest that
CD4+ and CD8+ T lymphocytes
and monocytes (CD14+ mononuclear cells) may all
express some level of HER2/neu product, increasing the
likelihood of peripheral tolerance to this antigen. Alternatively, the
possibility exists that peptide-pulsed DCs are able to elicit
high-affinity HER2/neu-reactive HTLs, but these T cells may
not be readily identified because of their nonspecific (autoreactive)
proliferative responses, because the autologous APCs themselves may be
expressing the antigen. The high background responses (in the absence
of peptide) obtained with many of the TCLs and clones support this
possibility.
Whether high-, intermediate-, or low-affinity
HER2/neu-reactive HTLs will exhibit biological (antitumor)
activity in vivo remains to be determined. Various factors
such as the amounts of HER2/neu protein expressed/produced
by tumor cells and the effectiveness of APCs to capture and process
antigen (in the form of apoptotic, necrotic tumor cells) are likely to
contribute to the generation of cell surface MHC/peptide complexes, the
density of which will determine whether the HTLs can respond or not to
the antigenic stimulus. Lastly, the possibility that high-affinity HTL
responses to HER2/neu in vivo could trigger detrimental
autoimmunity must be considered, because these cells will react with
APCs presenting normal levels of HER2/neu.
In summary, we report here the identification of several promiscuous
HTL epitopes for HER2/neu. Because HTLs play such an
important role in tumor immunity, we believe that the use of these
epitopes should be considered for the design of therapeutic vaccines
against tumors that overexpress the HER2/neu.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 This work was supported by Grant R01CA80782 from
the NIH. 
2 To whom requests for reprints should be
addressed, at Department of Immunology, GU421A, Mayo Clinic, Rochester,
MN 55905. Phone: (505) 284-0124; Fax: (505) 266-5255; E-mail: celis.esteban{at}mayo.edu 
3 The abbreviations used are: HTL, helper T
lymphocyte; IL, interleukin; DC, dendritic cell; TAA, tumor-associated
antigen; APC, antigen-presenting cell; ECD, extracellular domain; ICD,
intracellular domain; PBMC, peripheral blood mononuclear cell; mAb,
monoclonal antibody; GM-CSF, granulocyte/macrophage-colony stimulating
factor; SI, stimulation index; RT-PCR, reverse transcription-PCR; ARB,
average relative binding; TCL, T-cell line; HBsAg, hepatitis B surface
antigen; RT, reverse transcriptase. 
Received 3/20/00.
Accepted 7/19/00.
 |
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