
[Cancer Research 60, 6457-6464, November 15, 2000]
© 2000 American Association for Cancer Research
Adenovirus-Interleukin-12-mediated Tumor Regression in a Murine Hepatocellular Carcinoma Model Is Not Dependent on CD1-restricted Natural Killer T Cells1
Kahlil J. Andrews,
Antoni Ribas,
Lisa H. Butterfield,
Charles M. Vollmer,
Fritz C. Eilber,
Vivian B. Dissette,
Scott D. Nelson,
Peter Shintaku,
Shahram Mekhoubad,
Toshinori Nakayama,
Masaru Taniguchi,
John A. Glaspy,
William H. McBride and
James S. Economou2
Divisions of Surgical Oncology [K. J. A., A. R., L. H. B., C. M. V., F. C. E., V. B. D., S. M., J. S. E.], Hematology/Oncology [A. R., J. A. G.], Pathology [S. D. N., P. S.], and Experimental Radiation Oncology [W. H. M.], University of California Los Angeles, Los Angeles, California 90095, and the Division of Molecular Immunology, Center for Biomedical Science, School of Medicine, Chiba University, Chiba 260, Japan [T. N., M. T.]
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ABSTRACT
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The cytokine interleukin-12 (IL-12) has shown potent antitumor activity
in several tumor models. Recently, natural killer (NK) T cells have
been proposed to mediate the antitumor effects of IL-12. In this study,
the antitumor response of IL-12 was investigated in a gene therapeutic
model against s.c. growing mouse hepatocellular carcinomas using an
adenoviral vector expressing murine IL-12 (AdVmIL-12). An
adenoviral-based system was chosen because of the ability of
adenoviruses to transduce dividing and nondividing cells and because of
their high transduction efficiencies. Our goals were to examine the
efficacy of AdVmIL-12 in a hepatocellular carcinoma model and to
investigate the mechanism of the AdVmIL-12-mediated antitumor response
with specific interest in the role of NK T cells. Our studies
demonstrate that intratumoral AdVmIL-12-mediated regression of s.c.
hepatocellular tumors is associated with rapid antitumor responses.
AdVmIL-12 treatment was associated with an immune cellular infiltrate
consisting of CD4 and CD8 T lymphocytes, macrophages, NK cells, and
NK T cells. Antibody ablation of CD4 and CD8 T cells and use of NK
cell-defective beige mice failed to abrogate the
response to AdVmIL-12. Studies in T-cell- and B-cell-deficient severe
combined immunodeficient and recombinase activating
gene-2-deficient mice and T-cell-, B-cell-, and NK
cell-defective severe combined immunodeficient/beige
mice also failed to abrogate this response. AdVmIL-12 retained potent
antitumor activity in mice with specific genetic defects in immune
cellular cytotoxicity (perforin knockout mice) and costimulation (CD28
knockout mice). Use of mice with specific NK T cell deficiencies,
V
14 T-cell receptor and CD1 knockout mice, also failed
to abrogate the response to AdVmIL-12. Histological and
immunohistochemical studies of AdVmIL-12-treated tumors showed
extensive inhibition of neovascularization and a marked decrease in
factor VIII-stained endothelial cells. Our studies indicate that
the antitumor response of AdVmIL-12 is independent of direct cytotoxic
cellular immunity (specifically, the function of NK T
cells) and suggest that the initial mechanisms of
AdVmIL-12-mediated tumor regression involve inhibition of angiogenesis.
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INTRODUCTION
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The heterodimeric cytokine
IL-123
has been shown to generate powerful antitumor responses in many tumor
models. IL-12 is the key cytokine mediating the generation of a
Th1-type cytokine expression pattern in both T lymphocytes and
NK cells, resulting in cytotoxic cellular immune responses
(1, 2, 3, 4, 5)
. IL-12-activated cells preferentially secrete
IFN-
, which has been identified as an important downstream mediator
of the IL-12 antitumor response (5, 6, 7, 8, 9, 10, 11, 12, 13)
. Although the
immune mechanisms stimulated by IL-12 have been studied extensively,
there is considerable controversy regarding the specific mechanisms by
which IL-12 inhibits tumor growth. Investigations into the precise
molecular and cellular events that mediate tumor regression after IL-12
treatment have been fueled by the demonstration of higher in
vivo efficacy compared with other antitumor cytokines
(13, 14, 15)
.
Studies examining the antitumor mechanisms of IL-12 have
implicated various cellular mediators including CD8 T cells, NK cells,
and NK T cells (5
, 13
, 16
, 17)
. NK T cells are a
recently described T-cell subset that recognizes a limited array of
peptide and nonpeptide antigens presented by the nonpolymorphic
MHC-like molecule CD1 (18
, 19)
. NK T cells express a
limited repertoire of TCR genes [mostly
V
14 in mice and V
24
in humans (19
, 20)
]. NK T cells readily respond to
cytokine stimulation (IL-12) and to ligand-mediated activation
[
-galactosylceramide (21
, 22)
].
-Galactosylceramide, a glycolipid with the unique ability to
specifically activate V
14 NK T cells, has
been shown to stimulate NK T cell-mediated antitumor responses
that are dependent on CD40-CD40 ligand and B7-1/CD28 interactions and
on perforin-mediated cytotoxicity (22, 23, 24)
. In one tumor
model, there was an absolute requirement of NK T cells for
IL-12-mediated antitumor responses, and perforin-dependent cytotoxicity
was suggested to mediate the response (25)
. In
another study, NK T cells were shown to be required for both
IL-12-mediated IFN-
production and tumor-associated cytotoxicity
(26)
.
Cytokine gene therapy is becoming a promising weapon in the
armamentarium against cancer (27)
. Adenoviral-based
cytokine gene therapy has many advantages over other forms of cytokine
delivery (28)
. Adenoviral vectors allow local,
high-efficiency, but transient transgene expression, generating
high-level but self-limited cytokine production in treated tumors.
Adenoviral vectors are capable of transducing nondividing cells,
increasing the number of transduction targets in a heterogeneously
growing population of tumor cells.
We tested AdVmIL-12 in a murine HCC model. Our goals were to test the
efficacy of AdVmIL-12 against hepatocellular tumors and to elucidate
the mechanisms mediating this response. We were specifically interested
in determining the requirement for NK T cells and in identifying
possible non-immune mechanisms that contribute to the response. Our
studies demonstrate that cytotoxic immune effector mechanisms are not
required for AdVmIL-12-mediated antitumor responses in murine HCC
models and suggest that AdVmIL-12 mediates tumor regression by
inhibition of angiogenesis.
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MATERIALS AND METHODS
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Viruses.
Construction of the adenovirus murine-IL-12.1 vector (AdVmIL-12), a
generous gift from Dr. Frank Graham (McMaster University, Ontario,
Canada), has been described previously (29)
. This vector
contains the p35 and p40 subunit cDNAs of murine IL-12 in the early
regions 1 (E1) and 3 (E3), respectively of adenovirus type 5. The genes
are driven by the human cytomegalovirus immediate early gene
promoter/enhancer. Adenovirus-luciferase (AdVLuc), an E1-deleted and
replication-deficient adenovirus type 5 vector, was generously provided
by Dr. Michael Barry (University of Texas-Southwestern, Dallas, TX).
AdVLuc contains, in the former E1 site, the firefly Photinus
pyralis luciferase reporter gene driven by the cytomegalovirus
promoter/enhancer. CsCl gradient-purified vector was titered on 293
human embryonal kidney cells (30)
. Working stocks of the
virus were propagated on 293 cells.
Mice and Cell Lines.
The 69-week-old C57BL/6, CB17 SCID, CB17 SCID/beige, and
C129/RAG-2-immunodeficient mice were bred and maintained in a specific
pathogen-free colony at the Experimental Radiation Oncology Animal
Facility at UCLA. NK cell-defective C57BL/6/beige,
C57BL/6/perforin-knockout, and C57BL/6/CD28-knockout mice were obtained
from The Jackson Laboratory (Bar Harbor, ME).
C57BL/6/V
14 NK T cell-deficient mice were
the generous gift of Dr. Masaru Taniguchi (Chiba University, Chiba,
Japan). C57BL/6/CD1-deficient mice were the generous gift of Dr. Luc
Van Kaer (Vanderbilt University, Nashville, TN). All mice obtained from
outside sources were bred and housed in a quarantine area in the
specific pathogen-free colony at UCLA. All animal studies were
conducted in accordance with the UCLA Animal Care Policy as prescribed
by the Chancellors Animal Research Committee. BWIC3 and its
derivative cell line Hepa 1-6 are well-characterized murine HCC lines,
and B16 is a well-characterized murine melanoma cell line (31
, 32)
. All cell lines were obtained from the American Type Culture
Collection (Manassas, VA). Hepa 1-6 was maintained in vitro
in RPMI 1640 (Life Technologies, Inc., Gaithersburg, MD) with 10% FCS
(Gemini Products, Calabasas, CA) and 1% (v/v) penicillin,
streptomycin, and fungizone (Gemini Products; complete media). BWIC3
and B16 were maintained in vitro in DMEM (Life Technologies,
Inc.) complete media. Human embryonal kidney 293 cells provided by Dr.
Kohnosuke Mitani (UCLA, Los Angeles, CA) were passaged similarly
in DMEM media. Tumors for in vivo studies were maintained
through serial passage of single cell suspensions in the subcutis of
mice as described previously (33)
. Tumors used to generate
single cell suspensions were resected from their s.c. position in
euthanized mice, mechanically dispersed, and enzymatically digested for
2 h with DNase I (0.1 mg/ml; Sigma) and collagenase D (1 mg/ml;
Boehringer Mannheim, Indianapolis, IN) in 40 ml of AIM-V media (Life
Technologies, Inc.). The single cell suspensions were then washed three
times with PBS and either injected into mice to maintain in
vivo tumor or used for in vitro studies.
Treatment and Monitoring of Established Tumors.
All tumors were established in the dorsal flanks of mice by s.c.
injection of serially passaged cells (45 x 106 cells/injection) suspended in PBS. After 12
weeks of in vivo growth, tumor-bearing mice were randomized
into groups with size-matched tumors (average mean tumor volume,
40200 mm3
) and treated intratumorally
with either AdVmIL-12 or PBS as a control. As a positive control,
tumor-bearing wild-type mice were treated in parallel with either
AdVmIL-12 or PBS. Tumor growth was assessed by calipers, taking the
mean of two perpendicular diameters at the time of intratumoral
treatment and every 34 days thereafter. Tumor volume was estimated by
the formula 4/3
r3
.
In Vivo Depletion of CD4 and CD8 T-Cell Subsets.
In vivo monoclonal antibody ablation of CD8 (clone 2.43;
ATCC TIB 210) or CD4 (clone GK1.5; ATCC TIB 207) T-cell subsets was
performed by i.p. injection on days 5, 3, and 1 before tumor
inoculation and every 7 days thereafter (0.5 mg
antibody/mouse/injection). Antibody suspensions were purified from
hybridoma supernatants by passage through protein G columns according
to the manufacturers instructions (Pierce, Rockford, IL). Eluted
immunoglobulins were dialyzed against PBS and stored at 4°C in 1
mg/ml suspensions. CD4 and CD8 T-cell depletion was confirmed by flow
cytometric analysis of splenocytes from depleted mice on the day of
tumor challenge.
Splenocyte Harvest.
Spleens were harvested from euthanized mice, mechanically dispersed,
and treated with ACK buffer (0.15 M
NH4Cl, 10 mM
KHCO3, and 0.05 mM NaEDTA) to deplete
RBCs. The RBC-depleted splenocyte populations were then resuspended and
washed three times in PBS. Washed cells were then used for additional
studies.
Flow Cytometric Analysis.
Splenocyte populations and tumor single cell suspensions were obtained
as described above. The following preconjugated monoclonal antibody
antibodies were used: (a) anti-CD4-FITC (Caltag, Burlingame,
CA); (b) anti-CD8-PE (PharMingen, San Diego, CA);
(c) anti-NK1.1-PE (PharMingen); and (d)
anti-CD3-FITC (PharMingen). For NK T cell identification, cells
were double stained with anti-NK1.1 and anti-CD3. After harvest,
splenocytes and tumor samples were resuspended and washed twice in cold
PBS with 2% FCS. Antibody staining of splenocytes and tumor samples
(5 x 105 cells/sample) was
performed in 510 µl of antibody solution for 1 h. At the end
of the incubation period, the stained populations were washed three
times in cold PBS with 2% FCS and then resuspended in 1%
paraformaldehyde fixative. Flow cytometric analysis was performed on a
FACScan machine (Becton Dickson, San Jose, CA).
Histological Analysis.
For histological studies, AdVmIL-12-treated and PBS-treated tumors were
harvested, fixed in formalin, embedded in paraffin, sectioned, stained
with H&E, and examined under a light microscope. For
immunohistochemical staining, formalin-fixed paraffin-embedded blocks
were sectioned at 2 µm and placed on positively charged slides.
Slides were baked at 60°C for 30 min, deparaffinized in xylenes, and
rehydrated to tap water through graded ethanols. Slides were then
treated with 3% hydrogen peroxide in methanol for 10 min to quench
endogenous peroxidase activity. The sections were then subjected to
heat-induced antigen retrieval in 0.01 M citrate buffer (pH
6.0) for 25 min in a steamer (Black and Decker) and allowed to cool for
15 min before transferring to 0.01 M PBS. Immunostaining
was performed on a DAKO Autostainer (DAKO Corp., Carpinteria,
CA) using the Envision+ Rabbit Peroxidase Detection System (DAKO
Corp.). The heat-treated slides were incubated with anti-factor VIII
(rabbit anti-von Willebrand factor; DAKO Corp.) primary antibody
(diluted 1:200) for 45 min. After primary antibody treatment, the
slides were rinsed in PBS and incubated with Envision+ anti-rabbit
peroxidase for 30 min. The antibody was then visualized with
diaminobenzidine as the chromogen and counterstained with Harris
hematoxylin.
Quantification of Tumor Vascularity.
Eleven days after treatment, AdVmIL-12-treated and PBS-treated tumors
were harvested, fixed in formalin, and stained with H&E. Slides were
then examined under a light microscope, and the number of blood vessels
per x200 field was counted. Blood vessel counts/field were then
averaged.
Statistical Analysis.
Students t test was performed to interpret the
significance between the final tumor volumes of animals treated with
AdVmIL-12 and those treated with PBS. Two-sided Ps reflect
individual comparisons. Tumor growth and vascularity data represent the
mean ± SE.
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RESULTS
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In Vivo Efficacy of AdVmIL-12.
The antitumor effect of AdVmIL-12 was tested in the closely related
BWIC3 and Hepa 1-6 cell lines. AdVmIL-12 was shown to have potent
antitumor effects when used to treat established hepatocellular tumors.
A representative study is shown in Fig. 1
in which a single intratumoral injection of 1 x 109 pfu of AdVmIL-12 into BWIC3 tumors (average
tumor volume, 200 mm3
) induced a rapid antitumor
response. Increasing the viral dose resulted in more profound antitumor
responses, but doses above 6 x 109 pfu (as a single injection) were uniformly
associated with systemic toxicity and death. These general observations
were drawn from a total of 24 studies using 178 mice. Intratumoral
AdVmIL-12 mediated partial regression in 90% of mice and complete
regressions in 10% of mice. Antitumor responses to intratumoral
AdVmIL-12 treatment were similar in BWIC3 and Hepa 1-6 tumors. All mice
that achieved complete tumor regressions were protected from a
rechallenge with the same tumor at 8 weeks, suggesting the generation
of tumor-specific immunity.

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Fig. 1. Tumor regression after a single intratumoral injection of
AdVmIL-12 in s.c. growing hepatocellular tumors. Successively passaged
BWIC3 tumor cells (5 x 106 cells) were
deposited in the flanks of C57BL/6 mice on day 0
(n = 5 mice/group). When the mean
tumor volume reached 200 mm3, mice were treated
intratumorally (arrow) with 1 x 109 pfu of AdVmIL-12. As controls, mice received an
equivalent volume of PBS or 1 x 109 pfu of
AdVLuc. Significant growth inhibition was noted in AdVmIL-12-treated
tumors compared with both PBS-treated and AdVLuc-treated tumors (*,
P = 0.009). Similar results were seen in
triplicate experiments.
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Cellular Infiltrates in AdVmIL-12-treated Tumors.
We next examined the tumor infiltrate to gain insight into the cellular
requirements of the AdVmIL-12-mediated antitumor response. Flow
cytometric analysis of single cell suspensions of AdVmIL-12-treated and
PBS-treated tumors demonstrated a large host cell infiltrate associated
with AdVmIL-12 treatment (Fig. 2)
. Analysis of the total number of cells in the tumor sample revealed a
dramatic increase in the number of CD4, CD8, NK, and NK T cells
and a decrease in the number of tumor cells in the AdVmIL-12-treated
tumors as compared with the control.

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Fig. 2. Cellular infiltrate in AdVmIL-12-treated and PBS-treated
mice. Single cell suspension samples of AdVmIL-12-treated and
PBS-treated tumors were studied by flow cytometric analysis using
antibodies to immune cell surface markers. A large increase in the
number of CD4, CD8, NK, and NK T cells and a decrease in the
number of tumor cells were seen in tumors after AdVmIL-12 treatment
compared with controls. Data represent the percentage of the total
number of cells in the sample.
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AdVmIL-12 Effectively Mediates Tumor Regressions in Mice with
Specific Immunological Deficiencies.
Antibody ablation and genetically immunodeficient mice were used to
determine the contribution of particular immune cell subtypes to the
AdVmIL-12-mediated antitumor response. In vivo monoclonal
antibody depletion of CD4 and CD8 T-lymphocyte populations failed to
abrogate the response to intratumoral AdVmIL-12 treatment of
established BWIC3 tumors (Fig. 3, A and B)
. AdVmIL-12 also retained potent
antitumor activity in NK cell-defective beige mice (Fig. 3C)
, in T-cell- and B-cell-deficient SCID (Fig. 3D)
and RAG-2-deficient (Fig. 3E)
mice,
and in SCID/beige (Fig. 3F)
mice deficient in
functional T, B, and NK cells. Thus, T, B, or NK cells are not required
for AdVmIL-12-mediated antitumor activity.

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Fig. 3. Effect of AdVmIL-12 in mice with specific immune cell
subtype defects. A and B, effect of
AdVmIL-12 in mice depleted of CD4 and CD8 T lymphocytes. C57BL/6 mice
were treated i.p. with monoclonal antibody to CD4 or CD8 on days 5, 3,
and 1 before tumor inoculation (BWIC3; 5 x 106 cells) and every 7 days thereafter
(n = 4 mice/group). On day 7 after
tumor inoculation (average tumor volume, 3555 mm3), mice
were treated intratumorally (arrow) with 2 x 109 pfu of AdVmIL-12 or with an equivalent volume
of PBS. Significant growth inhibition was seen in mice depleted of CD4
(A) and CD8 (B) T cells and in naive mice
treated with AdVmIL-12 compared with PBS-treated controls (*,
P = 0.01; **,
P = 0.005; +,
P = 0.008). Similar results
were seen in duplicate studies. CF, effect of
AdVmIL-12 in genetically immunodeficient mice. Immunodeficient mice (as
identified in the figure) were inoculated in the right flank with
5 x 106 BWIC3 tumor cells on day 0
(n = 4 mice/group). On days 5, 8,
10, and 11, respectively, beige (C), SCID
(D), RAG-2-deficient (E), and
SCID/beige (F) mice were treated
intratumorally (arrow) with either 2 x 109 pfu of AdVmIL-12 or an equivalent volume
of PBS. Significant tumor regressions were seen in all
immunodeficient mouse backgrounds after AdVmIL-12 treatment compared
with PBS-treated controls (*, P = 0.0002; **, P = 0.001; +,
P = 0.0002; ++, P =
0.01). Similar results were seen in duplicate studies. Although not
shown in the graphs, wild-type tumor-bearing mice were also treated
with either AdVmIL-12 or PBS, with results similar to those shown in
Figs. 1
, 4
, and 5
.
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AdVmIL-12-mediated Antitumor Activity in Mice Devoid of NK T
Cells.
The antitumor effects of IL-12 have been reported to be dependent on
the presence of functional NK T cells (25
, 26)
. This
hypothesis was tested in two different mouse strains harboring NK T-cell-deficient phenotypes: (a) CD1 knockout mice; and
(b) V
14 NK T-cell knockout
mice. The lack of V
14 (Fig. 4A)
or CD1-dependent (Fig. 4B)
NK T cells
failed to abrogate the response to intratumoral AdVmIL-12 treatment of
Hepa 1-6 tumors. Therefore, AdVmIL-12-mediated antitumor responses
appear to be independent of the effector functions of NK T cells.

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Fig. 4. Effect of AdVmIL-12 in NK T-cell-deficient mice.
A, Wild-type C57BL/6 mice, CD1 knockout mice, and
V 14 NK T-cell knockout mice were inoculated with
5 x 106 Hepa 1-6 tumor cells on day 0
(n = 5 mice/group). On days 5 and
9, respectively, V 14 NK T-cell knockout
(A) and CD1 knockout (B) mice were
treated intratumorally (arrow) with 2 x 109 pfu of AdVmIL-12 or an equivalent volume of PBS.
AdVmIL-12 and PBS-treated wild-type mice, treated identically as
described for knockout mice, were followed concurrently in each study
for comparison. Significant tumor regressions were seen in wild-type
mice and both NK T-cell knockout backgrounds after AdVmIL-12 treatment
compared with PBS-treated controls (*, P = 0.01; **, P = 0.0001; +,
P = 0.003; ++, P = 0.0001). These results were consistent in duplicate studies.
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Effect of AdVmIL-12 in Mice with Defects in Immune Cell
Costimulation and Cytotoxicity.
Specific deficiencies in cellular immune compartments may still fail to
determine the AdVmIL-12 antitumor mechanism if several cell types can
mediate the response. Therefore, we used mice with deficiencies in
common immune mechanisms required for the generation of immune
responses and effector mechanisms, namely, CD28 costimulation and
perforin-mediated cytotoxicity, respectively. The perforin pathway is a
final common mediator of NK, NK T, and CD8 T-lymphocyte cytotoxic
effects, and T-cell-associated CD28 interactions with
antigen-presenting cell-associated B7-1 are a crucial
costimulatory pathway in the generation of cell-mediated responses
(25
, 34
, 35)
. AdVmIL-12 effectively generated regression
of hepatocellular tumors in CD28 and perforin knockout mice (Fig. 5, A and B)
. Thus, common immune cell costimulatory
and cytotoxic effector mechanisms are not required for the generation
of AdVmIL-12-mediated antitumor responses.

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Fig. 5. Preservation of AdVmIL-12 antitumor activity in mice with
specific genetic deficiencies in costimulation and cytotoxicity.
A, effect of AdVmIL-12 in CD28 knockout mice.
Successively passaged BWIC3 tumor cells (5 x 106) were deposited in the flanks of C57BL/6 wild-type and
CD28 knockout mice on day 0. On day 9 after tumor inoculation, mice
were treated intratumorally (arrow) with either
2 x 109 pfu of AdVmIL-12 or an equivalent
volume of PBS as a control. Significant tumor regressions were seen in
both wild-type and CD28 knockout mice treated with AdVmIL-12 compared
with PBS-treated controls (*, P = 0.03;
**, P = 0.03). B,
effect of intratumoral AdVmIL-12 in perforin knockout mice.
Successively passaged Hepa 1-6 tumor cells (5 x 106) were inoculated into the flanks of wild-type C57BL/6
mice and perforin knockout mice on day 0 (n = 5 mice/group). On day 6 after tumor inoculation, mice
were treated intratumorally (arrow) with 2 x 109 pfu of AdVmIL-12 or an equivalent volume of PBS
as a control. Significant tumor regressions are seen in both wild-type
and perforin knockout mice treated with AdVmIL-12 compared with
PBS-treated controls (*, P = 0.03;
**, P = 0.04). These results were
consistent in duplicate studies.
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AdVmIL-12-mediated Antiangiogenic Effects.
We finally explored the possibility that AdVmIL-12 initiates antitumor
responses by a mechanism independent of direct cytotoxic cellular
immunity. AdVmIL-12-treated tumors stained with H&E clearly demonstrate
a decrease in tumor vascularity evidenced by a statistically
significant decrease in the number of intratumoral blood vessels 11
days after treatment compared with PBS-treated controls (Fig. 6C)
. H&E-stained AdVmIL-12-treated tumors show decreased blood
vessel formation and extensive cellular necrosis compared with an
abundance of blood vessel infiltration and rich tumor growth in the
PBS-treated tumors (Fig. 6A)
. Immunohistochemical staining
of AdVmIL-12-treated tumors using a monoclonal antibody to factor VIII,
an endothelial cell marker, revealed decreased endothelial cell
infiltration and blood vessel density in AdVmIL-12 treated tumors (Fig. 6B)
. This is in marked contrast with staining of PBS-treated
tumors (Fig. 6B)
, which clearly demonstrates neovascular
endothelial cell staining with anti-factor VIII antibody. The marked
decrease in neovascularization of AdVmIL-12-treated tumors suggests
that antiangiogenic mechanisms initiate the antitumor responses
produced by intratumoral AdVmIL-12.

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Fig. 6. Vascularity of AdVmIL-12 treated and PBS-treated
hepatocellular tumors. Eleven days after intratumoral treatment with
either AdVmIL-12 or PBS, tumors were harvested from their s.c. position
and fixed in formalin. After 24 h, the formalin-fixed tumors were
embedded in paraffin, sectioned, and placed on positively charged
slides. A, H&E-stained sections (x200) from
AdVmIL-12-treated and PBS-treated tumors demonstrating marked blood
vessel infiltration (arrow) in PBS-treated tumors and
profoundly diminished neovascularization and distinct necrosis
(hatched arrow) in AdVmIL-12-treated tumors.
B, immunohistochemical analysis (x200) of
AdVmIL-12-treated and PBS-treated tumors demonstrating factor
VIII-stained neovasculature in PBS-treated tumors
(arrow) with a marked decrease in factor VIII staining
in AdVmIL-12-treated sections. C, blood vessel
counts in H&E-stained sections from AdVmIL-12-treated and PBS-treated
tumors. There is a statistically significant decrease in the number of
blood vessels per high-power field (x200) in AdVmIL-12-treated tumors
compared with PBS-treated tumors 11 days after treatment (*,
P = 0.001).
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DISCUSSION
|
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Our goals in this study were to determine the efficacy of
adenoviral-based IL-12 gene therapy in murine HCC models and to
elucidate the mechanism of the antitumor response with particular
interest in the role of NKT cells. We demonstrate that intratumoral
AdVmIL-12 administration is effective in producing antitumor responses
in small established hepatocellular tumors. All animals had
statistically significant tumor regression, with 10% of animals
showing complete tumor eradication. The therapeutic index was
relatively narrow, with higher and more effective viral doses causing
systemic toxicity. Because IL-12 plays a profound role in the
regulation of cellular immunity, it was interesting that this arm of
the immune system did not appear to mediate the initial phase of tumor
regression. AdVmIL-12 was equally effective in settings in which such
effector cells were either ablated or genetically deficient. CD4, CD8,
and NK cells were not required for the antitumor response of
intratumoral AdVmIL-12. Although NK T cells are a specific
target of IL-12, they do not appear to mediate the antitumor effects of
AdVmIL-12. AdVmIL-12 was also effective in mice with a targeted gene
mutation in perforin, a common mediator of NK, NK T-cell, and
T-cell cytotoxicity (25
, 34)
. The preservation of
AdVmIL-12 efficacy in mice with a targeted gene mutation in CD28, an
important costimulatory molecule, strongly supports the immune effector
cell independence of this antitumor response (35)
. Thus,
it appears that intratumoral AdVmIL-12 treatment of murine
hepatocellular tumors is associated with rapid and potent antitumor
responses that are independent of NK T cells and cell-mediated
immunity.
Various investigators have explored the antitumor effect of direct
intratumoral AdVmIL-12 treatment of established tumors. Transgenic mice
developing spontaneous breast tumors given a single intratumoral
injection of AdVmIL-12 showed tumor regressions in 75% of treated mice
(36)
. Notably, IFN-
was produced in significant
quantities within IL-12-treated tumors. Complete responders rejected a
subsequent rechallenge, suggesting the development of immunological
memory. Although it was not directly explored in the current studies,
the mechanism of this immunological memory may be cross-presentation of
tumor-derived antigenic epitopes released by dying tumor cells, leading
to a delayed immunological response. In another study, intratumoral
AdVmIL-12 was shown to significantly increase the survival of mice
bearing intrahepatic MCA-26 tumors in a metastatic colon cancer model
(37)
. A single intratumoral injection of AdVmIL-12 was
able to generate tumor regressions in a dose-dependent manner in mice
bearing murine bladder tumors, with mice receiving 1 x 109 pfu of virus consistently achieving complete
responses (16)
. Complete responders rejected a subsequent
rechallenge. These antitumor responses were shown to be systemic by
experiments in which contralateral uninjected tumors regressed after
intratumoral AdVmIL-12 treatment of similar tumors growing in the
opposite flank. Intratumoral AdVmIL-12 was also shown to generate tumor
regressions in a s.c. colon cancer (CT-26) model with 76% of treated
mice achieving a complete response, and complete responders also
rejected a subsequent rechallenge (38)
. Nasu et
al. (39)
examined the effect of intratumoral
AdVmIL-12 on the growth of orthotopically placed prostate tumors and
showed significant tumor regressions, decreased numbers of
pre-established pulmonary metastases, and prolonged survival in
AdVmIL-12-treated mice.
NK T cells have been proposed as a requisite cell type in
IL-12-mediated tumor regression. Kawamura et al.
(26)
showed that IL-12-stimulated liver and spleen
mononuclear populations from mice with a targeted gene mutation in CD1
were less cytotoxic against YAC-1 and P815 tumor cell lines than
against wild-type mononuclear cells after i.p. injection of
recombinant IL-12. CD1 is a MHC-like molecule required for positive
selection of CD1-dependent NK T cells during immune cell ontogeny
(19)
. This group also showed that serum IFN-
levels
were lower in CD1-deficient mice than in wild-type mice after i.p.
IL-12. These data are contrary to our data that show retention of
AdVmIL-12 antitumor activity in the same CD1-deficient mice. Cui
et al. (25)
and Taniguchi et al.
(40)
examined the effect of recombinant IL-12 in mice with
a targeted mutation in the V
14 TCR gene that
preferentially lack V
14 NK T cells, the
predominant NK T-cell subtype. Their studies showed that the
antitumor effect of i.p. recombinant murine IL-12 against B16 was
abrogated in V
14 NK T cell-deficient
mice and was restored in RAG mice genetically engineered to
preferentially develop V
14 NK T cells but lack
T, B, and NK cells (40)
. The authors suggested that there
is an absolute requirement for NK T cells to mediate the antitumor
effects of IL-12 because IL-12 efficacy was abrogated in
V
14 NK T cell-deficient mice and
completely restored in mice harboring V
14
NK T cells as their only lymphoid cell type. This in
vivo data are contrary to our data, although we used the same
V
14 NK T cell-deficient mice used in
their study. In vitro studies showed that concanamycin A, a
known inhibitor of perforin-mediated killing, could inhibit
V
14 NK T-cell cytotoxicity (41)
.
To test the hypothesis that V
14 NK T
cells require perforin to mediate cytotoxic antitumor responses to
IL-12, we used perforin knockout mice and were consistently able to
generate potent antitumor responses to intratumoral AdVmIL-12. The
discrepancy between these two reports and our data may be explained by
a difference in study design and IL-12 delivery. Their studies, which
examined the effect of recombinant IL-12 delivered systemically,
differed dramatically from our studies using AdVmIL-12 delivered
intratumorally with respect to the amount and duration of IL-12
presence in the treated tumors. The high-level of IL-12 produced in
tumors treated intratumorally with AdVmIL-12 may directly initiate
antiangiogenic mechanisms, obviating the need for specific cellular
subsets to generate tumor regressions. The absolute requirement of
NK T cells for IL-12 efficacy is not supported by our data.
NK T cells have the unique ability to respond to nonpeptide
antigens, namely gylcolipids, through their invariant TCR (22
, 42)
. The glycolipid,
-galactosylceramide, when presented in
the context of the MHC-like molecule CD1, has been shown to
specifically activate V
14 NK T cells
(23
, 43)
. This
-galactosylceramide-mediated activation
was shown to be dependent on B7-1/CD28 interactions (23)
.
To test the possibility that V
14 NK T
cells are stimulated in vivo by IL-12 and generate antitumor
responses through glycolipid/CD1-dependent mechanisms, we used mice
with a targeted gene mutation in CD28. In our studies, AdVmIL-12
effectively mediated antitumor responses in CD28 knockout mice, further
supporting the NK T cell independence of the antitumor effects of
IL-12.
Antiangiogenesis is an antitumor mechanism that nonspecifically impairs
tumor growth by limiting access of vital nutrients and metabolites to
rapidly growing tumors, leading to cellular apoptosis and tumor
regression (44)
. Inhibition of angiogenesis is suggested
in established tumors by the identification of poor tumor
neovascularization on histological examination and by demonstrating an
objective decrease in endothelial cell infiltration into tumors using
immunohistochemistry and specific endothelial cell markers
(45, 46, 47, 48)
. Our studies show that treatment of established
hepatomas with AdVmIL-12 results in marked inhibition of
neovascularization with a distinct decrease in the number of blood
vessels and factor VIII-staining endothelial cells in treated tumors.
The antiangiogenic effects of IL-12 have been well documented.
One of the earliest reports of the antiangiogenic effects of IL-12 was
by Voest et al. (49)
, who showed that
recombinant murine IL-12 significantly inhibited corneal
neovascularization in C57BL/6, SCID, and beige mice. IFN-
antibody treatment abolished this effect, underscoring the importance
of IFN-
in IL-12-dependent antiangiogenesis. Notably, as in our
studies, IL-12 was effective in SCID and beige mice, which
argues for a similar antiangiogenic mechanism in our model. Since then,
many reports have more clearly defined the mechanism by which IL-12
inhibits angiogenesis. Sgadari et al. (50)
and
Angiolillo et al. (51)
showed that IL-12
induces the expression of IP-10 from mouse splenocytes, a known
inhibitor of angiogenesis. In this study anti-IFN-
antibody
completely abolished the antiangiogenic effect of IL-12, whereas
antibody to IP-10 resulted in significant but partial inhibition of
IL-12-induced antiangiogenesis. These data suggest that IFN-
is a
requisite mediator of IL-12-mediated antiangiogenic effects, with IP-10
being an important downstream regulator of IFN-
-dependent
antiangiogenesis. In another study, Dias et al.
(8)
demonstrated, in a murine breast cancer model, that
IL-12 down-regulates vascular endothelial growth factor levels in
treated tumors and that this down-regulation is likely mediated through
IFN-
produced by IL-12 stimulation. This study also showed that
IL-12 treatment was associated with a marked decrease in matrix
metalloproteinase 9, an enzyme important in endothelial cell migration
and angiogenesis, and an increase in the expression of tissue inhibitor
of metalloproteinase 1, a known inhibitor of matrix metalloproteinase 9
(52)
. In a recent study by Gee et al.
(12)
, IL-12 was shown to inhibit the growth of K1735
melanoma tumors in C3H/HeN mice in an IFN-
-dependent manner. Using
in vivo Matrigel assays, IFN-
blockade was shown to
abrogate IL-12-induced inhibition of neovascularization in K1735
implants. Interestingly, IL-12-induced IFN-
was also shown to
produce direct cellular apoptosis independent of the hypoxia-related
apoptosis associated with antiangiogenesis. These studies suggest that
IFN-
produced intratumorally in response to IL-12 treatment is
capable of inhibiting tumor growth through two independent mechanisms:
(a) directly through induction of tumor cell apoptosis; and
(b) through inhibition of angiogenesis producing cellular
hypoxia and hypoxia-related apoptosis.
In conclusion, our studies show that in vivo transduction of
growing murine hepatocellular tumors with AdVmIL-12 leads to profound
tumor growth regression. This AdVmIL-12-mediated regression could not
be abrogated in models designed to inhibit NK T-cell function and
other cytotoxic immune mechanisms. AdVmIL-12 treatment was associated
with a rapid infiltration of lymphoid cells and clearly demonstrable
inhibition of tumor-associated neovascularization. These data clearly
demonstrate that NK T cells are not absolutely required for
IL-12-mediated antitumor responses and suggest that mechanisms
independent of direct cellular cytotoxicity initiate the effects of
IL-12 demonstrated in murine HCC models.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Luc Van Kaer and Seokmann Hong (Howard Hughes Medical
Institute, Department of Microbiology and Immunology, Vanderbilt
University School of Medicine, Nashville, TN) for providing the CD1
knockout mice used in this study. We also acknowledge many helpful
discussions with Mitchell Kronenberg (La Jolla Institute for Allergy
and Immunology, San Diego, CA).
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Presented in part at the Owen Wagensteen
Surgical Forum of the 84th Annual Clinical Congress of the
American College of Surgeons, October 26, 1998, Orlando, Florida. This
study was supported in part by NIH/National Cancer Institute Grants RO1
CA79976, RO1 CA77623, T32 CA75956, and K12 CA76905; the Monkarsh Fund;
and the Stacey and Evelyn Kesselman Research Fund. 
2 To whom requests for reprints should be
addressed, at Division of Surgical Oncology, Room 54140 Center for
the Health Sciences, University of California Los Angeles School
of Medicine, 10833 Le Conte Avenue, Los Angeles, CA 90095-1782. Phone:
(310) 825-2644; Fax: (310) 825-7575; E-mail: jeconomou{at}mednet.ucla.edu 
3 The abbreviations used are: IL-12, interleukin
12; HCC, hepatocellular carcinoma; SCID, severe combined
immunodeficient; RAG-2, recombinase activating gene 2; NK, natural
killer; AdVmIL-12, adenoviral vector expressing murine IL-12; TCR,
T-cell receptor; pfu, plaque-forming unit(s); UCLA, University of
California Los Angeles; IP-10, IFN-inducible protein 10. 
Received 5/18/00.
Accepted 9/21/00.
 |
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