
[Cancer Research 60, 5456-5463, October 1, 2000]
© 2000 American Association for Cancer Research
Experimental Therapeutics |
Adenoviral Vectors Targeted to CD40 Enhance the Efficacy of Dendritic Cell-based Vaccination against Human Papillomavirus 16-induced Tumor Cells in a Murine Model1
Bryan W. Tillman,
Traci L. Hayes,
Tanja D. deGruijl,
Joanne T. Douglas and
David T. Curiel2
Division of Human Gene Therapy, Departments of Medicine, Pathology, and Surgery, and Gene Therapy Center, University of Alabama at Birmingham, Birmingham, Alabama 35294 [B. W. T., T. L. H., J. T. D., D. T. C.], and Department of Medical Oncology, Academic Hospital of the Free University, Amsterdam, 1081 BT, the Netherlands [T. D. D.]
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ABSTRACT
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Dendritic cells (DCs) represent a unique junction from which to initiate
antigen-specific immunity. One of the most challenging obstacles for
DC-based immunotherapy has been the means by which to convey tumor
antigen-encoding genes to DCs. In this study, we show that adenoviral
(or adenovirus, Ad) vectors targeted to CD40 by means of bispecific
antibodies can enhance gene transfer to murine DCs. Moreover, we
illustrate that this vector initiates phenotypic changes characteristic
of DC maturation. To explore the in vivo potential of
this strategy, we coupled this targeting approach with an Ad vector
carrying the gene for a tumor antigen. In particular, the human
papillomavirus (HPV) E7 antigen represents an attractive target for
antigen-specific immunity of cervical cancer. Relative to DCs infected
by untargeted Ad, DCs infected by AdE7 targeted to the receptor CD40
enhanced protection against HPV-16-induced tumor cells in a murine
model. We have further established that this protection was both
antigen specific and CD8+ T-cell dependent. Illustrating that
Ad-modified DCs may be used in repeated vaccination, we report that
preimmunization of animals with Ad infected DCs prior to E7 vaccination
only moderately reduced vaccine efficacy. Finally, we have observed
that CD40-targeted AdE7 can initiate partial therapeutic immunity in
mice bearing established tumors. These findings suggest that gene-based
vaccination of DCs with tumor antigens can elicit productive
antitumoral immunity and that enhancements in gene transfer efficacy
and/or DC maturation may facilitate this process.
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INTRODUCTION
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As a result of advances in the identification of tumor-specific
and tumor-associated antigens, antigen-directed immunotherapy is
emerging as a rational approach for the treatment of cancer. To this
end,
DCs3
are regarded as the predominant antigen-presenting cell of the immune
system; the role of "mature" DCs in the activation of T cells is
particularly relevant to immune responses against tumors (1
, 2)
. In many instances, antigen presentation by DCs is regarded
as a rate-limiting step in the generation of antitumoral immunity
(2
, 3)
. For these reasons, DCs represent a unique junction
for intervention by antigen-specific vaccination strategies.
In this regard, strategies that use antigen-pulsed DCs have proven
remarkably effective at protecting animal models from tumor challenge
(2
, 4, 5, 6, 7, 8, 9)
. Among the methods described to pulse DCs with
antigen have included incubation of DCs with antigen-derived peptides,
recombinant proteins, and apoptotic tumor cells (10)
.
Alternately, DCs might be genetically modified to express an antigen of
interest. Conceivably, DCs that have been modified by gene-based
methods should conceivably present antigens longer than DCs incubated
with peptides or tumor antigens (11)
.
Nevertheless, the most challenging obstacle for DC-based immunotherapy
has been the means by which to efficiently convey antigens to DCs
(12
, 13) . Ad has been used previously as a vector to
murine DCs in the generation of antitumoral immunity (8
, 14, 15, 16, 17)
. The inefficiency of Ad-mediated gene transfer, however,
is likely to become problematic for large-scale vaccinations. In
permissive cells, the projecting Ad fiber-knob protein mediates binding
to the CAR on the cell surface (18)
. Subsequently,
interaction of Ad penton base with either of the
v integrins
vß3 or
vß5 facilitates internalization into the cell
(19
, 20)
. For cells deficient in expression of CAR,
targeting Ad binding to alternate receptors with bispecific Ab
conjugates has been reported by several laboratories to enhance gene
transfer (21, 22, 23)
. Our laboratory and others have
demonstrated previously that CAR is deficient in human monocyte-derived
DCs (24
, 25)
. Moreover, it is unclear whether the CAR
deficiency in murine cells is similar to that found in their human
counterparts and whether the CAR status would differ between DCs from
different sources, monocyte or marrow derived. The poor infection of
murine DCs, however, suggests that deficiency of CAR may likewise be
responsible.
We have shown previously that retargeting Ad to CD40 on human DCs could
overcome CAR deficiency to both enhance gene transfer as well as
promote DC maturation (25)
. We hypothesized that coupled
to Ad vectors carrying genes for tumor antigens, this strategy might
enhance the efficacy of DC-based vaccinations. Specifically, we have
chosen to explore the utility of this strategy in a murine model of
HPV-induced cancer. To this end, E6 and E7 antigens of "high risk"
HPV types 16 and 18 are required for maintenance of the malignant
phenotype (26
, 27)
, rendering these gene products as
unique candidates for antigen-specific immunotherapy. In this study, we
have chosen E7 because of its previously reported advantage over E6 for
vaccinations (5)
. A further anticipated obstacle for
Ad-modified DCs is the prospective efficacy in subjects that have been
exposed previously to Ad. Therein, we have investigated the potential
to vaccinate mice that have been exposed previously to Ad-infected DCs.
Here, we describe the use of a CD40-targeted Ad vector carrying the
gene of the HPV type 16 E7 antigen for genetic modification of murine
DCs. Importantly, the E7 gene contains a deletion
that renders the oncogenic retinoblastoma binding domain nonfunctional
(28)
. We provide evidence that DCs genetically modified by
targeted Ad can efficiently initiate antigen-specific immunity toward
tumors expressing HPV-16 E7. We also demonstrate that targeting of the
Ad vector to CD40 imparts an advantage in a vaccination context over
untargeted Ad vectors. Finally, we report that such vaccinations retain
their potency despite preimmunization of animals with Ad-infected DCs.
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MATERIALS AND METHODS
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Mice.
C57BL/6 (B6, H-2b) mice were obtained from The
Jackson Laboratory (Bar Harbor, ME). The mice were used at 48 weeks
of age.
Viruses and Cell Lines.
Ad carrying the gene for HPV E7 mutant in the retinoblastoma gene
product (pRb) binding domain, indicated in the text as AdE7, was
generously provided by Dr. Pradip Raychaudhuri (University of Illinois
at Chicago, Chicago, IL; Ref. 28
). Preparation of plaque
titered AdLuc and AdGFP, carrying the gene for Luc and GFP protein,
respectively, has been described previously (25)
. The C3
tumor cell line (a kind gift of Dr. Jan Ter Schegget, University of
Amsterdam, Amsterdam, the Netherlands) was generated by transfecting
C57BL/6 mouse embryonic fibroblasts with plasmids containing the entire
genome of the HPV type 16 as well as the ras gene
(29)
. B16 melanoma cells were obtained from the ATCC
(Manassas, VA). Both C3 and B16 cells were cultured in DMEM
supplemented with 4.5 g/l glucose.
CD40-targeting Conjugate.
The antimurine CD40 hybridoma FGK45 (30)
was generously
provided by Dr. Antonius Rolink (The Basel Institute for Immunology,
Basel, Switzerland). The neutralizing murine hybridoma 1D6.14 specific
for the COOH-terminal, receptor binding knob domain of Ad serotype 5
fiber has been described previously (21)
. These hybridomas
were used to generate hybridoma supernatants using Nutridoma
(Boehringer Mannheim, Indianapolis, IN). Purification of antibodies and
Fab fragments has been described (25)
. Bispecific
antibodies consisting of the 1D6.14 neutralizing anti-Ad knob Fab
fragment and the anti-CD40 Ab were prepared by chemical cross-linking
with N-succinimidyl 3-(2-pyridyldithio) propionate as
described previously (31)
. The conjugate of FGK45 mAb and
1D6.14 Fab is henceforth designated as Fab-anti-murine CD40.
Assessment of Phenotypic DC Maturation.
For maturational analyses, Abs used were directly conjugated to FITC
(PharMingen, San Diego, CA). These included: 3E2 (anti-CD54), 1610A1
(anti-CD80), GL1 (anti-CD86), AF688.5 (anti
H-2Kb), AF6120.1 (I-Ab),
G155-178 95 (mouse IgG isotype control), R3595 (rat IgG isotype
control), and G235-2356 (hamster IgG isotype control). Anti-CD40 mAb,
FGK45, was detected by the FITC-labeled goat antirat mAb (Jackson
Immunoresearch Laboratories, West Grove, PA).
Bone Marrow-derived DCs.
Bone marrow DCs were prepared as described previously by Inaba
(32)
. Briefly, bone marrow was collected from femurs and
tibias of C57BL/6 mice 48 weeks of age. Bone marrow cells were
incubated with a mixture of antibodies directed against B220 (clone
RA3-3A1/6.1), CD4 (clone GK1.5), CD8 (clone 53-6.72), and Ia (B21-2)
using exhausted supernatants from hybridomas (ATCC). Subsequently,
cells were incubated with rabbit complement (Cedarlane, Ontario,
Canada) to deplete contaminating lymphocyte populations. Remaining
cells were cultured in RPMI 1640 containing 10% FCS and 100
units/ml recombinant murine granulocyte/macrophage-colony stimulating
factor (Peprotech, Rocky Hill, NJ). After 6 days of culture, loosely
adherent DC clusters were collected and replated in 100-mm dishes for
3 h prior to infection. The purity of these DCs was established by
the absence of lineage markers in flow cytometry analysis.
Preparation of Targeted Ad.
To generate conjugate complexed virus, Ad was incubated with an optimal
ratio of targeting conjugate as described previously (25)
.
Briefly, Ad was incubated for 30 min at room temperature with
Fab-anti-murine CD40 at a ratio of 30 ng:2.4 x 106 plaque-forming units in complete RPMI
1640 containing 2.5% FCS. Ad conjugated with Fab-anti-murine
CD40 will be referred to henceforth as CD40-targeted Ad. For instances
designated as untargeted Ad, virus was mock incubated with media
containing no conjugate.
Infection of DCs for Assessment of GFP Gene Transfer.
To assess the percentage of DCs transduced, cells plated in six-well
plates were infected with untargeted or CD40-targeted AdGFP at an MOI
of 10, 100, or 1000 in the presence or absence of conjugate for exactly
1 h at 37°C before unbound virus was washed away with PBS. Cells
were subsequently incubated in RPMI 1640 containing 10% FCS
(RPMI 10%). Alternately, cells were incubated with a constant MOI of
100 for a duration of 1, 6, or 24 h as indicated. After 24 h
of incubation, cells were analyzed by flow cytometry for expression of
GFP.
Infection of DCs for Maturation Analysis and Immunizations.
Adherent DCs were incubated for exactly 1 h at 37°C under one of
the following conditions: mock infection (DCs), CD40-targeted AdLuc
(40AdLuc), untargeted AdE7 (AdE7), or CD40-targeted AdE7 (40AdE7).
Subsequently, cells were washed with PBS to remove unbound virus, and
RPMI 10% was added to each dish. After 24 h, pooled adherent and
nonadherent cells were collected and used for either flow cytometry or
vaccination.
Prophylactic DC Immunization.
Mice were administered a primary vaccination intradermally equal to the
number of DCs indicated; 1 week later, a booster vaccination equal to
half the dose of the primary vaccination was administered.
Specifically, cell concentration was adjusted such that a 200-µl
injection would constitute the indicated number of cells. This volume
was distributed between 4 and 5 vaccination sites on the animal. One
week after the booster vaccination, mice were challenged with tumor
cells.
Tumor Challenge.
Cells were released from culture vessels with trypsin and washed twice
in PBS. Subsequently, mice were injected s.c. on the right flank with
either 2 million C3 or 20,000 B16 cells as indicated.
T-Cell Depletion.
To deplete CD8+ T cells in vivo, mice were i.p. administered
200 µg of purified mAb from the anti-CD8+ hybridoma 536.72 that had
been purchased from the ATCC. Ab was administered relative to the
primary vaccination on days -2, 1, 5, 10, 13, and 17. CD8+ depletion
was validated by flow cytometry of splenic suspensions. On day 0, mice
received a primary vaccination of 12,000 DCs infected as detailed in
"Materials and Methods." Subsequently, on day 7, a booster
vaccination of 6,000 DCs was administered, and on day 14, a challenge
with 2 million C3 was given.
Preimmunization of Mice with Ad-infected DCs.
At 28 and 21 days after tumor challenge, mice were vaccinated with
25,000 and 12,500 DCs infected by AdLuc, respectively. At 14 and 7 days
before challenge, mice received primary and booster vaccinations of
12,500 and 6,250 DCs, respectively, infected by either AdE7 or
CD40-targeted AdE7, as indicated.
Vaccination against Established Tumors.
Tumors were established by s.c. injection of C3 cells 3 weeks prior to
the first vaccination. Only mice bearing tumors with a minimal volume
of 100 mm3
at 3 weeks were advanced to
therapeutic vaccination studies. Mice were size matched into four
groups, with six mice per group corresponding to a group of
unvaccinated animals or those vaccinated with DCs infected by CD40AdLuc
(40AdLuc), AdE7, or CD40AdE7 (40AdE7). Mice were immunized with a dose
of 200,000 DCs in a total volume of 200 µl on each of four weekly
vaccinations. In particular, mice were vaccinated at sites distant from
the tumor mass. Tumors were monitored for 15 weeks or until tumors had
reached a volume of 1000 mm3
, at which point mice
were euthanized.
Statistical Analysis.
The
2 test was performed to analyze nominal
data of tumor incidence from tumor protection experiments. The log-rank
test was used to determine significance of therapeutic survival data in
the Kaplan-Meier plot.
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RESULTS
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Retargeting of Ad to CD40 Increases Gene Transfer to Murine DCs.
A limited availability of efficient strategies to deliver
antigen-encoding genes to DCs has hindered gene-based DC vaccination
strategies. We have illustrated previously high efficiency gene
transfer to human DCs through targeting of Ad to CD40 by means of
bispecific antibodies. Subsequently, we have transitioned this strategy
to a murine context to allow evaluation of vaccine efficacy in an
appropriate model system. Briefly, an activating anti-CD40 Ab, FGK45,
was chemically conjugated to a Fab fragment of an anti-Ad Ab, 1D6.14,
to generate a bispecific targeting conjugate. To illustrate that Ad
complexed with this conjugate, henceforth designated as CD40-targeted
Ad, could enhance gene transfer to murine DCs relative to untargeted
Ad, delivery of the marker gene GFP by Ad was assessed by
flow cytometry. As shown in Fig. 1
A, CD40-targeted Ad demonstrated enhanced gene transfer
relative to untargeted Ad at each MOI tested. At an MOI of 100, for
instance, CD40-targeted Ad transduced 30% of cells, relative to 8% of
cells by untargeted Ad. Importantly, these results reflect a strict 1-h
incubation period of virus with cells before unbound virus was washed
away. The enhancement in gene transfer by CD40-targeted Ad over
untargeted Ad ranged from 3.6- to 9.9-fold. In contrast to our finding
of low gene transfer with Ad in the absence of targeting, others have
reported a high efficiency of gene transfer to DCs at similar dosage
(17
, 33)
. To reconcile our findings with these reports, we
examined the possibility that more cells may be transduced after
extended duration of viral incubation on transduction efficiency. As
shown in Fig. 1
B, extended exposure of cells to virus
yielded a higher percentage of DCs transduced. In this regard, through
extended incubation of cells with virus, untargeted Ad transduced
upwards of 20% of cells by 24 h, yet CD40-targeted virus
maintained a distinct and consistent advantage over untargeted Ad at
all time points. These higher levels of gene expression after prolonged
incubation with untargeted Ad may explain the findings reported by
others. Collectively, these results illustrate that targeting Ad to
CD40 increases the efficiency of gene transfer to murine DCs relative
to untargeted vector.

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Fig. 1. Targeting of Ad to CD40 enhances the number of cells
transduced relative to untargeted Ad. Murine bone marrow-derived DCs
were infected with AdGFP either alone or complexed with Fab-anti-CD40
(A) for exactly 1 h at a MOI of 10, 100, or 1000
(B) for 1, 6, or 24 h at a constant MOI of 100 as
shown. After 24 h of incubation, the samples were assessed for
expression of GFP by flow cytometry. Results of representative
experiments repeated in triplicate are depicted as a percentage
of GFP-positive cells based on analysis of 10,000 cells.
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CD40-targeted Ad Phenotypically Matures Murine DCs.
We have described previously phenotypic maturation that accompanies
infection of human DCs by CD40-targeted Ad (25)
. The
essential role of maturity in the activation of T cells (1
, 2)
suggests that DCs modified by a CD40-targeted Ad vector might
have enhanced potential in the context of immunizations. To evaluate
whether a similar phenomenon accompanies targeting to murine CD40, DCs
that had been infected with untargeted Ad or CD40-targeted Ad were
compared with uninfected cells by flow cytometry (Fig. 2)
. Relative to uninfected cells, cells infected by CD40-targeted Ad
enhanced expression of several markers associated with DC maturation,
particularly CD40, CD86, and MHC II. Less substantial enhancements were
observed for intercellular adhesion molecule 1, CD80, and MHC I. Minor
changes were observed for cells infected with untargeted Ad, but these
were less than that observed with CD40-targeted Ad. These findings
indicate that targeting Ad to CD40 can mediate phenotypic changes that
are associated with DC maturation.

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Fig. 2. CD40 targeting induces expression of DC maturational
markers. DCs were infected by mock infection, untargeted AdLuc, or
CD40-targeted AdLuc for 1 h at an MOI of 100 and subsequently
incubated for 24 h prior to analysis. Samples shown indicate
expression of CD54, CD80, CD86, CD40, MHC I, and MHC II as determined
by flow cytometry. Isotype control antibodies are included for each
receptor. A total of 10,000 cells were counted per condition.
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DCs Modified by CD40-targeted Ad Exhibit Enhanced Vaccination
Potential.
To establish the efficacy of Ad-modified DCs for immunization, we have
used the syngeneic C3 tumor model of HPV-induced neoplasms
(34)
and a functionally mutated gene for the E7 antigen of
HPV within an adenoviral vector, AdE7 (28)
. To assess the
potential advantage of CD40 targeting of Ad in a vaccination context, a
dose-response curve was established to compare untargeted (AdE7) and
CD40-targeted AdE7 (40AdE7) vectors. DCs infected ex vivo
with an MOI of 100 were administered intradermally in primary and
secondary vaccinations set 1 week apart. Specifically, DCs were titered
such that mice received a primary vaccination of 25,000, 12,500, or
6250 DCs as indicated in the figure, followed by a booster vaccination
1 week later using half the number of cells used in the primary
vaccination. A week after the booster vaccination, mice were challenged
s.c. with 2 million C3 tumor cells. These findings reveal that by a
dose of 12,000 DCs, for example, tumors had developed in animals
vaccinated with DCs transduced by untargeted AdE7 but not when CD40AdE7
had been used (Fig. 3)
. Of note, among the tumors that did develop on mice in the lower
dosage classes of E7-modified DCs, the kinetics of tumor growth were
slower than in mice that had been left unvaccinated (data not shown).
These findings suggest that DCs modified to express tumor antigen by Ad
vectors can mediate dose-dependent prophylactic protection to tumor
challenge, and more importantly, that features of CD40-targeted Ad
translate to an advantage for vaccination.

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Fig. 3. DCs infected by CD40-targeted Ad exhibit an advantage for
in vivo vaccination over DCs infected with untargeted
Ad. Mice were vaccinated by intradermal injection of graded doses of
DCs infected by either untargeted (AdE7) or
CD40-targeted AdE7 (40AdE7) as shown. On day -14,
animals received a primary vaccination of 25,000, 12,500, or 6,250 DCs
as shown. Subsequently, on day -7, mice were given a booster
vaccination equal to half the dose of the primary vaccination. On day
0, animals were challenged s.c. with 2 million C3 tumor cells. The
percentage of mice bearing tumors at 6 weeks after tumor challenge is
shown in this representative experiment. This experiment was repeated
in duplicate. Analysis demonstrated significantly enhanced protection
in mice vaccinated with 40AdE7 relative to mice vaccinated with AdE7
(P < 0.05).
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E7-based Vaccination Is Antigen Specific.
DCs impact the immune system through a number of antigen-nonspecific
mechanisms (1)
. To establish that tumor protection was
specific for E7 antigen, two avenues were investigated. First a control
vector (AdLuc), carrying the gene for an irrelevant antigen, Luc, was
used. Alternatively, a tumor line, B16 melanoma cells, negative for
expression of the E7 antigen, was used in place of C3 cells for tumor
challenge. As controls for nonspecific immune activation, DCs were left
uninfected or infected with CD40-targeted irrelevant vector AdLuc. Mice
were vaccinated with DCs infected with the indicated vector by a
primary vaccination of 12,500 DCs, followed by a booster vaccination of
6,250 DCs 7 days later. A week after the booster vaccination, mice were
challenged with 2 million C3 tumor cells or 20,000 B16 cells, as shown.
Although unvaccinated mice developed C3 tumor masses, mice vaccinated
with AdE7-transduced DCs did not develop tumors (Fig. 4)
. Importantly, the baseline percentage of mice developing C3 tumors in
unvaccinated mice is <100%, as reported previously (5)
.
Notably, both unmodified DCs and AdLuc-transduced DCs imparted minor
but not significant protection against tumor development.
Alternatively, DCs transduced with AdE7, whether targeted or not, were
unable to protect mice from challenge with antigen-disparate B16
melanoma. These findings illustrate that DCs genetically modified by
targeted Ad generate immunity that is antigen specific as defined by
the transgene carried within the Ad vector.

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Fig. 4. DCs genetically modified by Ad vectors elicit
antigen-specific immunity. Animals were left unvaccinated
(Unvacc) or vaccinated by intradermal injection with DCs
infected as follows: mock infected (DC), CD40-targeted
AdLuciferase (40AdLuc), untargeted AdE7
(AdE7), or CD40-targeted AdE7 (40AdE7) as
described in "Materials and Methods." Except for unvaccinated
animals, each mouse received a primary vaccination of 12,500 DCs and a
booster vaccination of 6,250 DCs at 14 and 7 days prior to tumor
challenge, respectively. One week after the booster vaccination,
animals were challenged s.c. with 2 million E7-expressing C3 tumor
cells or 20,000 B16 melanoma cells as shown. A representative
experiment of two is shown, indicating the percentage of mice bearing
tumors at 6 weeks.
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Depletion of CD8+ T Cells Abrogates DC-induced Immunity.
T cells play a prominent role in tumor rejection, and it is through T
cells that DCs are believed to mediate their effects on antitumor
immunity (35)
. To investigate the role of CD8+ T cells in
the observed tumor protection, subsets of mice were depleted of CD8+ T
cells during primary and booster vaccinations and subsequent tumor
challenge with C3 tumor cells. Although both AdE7 and 40AdE7 conferred
protection to challenge in undepleted mice, depletion of CD8+ cells
entirely compromised the antitumoral effects of E7-based vaccination
(Fig. 5)
. Thus, our findings confirm that the effector function of DCs infected
either by untargeted or CD40-targeted Ad is mediated through CD8+ T
cells.

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Fig. 5. Immunization with Ad-modified DCs is CD8+ T-cell
dependent. CD8+ T cells were depleted in vivo with mAb
(d and e) as described in "Materials
and Methods." Mice were left unvaccinated (a) or
immunized with DCs infected previously by untargeted AdE7
(b and d) or CD40AdE7 (c
and e) in primary and booster doses of 12,500 and 6,250
DCs, respectively. Tumor growth per each condition is shown for 6 weeks
after tumor challenge or until the tumor volume exceeded 500
mm3.
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Preimmunization with Ad-infected DCs Does Not Prohibit DC-based
Vaccination.
Immune-mediated clearance of Ad-transduced cells has prompted concern
over the utility of Ad as a gene therapy vector, especially for
repeated administration (36, 37, 38)
. To examine the potential
that Ad-transduced DCs may compromise subsequent administrations, mice
were preimmunized by primary and booster vaccinations of DCs infected
by Ad carrying a gene for an irrelevant antigen, Luc. Subsequently,
mice were administered primary and booster vaccinations of
AdE7-transduced DCs at 1 and 2 weeks after preimmunization,
respectively. To enhance the stringency of this experiment, the doses
of DCs in primary and booster vaccinations for AdLuc-infected DCs were
twice the doses of subsequent E7-modified DCs. One week after the final
immunization, mice received a tumor challenge with C3 cells. In mice
vaccinated with 40AdE7-infected DCs, mice that had been preimmunized
with DCs infected by AdLuc exhibited tumor growth in 30% of animals,
relative to complete protection in mice that had not been preimmunized
(Fig. 6)
. These findings suggest that DCs may be administered on multiple
occasions and yet still provide protection in a significant percentage
of preimmunized animals.

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Fig. 6. Preimmunization with Ad-infected DCs partially reduces the
efficacy of Ad-modified DC vaccines. Mice designated with the prefix
Pre-AdLuc received a primary prevaccination of 25,000
AdLuc-infected DCs and a booster of 12,500 AdLuc-infected DCs at 28 and
21 days prior to tumor challenge, respectively. At 14 and 7 days prior
to tumor challenge, mice received vaccinations of 12,500 and 6,250 DCs,
respectively, infected with either untargeted Ad (AdE7)
or CD40-targeted Ad (40AdE7), as indicated. Mice were
challenged s.c. with 2 million C3 cells. The percentage of mice bearing
tumors is shown at 6 weeks after tumor challenge.
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DCs Modified by Targeted Ad Extend Survival of Mice with
Pre-established Tumors.
The initial goal of DC-based vaccinations in humans will likely be
therapeutic, rather than prophylactic. We evaluated the capacity of
Ad-modified DCs to mediate regression of sizeable established tumors in
the murine model. Anticipating a more stringent challenge than
prophylaxis, a larger vaccination dose was administered to elicit
therapeutic immunity. Mice remained unvaccinated or were administered
four equivalent doses of 200,000 Ad-modified DCs spaced at weekly
intervals with DCs that had been infected by CD40-targeted AdLuc,
untargeted AdE7, or CD40targeted AdE7, as indicated. As shown in
Fig. 7
, relative to unvaccinated animals, mice vaccinated with DCs infected by
CD40-targeted AdE7 were able to significantly delay continued growth
and ultimately extended survival relative to either unvaccinated
(P < 0.01) or AdE7 (P < 0.05) vaccinated animals. In contrast, tumor growth in mice
vaccinated with AdLuc-transduced DCs was not significantly distinct
from unvaccinated animals. These findings confirm that genetically
modified DCs can initiate an antigen-specific therapeutic immune
response against E7.

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Fig. 7. DCs infected with AdE7 can mediate therapeutic tumor
immunity to extend survival of animals bearing pre-established tumors.
Groups of animals bearing size-matched established C3 tumors were left
unvaccinated or were immunized with DCs infected by one of the
following vectors as indicated: CD40-targeted Ad Luciferase
(40AdLuc), untargeted AdE7 (AdE7), or
CD40-targeted AdE7 (40AdE7). Four weekly vaccinations of
200,000 DCs (arrows) were administered intradermally at
sites distant from the tumor mass. The percentage of surviving mice are
shown until 14 weeks. Mice were considered to be deceased when tumor
volumes exceeded 1000 mm3 and euthanized to avoid
unnecessary suffering. Statistical analysis by the log-rank test
revealed statistically significant enhancement in survival time for
mice vaccinated with 40AdE7-infected DCs relative to either
unvaccinated mice (P < 0.01) or
AdE7-vaccinated mice (P < 0.05).
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DISCUSSION
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The potential utility of genetically modified DCs is evidenced by
their proposed applications in the treatment of infectious diseases,
autoimmunity, allotransplantation, and cancer (1
, 10) . A
significant hurdle to large-scale application of therapies using DCs
will be a means by which to efficiently deliver antigen-encoding genes
to these cells. In this regard, to explain poor infection of human DCs,
we have reported previously a deficiency of the Ad binding receptor,
CAR (25)
. Moreover, we demonstrated enhanced gene transfer
to DCs by targeting Ad to an alternate receptor found on DCs, CD40. The
receptor CD40 is expressed on DCs, macrophages, and B cells, as well as
on endothelium and epithelial cells during inflammation
(39)
. CD40 has numerous roles, including B-cell
proliferation and isotype switching, as well as enhanced costimulation
in macrophages. Foremost, CD40 plays a crucial role in the maturation
of DCs. In particular, CD40 ligand, expressed on T cells, is believed
to activate CD40 on DCs and promote their maturation to a more
immunostimulatory phenotype, which in turn stimulates antigen-specific
T cells (40, 41, 42, 43)
. To exploit the expanding role of CD40 in
DC function as an alternate Ad binding strategy, we have coupled a
CD40-activating Ab with Ad vectors to achieve a high efficiency DC
vector. Here, we describe the targeting of Ad vectors to CD40 on murine
bone marrow-derived DCs and explore the utility of this approach in
antigen-specific vaccination.
We have observed that Ad targeted to CD40 consistently demonstrated a
greater magnitude of gene transfer relative to untargeted Ad. By
comparison, our results reveal that untargeted Ad transduces a mere 8%
of murine DCs at an MOI of 100; these findings are consistent with
those of several reports (14
, 44)
. In contrast, some
investigators describe transduction efficiencies upward of 90% using a
similar dose of untargeted virus (17
, 33)
. To this end, it
has been illustrated previously that upward of 80% of virions can
localize to the nucleus of a cell within 60 min of infection
(45)
; thus, it would seem that gene transfer that occurs
on a longer time scale does so inefficiently. On these grounds, we have
chosen a stringent 1-h infection period as a measure of rapid and
efficient cell infection. To reconcile our findings with those of
others, we reasoned that by extended exposure of DCs to Ad, higher
levels of gene transfer might be achieved. In a comparison of different
durations of Ad incubation, our finding of 20% of cells transduced by
untargeted Ad at 24 h still falls short of the 90% reported by
others. Nevertheless, our results do suggest that, much like the
importance of the dose of virus used, the duration of incubation
between virus and cells is an important, yet often unreported,
parameter in the literature of Ad gene transfer to DCs. Importantly,
the total percentage of cells transduced in the present murine system
(30%) is strikingly less than that observed with human DCs (80%). In
reconciliation of this fact, however, the overall enhancement in gene
transfer by CD40-targeted Ad over untargeted Ad are 5-fold in human
cells and 4-fold in murine cells. Thus, the fold enhancement in these
two systems are, in fact, comparable, perhaps explained by the lower
baseline gene transfer by untargeted Ad in murine cells, 8% in murine
cells versus 14% in human cells (25)
.
The duration of incubation is perhaps inconsequential for ex
vivo modification of DCs. Nevertheless, the practical advantages
of ultimate in vivo DC transduction are fairly promising,
especially in light of recent data suggesting that Ad targeted to CD40
can selectively transduce Langerhans cells of human
skin.4
Accordingly, in vivo vaccination would eliminate the
necessity for ex vivo manipulations to DCs, further
increasing the ease and flexibility of this approach. High-efficiency
vectors will become increasingly important because the duration of
exposure of cells to injected virus may be limited under in
vivo conditions. Perhaps most importantly, a high efficiency
targeted Ad vector might have a distinct advantage in reducing the
viral dose used in DC infection. Therein, the reduction of input viral
dose may serve to minimize dose-related toxicity associated with Ad
vectors (46, 47, 48, 49, 50)
.
We also provide evidence of phenotypic maturation in murine DCs
infected by CD40-targeted Ad relative to untargeted Ad, a finding not
unexpected given the CD40-activating capacity of the anti-CD40 mAb that
was used in the targeting conjugate, FGK45 (41
, 43
, 51)
.
Clearly, CD40 activation need not necessarily occur in the context of
an Ad vector to mediate significant changes in DC phenotype and
function. In fact, CD40 activation has been shown to potentiate any
number of vaccination modalities (51
, 52)
. For gene-based
immunotherapy approaches, however, targeting Ad to CD40 can
simultaneously increase much needed gene transfer efficiency of Ad
vectors, with the prospective upshot of enhancing antigen presentation
through DC maturation.
To establish whether DCs modified ex vivo imparted an
advantage in vivo, we have compared the vaccination
potential of DCs infected by untargeted and CD40-targeted Ad vectors
using a murine model of cancers transformed by the human
papillomavirus. Specifically, we have shown that Ad targeted to CD40
performed with greater prophylactic vaccination efficacy relative to
untargeted Ad and in an antigen-specific manner. Our findings, however,
do not indicate whether enhanced gene transfer or CD40-induced
maturation is predominately responsible for the observed enhancements
in vaccination performance.
Apprehension over the delivery of entire coding regions for oncogenes
have prompted the use of peptide loading approaches for DC-based
vaccinations (2
, 10)
, and among these have included
approaches directed toward HPV-E7 (51
, 53, 54, 55)
.
Nevertheless, the clinical application of peptide loading is likely to
be encumbered by issues of practicality. Widespread application of
allele-restricted peptides is limited in a human population with
heterogeneous MHC alleles and further by the narrow range of epitopes
provided by individual peptides (56)
. Such limitations are
likely to be obviated through the use of gene-based modifications of
DCs. By delivery of the E7 gene in its entirety, DCs can
present from among a vast array of potential epitopes that are
appropriate for the MHC alleles of the recipient. The basis of E7
oncogenicity has been defined (57
, 58)
, and thus we have
used a mutant rendered functionally inoperative in its oncogenic
retinoblastoma gene product (pRb) binding domain (28)
. It
is also important to recognize that E7 expression alone is not
sufficient for malignancy (59)
, and further, that
transformation is dependent upon continuous expression of E7
(60)
. The latter, in particular, is unlikely, given the
short-lived expression by Ad vectors. Thus, in the context of the
proper vector and with proper functional deletions to the gene of
interest, the use of vector-delivered oncogenes need not necessarily be
viewed with skepticism. Because of safety concerns surrounding an Ad
carrying the gene for wild-type E7 oncogene, we have not
established the vaccination capacity of wild-type E7 relative to mutant
E7. Conceivably, however, the small four amino acid deletion should be
of little consequence for the vaccination potential.
Legitimate concerns have been raised about the utility of Ad vectors in
a population that has been exposed previously to Ad (61
, 62)
. Indeed, anti-Ad cellular immune responses have been
recognized to severely compromise the duration of gene expression
(36, 37, 38
, 63, 64, 65)
. In particular, Jooss et al.
(66)
have shown that anti-Ad immune responses are a
consequence of Ad transduction of DCs. In this regard, it would seem
that DCs intentionally modified by Ad vectors would paradoxically serve
as the vehicle for their own destruction. In contradiction to this
presumption, however, several studies have highlighted the utility of
Ad-infected DCs for vaccination despite prior immunization with
infectious Ad particles (14
, 15)
. We reasoned that rather
than isolated Ad particles, preimmunization with Ad-infected DCs would
more rigorously test the capacity of Ad-infected DCs for repeated
administration. Our findings reveal that preimmunization with
Ad-infected DCs does indeed decrease the immunization potential of
subsequent DC vaccinations, yet a majority of mice still exhibit
protection to tumor challenge. Several features might explain this
counterintuitive finding. Foremost, Ad transgene expression in
immunocompetent animals has been reported for at least 7 days prior to
immune clearance (37)
. By comparison, the timeframe for
both migration of DCs to lymphoid organs and interaction of DCs with T
cells occurs much more rapidly (67
, 68) . Further to this
end, it has been established that DCs undergo apoptosis after
interaction with T cells (69)
; thus, it would seem that
long-term expression of antigens is not requisite for initiation of a
productive immune response. We hypothesized that activation of T cells
by Ad-infected DCs may fall within a window prior to immune clearance
of infected cells. Although our studies cannot conclude that repeated
administrations will remain efficacious indefinitely, they do suggest
that DCs modified by Ad might be administered in a series of boosters
without entirely compromising their effectiveness. In this regard, the
high efficiency of CD40-targeted Ad may serve to reduce the magnitude
and/or number of doses of DCs necessary to attain a desired protective
immunity before anti-Ad immune responses become insurmountable. For
most gene therapy strategies, where long-term expression is
indispensable, the fleeting expression of a transgene by Ad vectors is
a conspicuous disadvantage. For DC-based immunizations, however, it
would seem that even transient antigen presentation can effectively
generate immune responses that would then be rendered enduring, not by
the DCs but presumably through memory T cells.
The earliest applications of DC-based therapy will likely be
therapeutic in nature. Despite the importance of cancer vaccines in
this role, the effectiveness of other E7-based approaches in sizeable
established tumors has not been demonstrated rigorously. We have
vaccinated mice bearing palpable pre-established tumors with DCs
infected by Ad carrying the gene for E7 or an irrelevant antigen. Our
findings indicate that despite a significant prolongation in survival
in animals vaccinated with DCs modified by CD40-targeted AdE7, a vast
majority eventually succumb to the tumor. Several possible mechanisms
might explain the failure of E7-based vaccination to mediate complete
tumor regression. Foremost, the extended survival suggests that an
immune response is initiated but subsequently compromised or otherwise
rendered ineffective. In particular, the tumor cells used in these
experiments were not maintained under a selective pressure. It is
possible that subpopulations of these cells did not express the E7
tumor antigen; alternatively, these cells may have undergone an
"immunological escape" in vivo, much as human tumor
cells tend to do (35)
. These findings suggest that an
optimal vaccine will potentially incorporate several antigen genes
within a single vector, thus minimizing the potential for such escape.
Of note, the expression of CD40 is not restricted to DCs, and with
in vivo gene transfer, the potential exists for gene
delivery to non-DC cell types. Unlike the delivery of genes encoding
cytotoxic proteins used in some gene therapy applications, however, the
relatively innocuous gene products of gene-based vaccination should not
prove deleterious if delivered ectopically. Nevertheless, we propose to
combine this targeting approach with DC-restricted transcriptional
regulation to minimize ectopic gene expression. In contrast to the
ex vivo methods described here, stability of a gene vector
will be paramount for in vivo applications. Of note, we have
demonstrated previously that retargeting of Ad with bispecific
antibodies is stable for targeting in vivo
(70)
. Nevertheless, we recognize the potential limitations
of this strategy in large-scale vaccinations. For this reason, we are
developing a virion with CD40 incorporated as a fusion protein with the
Ad capsid. We anticipate that such a virion would exhibit further
increased stability in vivo as well as minimize the
potential for neutralizing anti-idiotype antibodies directed toward the
current Ab-based targeting conjugate.
Clearly, Ad is not the only means by which to modify DCs, in particular
strategies described previously for pulsing DCs with tumor antigens or
peptides represent alternatives that warrant comparison with the
strategy described here. Also, we have not investigated the potential
of other DC-maturing cytokines, such as tumor necrosis factor-
or
interleukin 4, which could conceivably further augment the vaccination
potential of this strategy. In summary, our findings indicate that Ad
targeted to CD40 represents a high-efficiency, DC-potentiating gene
delivery strategy that enhances the efficacy of DC-based immunotherapy
strategies in an antigen-specific manner. Furthermore, we conclude that
Ad-transduced DCs may be administered in a limited number of repeated
doses without entirely compromising vaccine efficacy.
 |
ACKNOWLEDGMENTS
|
|---|
We are indebted to Ronald Alvarez, Terri Pustilnik, and Edward
Partridge in the Division of Gynecological Oncology for their support
of this work. We are also grateful to Tina Rogers at the MAMDC
core facility for assistance in flow cytometry analyses. Finally, we
thank Tyler J. Curiel at the Baylor Institute for Immunology Research
for helpful discussions related to this work.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 This work was supported by an internal grant
from the Division of Gynecologic-Oncology, University of Alabama at
Birmingham and also by NIH Grants R01CA74242, R01CA68245,
R01CA86881-01, and U19DK57858. 
2 To whom requests for reprints should be
addressed, at Gene Therapy Center, WTI 620, 1824 Sixth Avenue South,
University of Alabama at Birmingham, Birmingham, Alabama 35294. Phone:
(205) 934-8627; Fax: (205) 975-7476; E-mail: david.curiel{at}ccc.uab.edu 
3 The abbreviations used are: DC, dendritic cell;
Ad, adenovirus; CAR, Coxsackie adenovirus receptor; Luc, luciferase;
GFP, green fluorescent protein; HPV, human papillomavirus; MOI,
multiplicity of infection; ATCC, American Type Culture Collection; Ab,
antibody; mAb, monoclonal antibody. 
4 T. de Gruijl, manuscript in preparation. 
Received 1/21/00.
Accepted 8/ 1/00.
 |
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