
[Cancer Research 60, 6601-6606, December 1, 2000]
© 2000 American Association for Cancer Research
Biochemistry and Biophysics |
Pharmacodynamics of Tamoxifen and Its 4-Hydroxy and N-Desmethyl Metabolites: Activation of Caspases and Induction of Apoptosis in Rat Mammary Tumors and in Human Breast Cancer Cell Lines1
Sandhya Mandlekar2,
Vidya Hebbar,
Konstantin Christov and
A-N. Tony Kong3
Department of Pharmaceutics and Pharmacodynamics, Center for Pharmaceutical Biotechnology [S. M., V. H., A-N. T. K.] College of Pharmacy and Department of Surgical Oncology, College of Medicine [K. C.], University of Illinois at Chicago, Chicago, Illinois 60612
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ABSTRACT
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The antiestrogen tamoxifen (TAM) is extensively metabolized by
cytochrome P-450 in humans and rodents. The active, estrogen
receptor-binding metabolites, 4-hydroxy TAM (OHT) and
N-desmethyl TAM (DMT) have been well characterized. We
showed that the s.c. injection of 1 mg/kg TAM in adult female Sprague
Dawley rats bearing carcinogen-induced mammary tumors resulted in rapid
serum decline of parent TAM but higher exposure of the metabolites, OHT
and DMT. We found for the first time that the administration of TAM for
a short time resulted in a delayed induction of caspase activity and
apoptosis within the mammary tumors. When TAM, OHT, or DMT was added to
human breast cancer cell lines in culture, each elicited a time- and
dose-dependent induction of caspase activity, preceding apoptosis.
Importantly, pretreatment of the cells with a pharmacological inhibitor
of caspases [benzyloxy Val-Ala-Asp-fluoromethyl ketone
(z-VAD-fmk)] blocked apoptosis induced by all three of the compounds,
implicating a critical role of caspases in TAM-, OHT-, or DMT-induced
apoptosis. The results obtained from these studies suggest that one
possible mechanism of inhibition of mammary carcinogenesis and tumor
growth in vivo may be the induction of caspase-dependent
apoptosis, and that the metabolites OHT and DMT may contribute to the
antitumor effect of TAM.
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INTRODUCTION
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The antiestrogen
TAM4
is widely used in the treatment of breast cancer and recently has been
approved as a cancer chemopreventive agent in high-risk women
(1)
. It is metabolized by the CYP subunits leading
to the formation of OHT and DMT (Fig. 1)
, which have been extensively
studied (2, 3, 4, 5, 6, 7)
. The biotransformation in humans is
primarily attributable to the action of CYP 3A4 (8)
and
CYP 2D6 (9)
. In humans as well as in rodents, OHT and DMT
are shown to be the major metabolites, present in high levels in both
the plasma and the tumor tissues (2
, 4
, 10
, 11)
. It has
been reported that the metabolites OHT and DMT possess several hundred
times more or equal affinity, respectively, toward the ER
as
compared with the parent TAM (12
, 13)
. Thus, OHT and DMT
are considered to be more active than or equally active as TAM in
retarding the estrogen-dependent cell growth and proliferation of
ER-positive mammary tumors.
Recently, we showed that TAM induces apoptosis in both ER-positive and
ER-negative human breast cancer cells by activating the caspase pathway
(14)
. The caspases are intracellular cysteine-containing
proteases that cleave various cytoplasmic, structural, as well as
nuclear proteins in a tetrapeptide-sequence-specific manner after an
aspartate residue (15
, 16)
. The process of apoptosis,
which has been shown to be responsible for anticancer drug-induced cell
death and tumor regression, is dependent on activation of the caspase
cascade (17)
. The 15 members of the caspase family have
been classified into three subfamilies (18)
. The most
upstream caspases in the cascade are caspases 8 and 9. The former is
associated with the cell membrane death receptors through its death
effector domain (19)
, whereas the latter is activated from
its cytoplasmic precursor in an ATP-dependent manner on the binding of
cytochrome c, released from the mitochondria in conjunction
with the Apaf-1 (20)
. The downstream or effector caspases
comprise the caspases 3, 6, and 7. On proteolytic activation by
upstream caspases, the effector caspases cleave a variety of protein
substrates (21)
, including poly(ADP-ribose) polymerase
[or PARP (22)
], DNA fragmentation factor
(23)
, DNA-dependent protein kinase (24)
,
protein kinase C
(25)
, and others. The cleavage of the
various substrates contributes to the typical morphological and
biochemical features observed in the apoptosis of cells.
Induction of apoptosis can be considered as one of the pharmacodynamic
end points in the measurement of the efficacy of chemotherapeutic
agents (26)
. It has been shown that daily administration
of TAM (1 mg/kg) resulted in the regression of NMU-induced rat mammary
tumors, and that this has been associated with the inhibition of cell
proliferation and induction of apoptosis (27
, 28)
.
NMU-induced mammary tumors are ER-positive and have been used as a
preclinical in vivo model for most of the breast cancer
chemoprevention and therapy studies, because they are very similar in
morphology and origin to human breast cancer (29)
. Because
the antitumor mechanism of TAM action is yet to be completely
understood and its metabolites have been shown to possess growth
inhibitory activity, and because caspase-dependent apoptosis may be a
determinant of the cytotoxicity of anticancer agents both in
vitro and in vivo, we evaluated the role of TAM
metabolism in terms of caspase activation and induction of apoptosis in
rat mammary tumors as well as in human breast cancer cells. In contrast
to most previous studies, here we assessed the early (14 days)
cellular responses of mammary tumors to TAM and its metabolites.
 |
MATERIALS AND METHODS
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Cell Culture, Chemicals, and Treatment.
Human breast cancer cell lines MCF-7 and BT-20 were obtained from
American Type Culture Collection. The human breast cancer cell line MDA
MB 231 was provided by Dr. Carol Westbrook (Department of Hematology
and Oncology, College of Medicine, University of Illinois at Chicago).
The cells were maintained in MEM supplemented with 10% FBS, 100
units/ml penicillin and 100 µg/ml streptomycin. NMU, TAM, OHT, V-E
(
-tocopherol), DAPI were all obtained from Sigma (St. Louis, MO).
The hydrochloride of DMT was generously provided by Dr. M. Matilde
Marques (Instituto Superior Tecnico, Lisbon, Portugal). The fluorogenic
tetrapeptide substrates of caspase-3 (Ac-DEVD-MCA), and caspase-1
(Ac-YVAD-MCA) were obtained from Peptides International (Louisville,
KY), and substrates for caspase-8 (Ac-IETD-MCA), caspase-9
(Ac-LEHD-FCA), and the pan-caspase inhibitor, z-VAD-fmk were purchased
from Calbiochem (San Diego, CA). For treatment with chemicals, the
medium was removed when cells were about 80% confluent and was
replaced with serum-free MEM. For pretreatment, the cells were
incubated with the respective inhibitors for 1 h followed by
treatment with chemicals.
Animals and Treatment.
The protocol for the animal experiment was approved by the Animal Care
Committee of University of Illinois. Adult female Sprague Dawley rats
(average weight, 250 g) were housed three per cage and fed 4%
Purina diet ad libitum. The rats received two i.p.
injections of NMU (Sigma; 50 mg/kg of body weight in acidified saline)
at the age of 50 and 57 days. Three weeks after NMU injection, the
animals were palpated weekly to monitor the appearance of mammary
tumors. When the palpable tumors reached
10 mm in diameter, TAM
(emulsified in corn oil at 1 mg/ml; injection volume,
0.25 ml)
treatment was initiated. All of the animals except the controls
received two s.c. injections of TAM, 1 mg/kg of body weight, 12 h
apart (8 p.m. and 8 a.m.). After several repeats of this schedule,
the rat mammary tumors showed significant regression
(30)
. Therefore, we sought to investigate the early
signaling pathway leading to this response, i.e., induction
of caspase-dependent apoptosis in mammary tumors. The rats were divided
into groups of five animals each; one group was left untreated
(control) and others were killed at 1.5, 3.5, 5, 7, 18, 24, 48, 72, and
96 h after the second TAM administration (no samples were taken in
between the two TAM doses; and for the sake of convenience, the data
are reported by considering the time of the second TAM administration,
which was 12 h after the first dose as zero time point). After
light ether anesthesia, the animals were killed by exsanguination via
the abdominal aorta. Blood was collected, allowed to clot for 30 min at
4°C, and centrifuged at 12,000 rpm to separate the serum. The serum
was stored at -70°C for subsequent HPLC analyses of TAM and
metabolites concentration as described below. Mammary tumors were
dissected out and cut into small portions, a portion of the sample was
stored in formalin for histochemical analysis, and others were frozen
at -70°C for subsequent determination of caspase activity.
HPLC Assay for TAM and Metabolites.
The parent drug TAM and its metabolites (OHT, DMT), together with the
internal standard TPP (which was added to 1 ml of serum at a final
concentration of 100 ng/ml), were extracted from rat serum by
solid-phase extraction using Oasis HLB extraction cartridges
according to the manufacturers instructions. The final methanol
extract was evaporated to dryness in a stream of helium. The samples
were reconstituted in 150 µl of methanol, and 100 µl was injected
onto the Beckman ODS reverse phase C18
HPLC column (4.6 x 150 mm, 5-µm particle size; Varian
Inc.). The compounds were separated using a Shimadzu LC-10ADvp HPLC
system, with a mobile phase of methanol (A):ammonium acetate [50
mM (pH 7.0); B] in a gradient elution as follows: 75%
A:25% B for the first 10 min followed by 95% A:5% B for next 15 min,
at a solvent flow rate of 1 ml/min. Detection of compounds was
performed using a UV-VIS detector at 260 and 280 nm. The peak area
ratios of TAM:TPP, OHT:TPP, or DMT:TPP after integration were used to
calculate the concentration of TAM and its metabolites in various serum
samples, using extracted standard curves of pure compounds prepared in
blank rat serum (Hilltop Laboratories, NJ).
Caspase Activity Assay.
The tumors (about 100 mg) were first homogenized in lysis buffer [50
mM Tris (pH 7.4), 50 mM ß-glycerophosphate,
15 mM MgCl2, 15 mM EDTA,
100 µM phenylmethylsulfonyl fluoride, 1 mM
DTT, and 150 µg/ml digitonin] by grinding with a pestle in a
Potter-Elvehjem tissue homogenizer (Wheaton). The lysates were further
sonicated twice for 15 s at 50 W using a tissue dismembrator
(Fisher Scientific) and were kept on ice for 30 min. The lysates were
clarified by centrifugation at 12,500 RPM for 20 min at 4°C. Caspase
activity in the supernatant was determined as described previously
(31)
. Briefly, 100 µg of total protein, as determined by
the Bio-Rad protein assay (Bio-Rad, Richmond, VA), was incubated with
200 µM fluorogenic peptide substrates Ac-YVAD-MCA
(caspase-1), Ac-DEVD-MCA (caspase-3), Ac-VEID-MCA (caspase-6),
Ac-IETD-MCA (caspase-8) or Ac-LEHD-MCA (caspase-9) in 50 µl of
caspase assay buffer {100 mM HEPES (pH 7.5), 10%
sucrose, 10 mM DTT, and 0.1%
3-[3-(chloramidopropyl) dimethylamino]-1-propanesulfonate}.
After incubation at 37°C for 2 h, the release of AMC was
measured with a spectrofluorometer (PerSeptive Biosystems, Inc.,
Framingham, MA) at an excitation wavelength of 360 nm and an emission
wavelength of 460 nm. The release of AMC was monitored at 360/530 nm.
When estimating the caspase activity in human breast cancer cell lines
treated with TAM metabolites, the same protocol was followed except
that the cells were lysed by passing through a 23-gauge needle
several times.
Apoptosis Assay by TUNEL or DAPI Staining.
The ApopTag in situ hybridization detection kit (Oncor,
Gaithersburg, MD) was used to identify the apoptotic cells within rat
mammary tumors as described previously (30
, 32
, 33)
.
Negative controls included the top sections on each slide that were
incubated without digoxigenin-dUTP. Positive controls were sections
(provided by manufacturer) from mammary glands of rats 6 days after
ovariectomy. In addition to the brown staining of apoptotic
cells by TUNEL method, the following cytomorphological criteria were
examined: condensation of chromatin alongside of the nuclear membrane,
condensation of cytoplasm around the nucleus, and presence of apoptotic
bodies in the tumor cells. The slides were counterstained with
hematoxylin or methyl green for assessment of tumor morphology
(30
, 32, 33, 34)
. For DAPI staining, human breast cancer cells
treated with TAM metabolites were harvested by trypsinization and fixed
in methanol:acetic acid (3:1) solution for 30 min on ice as described
previously (31)
. The fixed cells were placed on slides and
stained with 1 µg/ml aqueous solution of DAPI for 15 min. The nuclei
were observed under Zeiss fluorescence microscope. A portion of breast
cancer cells harvested as above was stained with 1% trypan blue and
the percentage of necrotic cells was counted with a hemocytometer.
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RESULTS
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TAM Metabolites Accumulate at Concentrations Higher than Parent
Drug in Rat Serum.
After s.c. administration of a second dose of TAM at 1 mg/kg (12 h
after the first dose), the serum concentrations of TAM declined very
rapidly (Fig. 2A
and Table 1
) to BDL after 5 h. One of the active metabolites, OHT, presumably
metabolized by CYP 3A1 (rat), was formed rapidly after TAM
administration and attained a Cmax of
385 ± 132 ng/ml at 5 h, and subsequently declined
to BDL after 7 h (Fig. 2B
;Table 1
). A second
metabolite, DMT, presumably biotransformed by CYP 2D1 (rat) and also
3A1, appeared relatively late as compared with OHT (Fig. 2C)
. It reached a Cmax of
2136 ± 1516 ng/ml at 48 h, subsequently declined
slowly, and was detected even at 96 h. The total exposure in rat
serum of OHT and DMT was considerably higher than that of the parent
TAM with regard to the area under the serum concentration
versus time curve (AUC). The estimated
AUC were 0.57, 2.66, and 14.9 µg·h/ml for TAM, OHT, and
DMT, respectively (Table 1)
. Thus, after TAM administration, high
levels of metabolites were found in the plasma of female rats.

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Fig. 2. Concentrations of TAM (A) and its
metabolites OHT (B) and DMT (C) in rat
serum. TAM (1 mg/kg) was administered s.c. (8 p.m. and 8 a.m.) to
female Sprague Dawley rats, and animals were killed at various time
intervals as shown after the second dose. The serum concentration of
TAM and metabolites was determined by HPLC. The individual data points
were obtained from five animals. The mean serum concentrations and the
pharmacokinetic parameter (AUC) are reported in Table 1
.
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TAM Administration Causes Activation of Caspases and Induction
of Apoptotic Cell Death in Rat Mammary Tumors in
Vivo.
The activity of various caspase-like proteases was measured by a
fluorogenic assay to monitor the release of AMC from specific
tetrapeptide substrates of caspases. After treatment of rats with TAM,
the activity of caspase-3-like proteases increased in the mammary
tumors in a time-dependent manner (Fig. 3A)
. The elevation in caspase activity was first seen at
18 h after the second TAM dose and reached the peak value at
24 h. The high caspase activity was sustained until 48 h,
gradually decreasing at 72 h and returning to basal level at
96 h. Caspase-8 and -9 were also potently activated, although no
induction in caspase-1 activity was detected under the experimental
conditions. Apoptosis in mammary tumors was determined by TUNEL
staining, apoptotic cells being recognized by brown staining of the
nucleus (Fig. 3B)
. In control tumors, apoptotic cells were
rare in peripheral proliferating areas but frequent in the areas close
to necrosis (30
, 32, 33, 34, 35)
. In TAM-treated animals, the
number of apoptotic cells started to increase 18 h after the
second TAM administration (Fig. 3C)
, and the number of
apoptotic cells continued to rise at subsequent sampling points, up to
96 h. The highest number of apoptotic cells were found in the
animals killed at 4872 h after the second TAM administration. Thus,
kinetically, the activation of caspases (peak at 24 h) preceded
the induction of apoptosis (peak at 48 h) in the rat mammary
tumors. Because the plasma concentrations of TAM and OHT preceded, and
those of DMT paralleled, the caspase kinetics, we next determined
whether these metabolites of TAM were able to induce caspase-dependent
apoptosis.

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Fig. 3. A, activation of caspases in rat mammary
tumors after s.c. administration of TAM. After treatment with TAM for
the indicated time periods, rats were killed, and mammary tumors were
isolated. The caspase activity within the tumors was determined using a
fluorogenic assay as described in "Materials and Methods."
Data points, means ± SD
(n = 5). B, induction of
apoptosis in rat mammary tumors after TAM administration. The apoptotic
cells within the mammary tumors were detected using the ApopTag
in situ hybridization detection kit as described in
"Materials and Methods." Arrows, the brown TUNEL
staining of apoptotic cells within the mammary tumors after TAM
treatment. C, kinetics of TAM-induced apoptosis in rat
mammary tumors. The animals were killed at various time intervals after
TAM administration, and mammary tumors were isolated. The number of
apoptotic cells in the mammary tumors was determined by TUNEL staining
as above. Data points, means ± SE
(n = 5).
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TAM Metabolites Are Active in Inducing Caspase Activation and
Apoptosis in Human Breast Cancer Cell Lines.
It has previously been reported that OHT was 100 times more potent
than, and DMT was as active as, TAM in binding to the ER (12
, 13)
. Also, the above data (Fig. 2)
, as well as previous findings
(2
, 4)
, suggest that high levels of TAM metabolites are
formed after the administration of TAM to rats. Therefore, we wanted to
determine whether these metabolites of TAM were capable of inducing
caspase activity and/or apoptosis in human breast cancer cell lines. We
recently reported that TAM (5 µM) induces the activity of
caspase-3-, -8-, and -9-like proteases prior to inducing apoptosis in
both ER-positive and ER-negative breast cancer cells (14)
.
In the present study, 5 µM of OHT or DMT was added to
MCF-7 (ER-positive) or BT-20 and MDA-MB 231 (both ER-negative) human
breast cancer cell lines, and induction of caspase activities and
apoptosis were investigated over a period of 48 h. As shown in
Fig. 4A
, both metabolites caused a time-dependent increase in the
activity of caspase-3-like protease in the ER-negative MDA MB-231
cells. The caspase-3 activity appeared at 15 h and peaked at
24 h after treatment. Whereas OHT also potently activated
caspase-9, DMT did so to a lesser extent. Both of the metabolites also
increased the activity of caspase-8, but neither of them activated
caspase-1. Similar results were obtained in ER-negative BT-20 cells. In
contrast, no activation of caspase-3 activity was observed in MCF-7
cells (data not shown), consistent with what was reported in the
literature (36)
. The effect of the metabolites on cell
death was studied using two methods as described previously (31
, 37)
: (a) DAPI staining to detect nuclear changes such
as fragmentation and condensation; and (b) trypan blue
exclusion to detect cell death attributable to membrane damage.
Induction of cell death by both compounds occurred at least after
24 h of exposure. The increase in condensed nuclei paralleled that
of trypan blue-positively stained cells, which suggested that the
cytotoxicity induced by the metabolites was attributable to both
necrotic and apoptotic death (Fig. 4B)
. To further define
the role of caspases in cell death induced by TAM metabolites, we
pretreated the breast cancer cell lines with the broad-specificity
caspase inhibitor, z-VAD-fmk, as described previously (31
, 37)
. Pretreatment of the cells with z-VAD-fmk completely
inhibited both OHT- and DMT-induced cell death (Fig. 4C)
, as
detected by both DAPI and trypan blue staining. This suggests that the
cell death induced by the metabolites of TAM was caspase-dependent. We
had also reported that the lipid-soluble antioxidant V-E inhibited
TAM-induced caspase activity and apoptosis in breast cancer cells
(14)
. Similarly, V-E also inhibited OHT-induced, but not
DMT-induced, caspase activity and cell death.

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Fig. 4. A, activation of caspases in human breast
cancer cell lines by the metabolites of TAM, OHT (left
panel) and DMT (right panel). MDA-MB 231 cells
were treated with 5 µM either OHT or DMT for various time
intervals as indicated and enzymatic activity of caspases was
determined by a fluorogenic assay as described in "Materials and
Methods." Data, means of three independent experiments
(± SE). B, induction of apoptosis in human breast
cancer cell lines by TAM metabolites, OHT (left panel)
and DMT (right panel). After treatment of MDA-MB 231
cells with 5 µM of either metabolite for various time
intervals as indicated, percentage of cell death was assessed by both
DAPI and trypan blue staining as described in "Materials and
Methods." Data, means of three independent experiments
(± SE). C, effect of caspase inhibitor and V-E on cell
death induced by TAM metabolites, OHT (left panel) and
DMT (right panel). MDA-MB 231 cells were pretreated with
10 µM z-VAD-fmk or 0.3 mM V-E for 1 h
followed by treatment with either 5 µM OHT or 5
µM DMT for 24 h, and the percentage of cell
death was assessed by both DAPI and trypan blue staining as described
in "Materials and Methods." Data, means of three
independent experiments (± SE).
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DISCUSSION
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TAM has been effectively used in the treatment of breast cancer
for more than 3 decades, yet the molecular mechanisms underlying
TAM-induced regression of human breast tumors remain unclear. We
recently showed that TAM induced the activity of caspase-3-like
proteases in cultured human breast cancer cells preceding apoptosis and
that the synthetic peptide inhibitors of caspases (e.g.,
z-VAD-fmk) blocked TAM-induced apoptosis (14)
. Here, we
investigated whether caspases were activated in NMU-induced rat mammary
tumors after TAM administration. More than 95% of NMU-induced mammary
tumors are ER positive and respond after treatment with antiestrogens
with an increase in apoptotic cell death and a decrease in cell
proliferation. In a recent study (33)
, TAM-induced cell
death in mammary tumors has been evaluated at much later time points
(5, 10, 20, and 28 days) as compared with the present study, and a
consistent increase in apoptotic cells has been observed starting 5
days after the initiation of TAM treatment. In this study, after s.c.
injection of 1.0 mg/kg TAM, we observed an increase in apoptotic cell
death much earlier than previously reported, i.e., 2448 h
after TAM administration, and this was preceded by a sharp increase in
various caspase activities including caspases-3, -8, and -9.
The HPLC analysis of rat serum after s.c. TAM administration indicated
that the parent compound was metabolized to OHT and DMT. OHT was formed
rapidly and disappeared rapidly, whereas peak levels of DMT did not
occur until 48 h and were detected at 96 h. This observation
is consistent with a previous report (4)
in which rats
were given 200 mg/kg TAM p.o. This pharmacokinetic difference between
OHT and DMT suggests differential substrate specificity and reaction
rate constants for the two cytochrome P-450 isoforms, presumably CYP
2D1 and 3A1 (CYP 2D6 and CYP 3A4 in humans in the formation of these
metabolites from TAM. It is possible that the early conversion of TAM
to DMT and a prolonged elimination phase for the parent as well as for
the metabolites may have been undetected because of the limited
sensitivity of UV-detection in our HPLC assay as compared with
fluorescence or mass-spectrometric methods used by others. It remains
to be determined whether CYP inhibition led to decreased clearance and,
therefore, the accumulation of DMT. Importantly, both OHT and DMT were
found in concentrations much higher than that of the parent drug. In
addition, previous reports have shown that the concentration of TAM and
its metabolites in mammary tumors are much higher than their plasma
levels (2
, 11
, 38
, 39)
. This, together with the facts that
both metabolites are active ER-binding moieties and effective in
inducing growth arrest of breast cancer cells, prompted us to
investigate whether the metabolites themselves can induce
caspase-dependent apoptosis. Whereas treatment with 1 mg/kg TAM
resulted in high circulating levels of metabolites in rat serum (Fig. 2)
, no metabolites were detected in culture on treatment of human
breast cancer cell lines with TAM at 5 µM for up to
48 h (data not shown), presumably because of low CYP activity.
Therefore, to determine their individual activity, each of the TAM
metabolites was added to human breast cancer cell lines. Both OHT and
DMT induced caspase activation with similar kinetics comparable with
that induced by TAM (Fig. 4A
, Ref. 14
),
although OHT was somewhat more potent. Importantly, the general
inhibitor of caspases, z-VAD-fmk, completely blocked cell death induced
by all three of the compounds, which suggested that caspases may play a
pivotal role in cell death (Fig. 4C)
induced by these
compounds. Interestingly, the lipid-soluble antioxidant V-E also
completely inhibited TAM- and OHT-induced cell death but had little
effect on DMT-induced cell death (Fig. 4C)
. The reasons for
these differences are not clear but may be related to oxidative stress
or cell membrane partitioning. Thus, it is conceivable that the delayed
and sustained caspases activation and apoptosis in rat mammary tumors
after TAM administration may be attributable to the conversion of TAM
to its active metabolites OHT and DMTbecause both metabolites are
found in high concentrations in the rat mammary tumors (2
, 38)
and/or could be attributable to the indirect effect of TAM
that requires signaling intermediates. A confirmatory experiment to
demonstrate the in vivo activity of the metabolites of TAM
will be to administer the metabolites directly to mammary tumor-bearing
rats and measure caspase activation and apoptosis in the tumors.
Caspase-3 is the downstream effector caspase that cleaves various
cytoplasmic and nuclear substrates, eventually giving rise to the
typical morphological characteristics of apoptosis. A time-dependent
induction in caspase-3 activity by TAM metabolites prior to the
induction of apoptosis suggests that the caspase cascade may be
responsible for the metabolite-induced cell death in human breast
cancer cell lines and possibly also in rat mammary tumors. The more
upstream caspases, caspase-8 and -9, were also activated by the
metabolites. Caspase-8 belongs to the DED family, and is
activated on binding of tumor necrosis factor (TNF-
)-related ligands
to their respective cell surface receptors. Caspase-9, on the other
hand, is activated upon release of the mitochondrial cytochrome
c, which binds to Apaf-1 and triggers its own activation and
subsequent caspase-3. Both the upstream caspases have been shown to be
involved in apoptosis induced by some anticancer drugs, such as
camptothecin and Adriamycin, either through the induction of FasL
expression (40, 41, 42)
, or through the
mitochondrial-cytochrome c-Apaf-1 pathway
(43, 44, 45)
. Thus, TAM and its metabolites may initiate
activation of the caspase cascade through different pathways, either by
inducing expression of TNF-
family ligands and/or through the
mitochondrial-cytochrome c-Apaf-1 pathway, possibly through
generation of oxidative stress. Indeed, recently, we have found that
the phenolic antioxidant butylated hydroxyanisole (BHA) induces loss of
mitochondrial membrane potential (
m),
release of cytochrome c, and activation of caspase-3, -8,
and -9 (46)
. Future studies will explore the second
messengers and mediators of TAM- and metaboliteinduced signaling
events leading to caspase activation and apoptosis.
In summary, we have provided the first evidence that caspases are
activated in rat mammary tumors early, within 1824 h after TAM
administration, and that the OHT and DMT metabolites of TAM can induce
caspase-dependent apoptosis in various human breast cancer cells. This
caspase-dependent apoptosis may contribute to the regression of rat
mammary tumors after TAM treatment and may add to the effectiveness of
TAM in breast cancer patients.
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ACKNOWLEDGMENTS
|
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We thank Albert Green for help with animal-dosing, Chengjin Li
for help with animal-surgery, Dr. Judy Bolton and Peter Fan for help
with initial HPLC method development, and Dr. William T. Beck (Head,
Department of Pharmaceutics and Pharmacodynamics, UIC) for the use of
equipment. The generous gift of DMT from Dr. M. Matilde Marques,
Instituto Superior Tecnico, Lisbon, Portugal is greatly appreciated.
 |
FOOTNOTES
|
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by NIH Grant R01-CA73674 (to
A-N. T. K.). 
2 Present Address: DuPont Pharmaceuticals Company,
1094 Elkton Road, P. O. Box 30, Newark, DE 19711. 
3 To whom requests for reprints should be
addressed, at Department of Pharmaceutics and Pharmacodynamics, Center
for Pharmaceutical Biotechnology, M/C 865, College of Pharmacy,
University of Illinois at Chicago, 833 South Wood Street, Chicago, IL
60612. Phone: (312) 413-9646; Fax: (312) 413-9303; E-mail: KongT{at}uic.edu 
4 The abbreviations used are: TAM,
tamoxifen; OHT, 4-hydroxy TAM; DMT, N-desmethyl TAM;
NMU, N-nitroso N-methylurea; ER, estrogen
receptor; z-VAD-fmk, benzyloxy Val-Ala-Asp-fluoromethyl ketone; AMC,
7-amino-4-methylcoumarin; TUNEL, terminal deoxynucleotidyl
transferase-mediated dUTP nick-end labeling; DAPI, diamidino
phenylindole; V-E, vitamin E; BDL, below detection limit; CYP,
cytochrome P-450; Apaf-1, apoptotic protease activating factor 1; HPLC,
high-performance liquid chromatography; TPP, 2,4,6-triphenyl phenol;
AUC, area under the (serum) concentration versus time
curve. 
Received 4/12/00.
Accepted 9/29/00.
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