
[Cancer Research 60, 1394-1402, March 1, 2000]
© 2000 American Association for Cancer Research
Autocrine Stimulatory Mechanism by Transforming Growth Factor ß in Human Hepatocellular Carcinoma1
Koichi Matsuzaki2,
Masataka Date,
Fukiko Furukawa,
Yoshiya Tahashi,
Masanori Matsushita,
Kazushige Sakitani,
Noriyo Yamashiki,
Toshihito Seki,
Hidetsugu Saito,
Mikio Nishizawa,
Junichi Fujisawa and
Kyoichi Inoue
Third Department of Internal Medicine [K. M., M. D., F. F., Y. T., M. M., K. S., N. Y., T. S., K. I.], Department of Medical Chemistry [M. N.], and Department of Microbiology [J. F.], Kansai Medical University, Osaka 570-8507, and Department of Internal Medicine, School of Medicine, Keio University, Tokyo 160-8582 [H. S.], Japan
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ABSTRACT
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The serum concentration of transforming growth factor ß (TGF-ß) is
elevated as tumors progress in hepatocellular carcinoma (HCC) patients.
In this study, we examined whether modulation of tumor-derived TGF-ß
signal transduction contributes to malignant progression. We
investigated the production of TGF-ß1, the biological
effects of TGF-ß and neutralizing antibody on HCC cells, activation
of Smad 2, Smad 3, and Smad 4, induction of antagonistic Smads (Smad 6
and Smad 7), and promoter activities of two target genes,
plasminogen activator inhibitor type 1
(PAI-1) and
p15INK4B. In human cell lines
HCC-M and HCC-T, TGF-ß accelerates their proliferation. Smad 2 was
activated constitutively by an autocrine mechanism, because in the
absence of exogenous TGF-ß, a high level of Smad 2 phosphorylation,
induction of PAI-1 transcripts, and nuclear localization of
Smad 2 were observed. This constitutive activation of Smad 2 was, at
least in part, attributable to the lack of induction of antagonistic
Smads by TGF-ß. However, Smads activated by tumor-derived TGF-ß
constantly suppressed p15INK4B expression. In
addition, 3 of 10 human HCC tissues showed nuclear localization of Smad
2 and low mRNA levels of p15INK4B and
antagonistic Smads but a high level of PAI-1. Our
observations suggest that this constant suppression of the
p15INK4B gene could be involved in the
malignant progression of HCC.
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INTRODUCTION
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TGF3
-ß is a potent growth inhibitor for most epithelial cells. The TGF-ß
signal is transduced by heteromeric complexes of its type I and type II
transmembrane Ser/Thr kinase receptors (1)
. The receptor
complex is activated when the type II receptor kinase
transphosphorylates the GS domain of the type I kinase
(2)
. This activates the type I kinase and transiently
associates with and phosphorylates R-Smads, such as Smad 2 and Smad 3
(3
, 4) . The phosphorylation of R-Smads results in
formation of a heteromeric complex with another common mediator Smad,
Smad 4 (5)
, and translocates into the nucleus
(3)
. The activated Smad complex binds to target promoters
in association with DNA-binding cofactors including FAST-1
(6)
, FAST-2 (7)
, and Fos/Jun
(8)
, and recruits coactivators or corepressors in
activating or inhibiting transcription, respectively (9
, 10)
. Target genes include PAI-1 gene and one of the
CDK inhibitors, the p15INK4B gene, which
is a potential effector of TGF-ß-mediated cell cycle arrest
(11)
. In contrast to R-Smads and Smad 4, the antagonistic
Smads Smad 6 and Smad 7 appear to block the ligand-dependent signaling
(12
, 13) .
In hepatocytes of normal liver, TGF-ß1 is not
detected by immunohistochemical analysis and in situ
hybridization, whereas human HCC cells display significant
intracellular expression of TGF-ß1
(14)
. Moreover, TGF-ß concentration in the plasma of HCC
patients is increased (15)
. In light of the well-known
fact that TGF-ß regulates hepatocyte growth negatively, there is a
discrepancy between high serum TGF-ß level and the high proliferating
rate in HCC cells. This implies that the change of growth response to
TGF-ß at the cellular level is the more important step in malignant
progression; therefore, we hypothesize that HCC cells show a different
regulatory mechanism for TGF-ß signal transduction than normal
hepatocytes. We investigated the biological effects of TGF-ß on HCC
cells, activation of signaling molecules, and promoter activities of
two target genes, PAI-1 and
p15INK4B.
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MATERIALS AND METHODS
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Cell Culture and Cell Separation Procedure
HCC-M and HCC-T cell lines were grown as subconfluent monolayer
cultures in DMEM supplemented with 10% FCS, 100 units/ml penicillin,
and 100 µg/ml streptomycin. Cells were kept under 95% air and 5%
CO2 at 37°C. All experiments were carried out
in the log phase of growth after the cells had been plated for 24 h. Hepatocytes were isolated from normal rat liver as described
(16)
.
Northern Blot Hybridization Analysis
mRNAs were isolated and hybridized with labeled cDNAs probes for
TGF-ß1, Smad 6, Smad 7, PAI-1,
p15INK4B, and human GAPDH as described
(16)
. Total RNA was isolated from cultured cells or frozen
tissues by extraction in guanidinium isothiocyanate/phenol/chloroform,
and poly(A)-rich RNA was selected using oligo(dT)-cellulose (New
England Biolabs Inc., Beverly, MA). Aliquots (2 µg) of poly(A)-rich
RNA were denatured with 2.2 M formaldehyde/50% formamide,
electrophoresed through 1% agarose gels containing 2.2 M
formaldehyde, and transferred onto nylon membranes (Hybond-N+ RPN303B;
Amersham International, Buckinghamshire, United Kingdom). cDNAs were
labeled with [
-32P]dCTP (3000 Ci/mmol;
Amersham International) by the random primer labeling method. The
filters were hybridized with the cDNA probe in solution containing 40%
formamide, 5x Denhardts solution, 5x saline-sodium phosphate-EDTA,
0.5% SDS, and 100 µg/ml sonicated salmon testis DNA for 16 h at
42°C. After washing with 2x SSC containing 0.1% SDS at 55°C, the
filters were exposed to an RX film (Fuji Photo Film Co., Kanagawa,
Japan).
Measurement of TGF-ß1 by ELISA
Cells were plated in 60-mm dishes in regular growth medium. When they
were 5075% confluent, the monolayers were washed twice with PBS and
replaced by serum-free DMEM. The conditioned media were collected
60 h later. To determine the concentration of
TGF-ß1 in the media, we used an enzyme-linked
immunoassay kit for human TGF-ß1 (R&D System,
Minneapolis, MN).
Cell Proliferation Experiments
Cells were plated at a density of 2 x 104 in 60-mm dishes. Two hundred pM
TGF-ß1, 5 µg/ml anti- TGF-ß antibody (R&D
system), or nonimmune rabbit IgG in 0.2% FCS/DMEM was added at the
time of inoculation and on day 3. Cells were trypsinized on day 5, and
the cell number was counted as described (17)
.
For measurement of DNA synthesis, 3 x 104 cells/well were plated in 12-well plates and
changed to serum-free medium 24 h later.
TGF-ß1 or the antibodies were added the
following day. Twenty h later, DNA synthesis was measured by the
incorporation of 2 µCi/well [3H]thymidine (25
Ci/mmol; Amersham International) into 5% trichloroacetic
acid-precipitable material after a 3-h pulse as described
(18)
.
Binding and Covalent Affinity Cross-Linking of Ligand
Carrier-free TGF-ß1 was iodinated to a specific
activity of 1 x 105 cpm/ng (25
µCi/ng) by the chloramine-T method as described (19)
.
The cells were seeded at 3 x 105
cells/60-mm dish. Receptors were cross-linked to bound ligand with
disuccinimidyl suberate and solubilized with buffer containing Triton
X-100. Cell extracts were clarified by centrifugation and then
subjected to 7% sodium SDS-PAGE and autoradiography.
Constructs and Reagents
Mammalian expression vectors with an NH2- or
COOH-terminal tag (Myc, Flag, or HA) were constructed by inserting
oligonucleotides encoding for epitope tag sequences into pcDNA3
(Invitrogen, San Diego, CA). The coding regions of TGFßRI, Smad 2,
Smad 3, Smad 4, Smad 6, or Smad 7 were amplified by PCR and subcloned
into Myc-pcDNA3, Flag-pcDNA3, or HA-pcDNA3. Constitutively active
(T204D) or kinase-inactive (K232R) forms of TßRI and the mutants Smad
2 or Smad 3 (3S-A) were produced by PCR-based mutagenesis. The
integrity of the constructs was confirmed by sequencing.
Transfection, Metabolic Labeling, and Immunoprecipitation
Conditions for cell culture and transfection have been described
(20)
. HCC-M cells were seeded at 3 x 105 cells/60-mm dish. The cells were subjected to
the transfection with LipofectAMINE and 1 µg of the indicated
constructs 24 h after seeding and incubated for 4 h. After a
wash with the medium, the cells were then incubated for 20 h in
serum-free DMEM in the absence or presence of 5 µg/ml anti-TGF-ß
antibody (R&D System). The cells were preincubated with phosphate-free
DMEM (Life Technologies, Inc., Rockville, MD) for 1 h. The cells
were then incubated with the same phosphate-free medium containing 500
µCi/ml [32P]phosphate for 2 h at 37°C
and stimulated with 200 pM TGF-ß1
for 30 min. To determine TßRI and Smad protein levels, HCC-M cells
were incubated with methionine- and cysteine- free DMEM (Life
Technologies) containing 50 µCi/ml
[35S]methionine and
[35S]cysteine mixture (Pro-mix cell labeling
mix; Amersham International) for 2 h. Subsequently, the
metabolically labeled cells were solubilized in 1 ml of lysis buffer
[10 mM Tris-HCl (pH 7.5), 150 mM NaCl, 1%
NP40, 1 mM EDTA, 10 µg/ml aprotinin, and 0.3
mM phenylmethylsulfonyl fluoride] at 4°C for 20 min.
Insoluble debris was removed by centrifugation at 10,000 rpm for 5 min.
Myc-tagged receptors or Flag- or HA-tagged Smads were then
immunoprecipitated from the supernatant for 1 h at 4°C with 2
µg of anti- Myc 9E10 antibody (BAbCO, Richmond, CA), anti-Flag M2
antibody (Kodak, New Haven, CT), or anti-HA 12CA5 antibody
(Boehringer-Mannheim, Indianapolis, IN), followed by absorption to
protein A-Sepharose (Pharmacia, Uppsala, Sweden). Beads were washed six
times with lysis buffer, and bound protein was eluted by heating in
SDS-PAGE sample buffer containing DTT.
Immunofluorescence Study
Subcellular localization of Smad 2 was determined as described
previously (21)
. Cells grown in LAB TEK chambers (Nunc,
Naperville, IL) were transfected with WT or mutant (3S-A) Flag-Smad 2
alone or with TßRI (T204D)-Myc or HA-Smad 7. After fixation with 4%
paraformaldehyde, slides were incubated with 3 µg/ml anti-Flag
antibody at 4°C for 16 h. Then, 1 µg/ml FluoroLink Cy2-labeled
goat antimouse IgG (H&L; Amersham Life Science, Arlington Heights, IL)
was added. After mounting the slides with Perma Fluor Aqueous Mounting
Medium (Shandon Lipshaw, Pittsburgh, PA), the cells were observed with
a fluorescence microscope.
Transcriptional Response Assay
The cells were seeded at 1 x 105
cells/well into six-well clusters. The cells were subjected to the
transfection with LipofectAMINE and 0.4 µg of reporter plasmid and
indicated constructs or with an empty vector alone 24 h after
seeding and incubated for 4 h. After a wash with the medium, cells
were then incubated for an additional 20 h in serum-free DMEM in
the absence or presence of 200 pM
TGF-ß1 or 5 µg/ml anti-TGF-ß antibody.
Cells were lysed, and the luciferase activities of cell extracts were
measured as relative light units by a luminometer (Berthold, Bad
Wildbad, Germany) using the Dual-Luciferase Reporter Assay System
(Promega Corp., Madison, WI). The luciferase activities were normalized
on the basis of the Renilla luciferase activity.
Immunohistochemistry
Immunohistochemical staining was performed on frozen tissues as
described (21)
. Frozen tissue sections (4-µm thick) were
air dried, fixed with acetone at 4°C for 10 min, and treated with PBS
containing 0.3% H2O2 for
10 min at room temperature. After preincubation with PBS containing
normal goat serum for 30 min at room temperature to block nonspecific
binding, sections were incubated with affinity-purified rabbit
polyclonal anti-Smad 2 antibody (Ref. 22
; a generous gift
from Dr. ten Dijke, Ludwig Institute for Cancer Research, Melbourne,
Australia) in a humidified chamber at 4°C overnight. Next,
tissue sections were washed thoroughly with PBS and incubated with
biotinylated goat antirabbit IgG (Vector Laboratories, Burlingame, CA)
at room temperature for 40 min and then with biotin-avidin-peroxidase
reagent (Vector Laboratories) at room temperature for 30 min. The bound
immunocomplex was visualized by incubation with 0.02%
3,3'-deaminobenzidine tetrahydrochloride in PBS containing 0.006%
H2O2 for several
minutes. Finally, the sections were counterstained lightly with Mayer
hematoxylin (Sigma Chemical Co., St. Louis, MO).
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RESULTS
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TGF-ß1 Accelerates HCC-M and HCC-T Cell Growth in an
Autocrine Fashion
Initially, we examined the TGF-ß1 expression
and secretion into the conditioned medium by Northern blot
hybridization and ELISA techniques using HCC-M and HCC-T cell lines,
which were derived from HCC patients carrying hepatitis B virus and
non-A/non-B virus, respectively (23
, 24)
. These results
demonstrate that HCC-M and HCC-T cells displayed significant expression
of TGF-ß1 at both protein and mRNA levels (Fig. 1)
. Next, we studied the TGF-ß effect on cellular proliferation by
measuring cell growth and [3H]thymidine
incorporation into DNA of HCC-M and HCC-T cells. For long-term cell
growth assay, TGF-ß1 stimulated cell growth
(Fig. 2A)
. After inoculation of 2 x 104 cells, HCC-M cell numbers on day 5 were
9.7 x 105 and 6.4 x 105 with and without 200
pM TGF-ß1, respectively.
HCC-T cell numbers were also 3.1 x 105 and 2.5 x 105 with and without TGF-ß, respectively. Thus,
HCC-M and HCC-T cell numbers on day 5 in the presence of
TGF-ß1 showed a 51 and 24% increase,
respectively, to those in the absence of
TGF-ß1. Moreover, 200 pM
TGF-ß1 showed slight, but significant,
stimulatory effects on DNA synthesis (Fig. 2B)
. By contrast,
primary rat hepatocytes are potently inhibited by
TGF-ß1 with an ID50 of
0.4 pM (data not shown). If the secreted
TGF-ß1 functions as a positive autocrine growth
regulator in these cells, antibody-induced blockage of the endogenous
TGF-ß may indirectly inhibit growth. In fact, HCC-M and HCC-T cell
numbers on day 5 in the presence of the antibody showed 34 and 38%
reduction, respectively, to those in the absence of the antibody (Fig. 2A)
. Furthermore, the addition of anti-TGF-ß antibody to
HCC-M and HCC-T cells in the absence of serum caused 10 and 13%
reduction, respectively, in DNA synthesis 24 h after antibody
treatment (Fig. 2B)
. These results indicate that TGF-ß,
which is produced and secreted by HCC-M and HCC-T cells, stimulates
their growth in an autocrine fashion.

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Fig. 1. Levels of TGF-ß1 mRNA and protein in human
cultured HCC cells. A, Northern blot hybridization was
performed with poly(A)+ RNAs (2 µg/lane) extracted from
HCC-M and HCC-T cells. Blots were hybridized with
32P-labeled random-primed cDNAs for TGF-ß1
and GAPDH. Lower panel, GAPDH mRNA expression as an
internal control. B, TGF-ß1 concentration
in the conditioned media. Samples were collected from conditioned media
in which these cells were cultured for 3 days and measured by
enzyme-linked immunoassay, as described in the text. The data are from
one representative experiment with each point determined in duplicate;
bars, SD.
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Fig. 2. Effects of TGF-ß1 and anti-TGF-ß antibody
on cell growth (A) and DNA synthesis (B)
in HCC-M and HCC-T cells. The cells were plated at a density of
2 x 104 in 60-mm dishes in 0.2% FCS/DMEM
(A). Two hundred pM TGF-ß1, 5
µg/ml anti-TGF-ß antibody, or nonimmune rabbit IgG was added at the
time of inoculation and on day 3. After 5 days, the cells were counted
using a hemocytometer. The cells were subjected to a
[3H]thymidine incorporation assay in the absence or
presence of TGF-ß1 or the antibody in serum-free DMEM
(B). The percentage of DNA synthesis was calculated by
measuring relative to [3 H]thymidine without exogenous
reagents. Means for triplicate samples are shown; bars,
SD.
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HCC-M and HCC-T Cells Display TGF-ß Receptors
The TGF-ß effects can be modulated by various mechanisms, including
regulators of ligand binding, receptor activity, Smad activation,
nuclear translocation, or the available repertoire of DNA-binding
partner and modulator molecules, such as coactivators and corepressors.
To clarify the stimulatory mechanisms of TGF-ß in the cells, we first
analyzed binding and covalent affinity cross-linking of ligand to its
receptors. 125I-Labeled
TGF-ß1 bound to two different proteins in HCC-M
and HCC-T cells with molecular weights of
Mr
65,000 and
85,000110,000, which disappeared with the addition of an excess of
unlabeled TGF-ß1. On the basis of the molecular
weights, the two proteins appear to represent TßRI and TßRII,
respectively (Fig. 3)
. Northern blot hybridization also confirmed the expressions of TßRI
and TßRII mRNAs (data not shown).

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Fig. 3. HCC-M and HCC-T cells display TGF-ß receptors. Cells
were affinity labeled with 50 pM 125I-labeled
TGF-ß1 in the absence or presence of 5 nM
unlabeled TGF-ß1. Labeled proteins were separated by
SDS-PAGE and visualized by autoradiography.
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TGF-ß Receptor Constitutively Activated by Endogenous
TGF-ß1 Highly Phosphorylates Smad 2, Translocates It to
the Nucleus, and Induces PAI-1 Transcripts in HCC-M Cells
We further studied the mechanisms of R-Smad activation in HCC-M cells.
Ligand-dependent phosphorylations of Smad 2 and Smad 3 occur on serine
residues within the conserved SSXS motif at the COOH terminus of
these proteins (3)
. To determine whether the TGF-ß
signaling pathway stimulates phosphorylation of Smad 2 and Smad 3,
NH2-terminal Flag-tagged Smad 2 and Smad 3
proteins were transiently expressed in HCC-M cells, and phosphorylation
levels for Smad 2WT and Smad 3WT were compared with those for mutant
Smad 2 (3S-A) and Smad 3 (3S-A), in which the three COOH-terminal
conserved serine residues were changed to alanine. The cells were
metabolically labeled with [32P]phosphate and
subsequently incubated with or without exogenous TGF-ß. Surprisingly,
as shown in Fig. 4A
, upper panel, the phosphorylation level of Smad 2WT without
exogenous TGF-ß was almost equal to that with exogenous ligand,
whereas the phosphorylation level of Smad 2 (3S-A) in the absence of
TGF-ß was insignificant and did not change upon the addition of
TGF-ß, suggesting that the SSXS sites for Smad 2 are constitutively
phosphorylated. On the other hand, the basal level for Smad 3WT
phosphorylation was identical to those of its derivatives and did not
change in the presence of exogenous TGF-ß. The results suggest that
ligand-independent sites of Smad 3 are phosphorylated in HCC-M cells.
However, Smad 4 was not phosphorylated in response to TGF-ß. As a
control, using Mv1Lu cells in the same conditions, dramatic exogenous
ligand-dependent phosphorylation of Smad 2 was observed (Fig. 4B)
. The phosphorylation of Smad 2 in HCC-M cells was
increased by cotransfection with constitutively active TßRI (T204D)
(Ref. 25
; 30% gain, as normalized for the
35S-labeled band; Fig. 4C
, left
panel). By contrast, the basal level for Smad 2 phosphorylation
was dramatically reduced by the addition of neutralizing antibody
against TGF-ß (Fig. 4C
, middle panel). The high level of
phosphorylation appeared to be mediated by TßRI, because the
phosphorylation of Smad 2 was diminished by cotransfection with
dominant-negative TßRI (K232R) (Ref. 2
; Fig. 4C
,
right panel). Taken together, these data indicate that the
constitutive phosphorylation of Smad 2 observed in HCC-M cells occurs
by an autocrine mechanism.

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Fig. 4. TGF-ß receptor constitutively activated by endogenous
TGF-ß1 highly phosphorylates Smad 2. A,
the ligand- dependent phosphorylation of Smad 2 is submaximal, even
without an addition of exogenous TGF-ß in HCC-M cells. The cells
transiently transfected with the WT or mutant (3S-A) Flag-Smad 2 or
Smad 3, or Flag-Smad 4 WT, were [32P]phosphate labeled
and incubated with (+) or without (-) 200 pM
TGF-ß1 for 30 min prior to lysis. Smads were subsequently
purified by immunoprecipitation using an anti-Flag M2 monoclonal
antibody and analyzed by SDS-PAGE and autoradiography
(top). The migration of phosphorylated Smads are
indicated (right), and the positions of the molecular
mass markers (in kDa) are shown on the left.
Expression levels of Smads were monitored by labeling the cells with
[35S]methionine/cysteine (bottom).
B, ligand-dependent phosphorylation of Smad 2 in Mv1Lu
cells. The cells transiently transfected with the WT or mutant (3S-A)
Flag-Smad 2 were labeled with [32P]phosphate and purified
as described above. C, phosphorylation of Smad 2 by the
constitutively active type I receptors in HCC-M cells (left
panel). The cells transfected with constitutively active TßRI
(T204D)-Myc together with Flag-Smad 2WT were labeled with
[32P]phosphate and purified as described above. The
expression level of TßRI (T204D) was monitored by purification with
anti-Myc antibody (bottom). The ligand
dependent-phosphorylation of Smad 2 is diminished by the addition of
the neutralizing TGF-ß antibody in HCC-M cells (middle
panel). The cells transfected with Flag-Smad 2WT were labeled
with [32P]phosphate and incubated with (+) or without
(-) 5 µg/ml TGF-ß antibody overnight prior to lysis. Experimental
conditions were the same as above, and the expression level of Smad 2
was monitored (bottom). Right panel,
dominant-negative type I receptor interferes the phosphorylation of
Smad 2 in HCC-M cells. The cells transfected with the dominant-negative
TßRI (K232R)-Myc together with Flag-Smad 2WT were labeled with
[32P]phosphate and purified as described above. The
expression level of TßRI (K232R) was monitored by purification with
anti-Myc antibody (bottom).
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The subcellular localization of Smad 2 was also investigated in
unstimulated cultures. HCC-M cells were transfected with either
Flag-Smad 2WT or Smad 2 (3S-A) in the presence or absence of the
dominant-negative TßRI (K232R). The Flag-Smad 2 localization was
determined by immunofluorescence and confocal microscopy using a mouse
anti-Flag antibody. Smad 2WT was localized in the nucleus in the
absence of exogenous TGF-ß, and inactivation of Smad 2 resulted in
its cytosolic distribution. Furthermore, in the presence of
dominant-negative TßRI (K232R), the nuclear translocation of Smad 2
in response to endogenous TGF-ß signals was blocked (Fig. 5)
. The nuclear localization of Smad 2WT protein was observed in 80% of
transfectants. Together, these data suggest that the activated TGF-ß
receptor always translocates Smad 2 protein to the nucleus in HCC-M
cells.

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Fig. 5. Smad 2 is localized in the nucleus because of the
activation of TGF-ß receptor by endogenous TGF-ß in HCC-M cells.
The cells were transfected with Flag-Smad 2 alone or together with
dominant-negative TßRI (K232R)-Myc. Flag-Smad 2 was detected by
immunofluorescence using anti-Flag M2 antibody and FITC-conjugated
secondary antibody and analyzed by confocal microscopy. Smad 2WT is
localized in the nucleus, even without exogenous addition of TGF-ß in
HCC-M cells, and inactivation of Smad 2 resulted in its cytosolic
distribution. Coexpression with dominant-negative TßRI (K232R)
prevents this nuclear accumulation, resulting in a cytosolic staining
pattern.
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To study the specific gene response in the HCC-M cells by endogenous
TGF-ß1, we investigated whether
PAI-1 expression was regulated by endogenous TGF-ß.
Northern blot analysis of PAI-1 on mRNA from
TGF-ß-stimulated HCC-M cells revealed a slight increase in
PAI-1 mRNA (2.2 and 3.2 kb) in response to TGF-ß
stimulation, although exogenous TGF-ß prominently stimulated
PAI-1 expression of Mv1Lu cells in the same conditions (data
not shown). However, an addition of the neutralizing anti-TGF-ß
antibody dramatically reduced the mRNA (data not shown). To obtain
direct evidence that the constitutive activation of Smad 2 and TßR-I
by endogenous TGF-ß is involved in TGF-ß signaling, we further
investigated the effects of the TGF-ß antibody and dominant-negative
TßRI and Smad 2 on the PAI-1 promoter activity. We used
p3TP-Lux (generously provided by Joan Massagué, Memorial
Sloan-Kettering Cancer Center, New York, NY), which contains
100 bp of the PAI-1 promoter linked to a luciferase
reporter (26)
. HCC-M cells were transfected with p3TP-Lux,
either alone or together with TßRI or Smad 2. Cells were incubated
overnight in the absence or presence of TGF-ß1
or neutralizing antibody, and the relative luciferase activity was
measured in cell lysates. Transfection of p3TP-Lux alone into HCC-M
cells resulted in high basal levels of transcription in untreated
cells, which was weakly induced by stimulation with exogenous
TGF-ß1 (Fig. 6)
. However, we observed a strong suppression of the 3TP
promoter by the addition of neutralizing antibody. The TGF-ß
signaling could be propagated through TßRI and Smad 2, because
transfection of dominant-negative TßRI (K232R) or Smad 2 (3S-A) led
to strong suppression of the 3TP promoter that was
stimulated by coexpression of the constitutively active TßRI (T204D).
Together, these data suggest that Smad 2 is constitutively
phosphorylated by TßRI upon endogenous ligand binding and constantly
stimulates the 3TP promoter.

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Fig. 6. Endogenous TGF-ß can constantly stimulate the
3TP promoter in HCC-M cells. The cells were transfected
with p3TP-Lux alone or with TßRI or Smad 2. Cells were incubated
overnight in the absence or presence of 200 pM TGF-ß1 or
neutralizing TGF-ß antibody, and the relative luciferase activity was
measured in cell lysates. The luciferase activity was normalized to the
Renilla luciferase activity and is expressed as the
means (n = 3) from a representative
experiment; bars, SD.
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Endogenous TGF-ß Cannot Induce Smad 6 and
Smad 7 Expression in HCC-M Cells, Although
Overexpression of Exogenous Smad 6 and Smad 7 Blocks Smad 2 Activation
in HCC-M Cells
In contrast with the constant activation of Smad 2 by endogenous
TGF-ß in HCC-M cells, the activation of R-Smads are tightly
restricted in other cells, such as Mv1Lu cells. On the other hand,
antagonistic Smads participate in negative feedback loops that may
regulate the intensity or duration of TGF-ß responses. Thus,
TGF-ß usually induces antagonistic Smads, the production of which
result in interference with receptor binding and phosphorylation of
R-Smads (12
, 13
, 27)
. Therefore, we examined the
involvement of antagonistic Smads in HCC-M cells and investigated
whether the expression of Smad 6 and Smad 7 was
regulated by TGF-ß. Northern blot analyses of Smad 6 and
Smad 7 on RNA prepared from Mv1lu cells stimulated with
TGF-ß revealed that Smad 6 mRNA (3.0 kb) and Smad
7 mRNA (4.4 kb) were rapidly induced by TGF-ß. By contrast, the
mRNA expression was marginal, if any, and did not change in response to
TGF-ß stimulation and the addition of the antibody in HCC-M cells
(Fig. 7A)
. However, Smad 6 and Smad 7 could exert a negative role in
TGF-ß signaling by interfering with Smad 2 activation in HCC-M cells,
when they were expressed by the transfection of expression plasmid.
Smad 6 and Smad 7 inhibited the endogenous TGF-ß-induced
phosphorylation of Smad 2 (Fig. 7B)
. In addition,
cotransfection of Smad 6 or Smad 7 with p3TP-Lux resulted in the
decrease of luciferase activities by 45 and 28%, respectively, when
compared with control cells transfected with p3TP-Lux alone (Fig. 7C)
. Furthermore, in the presence of excess Smad 7, the
nuclear translocation of Smad 2 in response to endogenous TGF-ß
signal was blocked (Fig. 7D)
. Excess Smad 6 also retained
Smad 2 protein in the cytosol (data not shown). Together, these results
suggest that the constitutive activation is, at least in part,
attributable to the lack of induction of antagonistic Smads by TGF-ß.

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Fig. 7. Endogenous TGF-ß cannot induce Smad 6 and Smad 7
expression in HCC-M cells, although the overexpression of exogenous
Smad 6 and Smad 7 blocks the Smad 2 activation in HCC-M cells.
A, endogenous TGF-ß1 does not induce Smad
6 and Smad 7 transcripts in HCC-M cells. Northern blot hybridization
was performed with poly(A)+ RNAs (2 µg/lane) from HCC-M
cells cultured in the presence of 200 pM
TGF-ß1 or 5 µg/ml anti-TGF-ß antibody. Blots were
hybridized with 32P-labeled random-primed cDNAs for Smad 6,
Smad 7, and GAPDH. B, Smad 6 and Smad 7 can prevent the
Smad 2 phosphorylation by activated TGF-ß receptor in HCC-M cells.
HCC-M cells were transfected with the indicated combinations of
Flag-Smad 2, HA-Smad 6, or Smad 7. Cells were labeled with
[32P]phosphate, and Flag-Smad 2 was immunoprecipitated
with anti-Flag M2 antibody and analyzed by SDS-PAGE and
autoradiography. The expressions of Flag-Smad 2, HA-Smad 6, and Smad 7
were monitored by purification with anti-Flag antibody
(upper) or anti-HA antibody (bottom).
Right, migration of each protein. C, Smad
6 and Smad 7 inhibit transcriptional activation of the
3TP promoter induced by endogenous TGF-ß in HCC-M
cells. HCC-M cells were transiently transfected with p3TP-Lux alone or
with Smad 6 and Smad 7. Cells were cultured overnight without exogenous
TGF-ß, and the relative luciferase activities were measured in cell
lysates. The luciferase activity was normalized to the
Renilla luciferase activity and is expressed as the
means (n = 3) from a representative
experiment; bars, SD. D, Smad 2 protein
translocates from the nucleus to the cytosol by the overexpression of
Smad 7 in HCC-M cells. HCC-M cells were transfected with Flag-Smad 2
together with HA-Smad 7. Coexpression of Flag-Smad 2 with Smad 7 blocks
this nuclear accumulation, resulting in a cytosolic staining pattern.
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Activated Smad Complex Inhibits p15INK4BTranscription in HCC-M Cells
The discovery that endogenous TGF-ß constitutively activates Smads,
despite promoting cell growth of HCC-M cells, raises questions
regarding the distinct role of activated Smads in cell cycle control.
To address these questions, we focused on
p15INK4B, because
p15INK4B is one of the CDK inhibitors
whose rapid induction in response to TGF-ß mediates cell cycle arrest
(11)
. Northern blot analysis of RNA from TGF-ß-treated
HCC-M cells revealed that p15INK4B mRNA
(2.2 kb) was insignificant and did not change in response to TGF-ß
stimulation (data not shown). On the contrary, the mRNA showed 2-fold
increase by the addition of the neutralizing anti-TGF-ß antibody
(data not shown). The expression level of
p21CIP1, which is another TGF-ß-inducible CDK
inhibitor, did not show any change after treatment with TGF-ß and the
antibody (data not shown). To obtain further proof that the
inactivation of Smad 2 and TßRI results in the enhancement of
p15INK4B transcript, we investigated the
effects of the neutralizing TGF-ß antibody, dominant-negative Smad 2
(3S-A), and antagonistic Smads on the
p15INK4B promoter activities. We used
plasmid p15P113-Luc (generously provided by Xiao-Fan Wang, Duke
University, NC), which contains 113 bp of the
p15INK4B promoter linked to a luciferase
reporter (28)
. Cells were transfected with p15P113-Luc
either alone or together with Smad 2WT, Smad 2 (3S-A), Smad 6, or Smad
7, and then luciferase assays were performed with cells untreated or
treated with neutralizing TGF-ß antibody for 20 h. In HCC-M
cells transfected with p15P113-Luc alone, the blockage of TGF-ß
signal by the neutralizing anti-TGF-ß antibody led to 1.3-fold
increase in the luciferase activity, and exogenous TGF-ß suppressed
it (Fig. 8)
. As a control, using HepG2 cells under the same conditions, a 5-fold
increase in the activity was observed by the addition of TGF-ß (data
not shown). Cotransfection of constitutively active TßRI or Smad 2WT
with p15P113-Luc also showed a minimal response in the
p15INK4B promoter to TGF-ß. In contrast,
when dominant-negative TßRI, Smad 2 (3S-A), Smad 6, and Smad 7 were
used in the assays, 1.35, 2.0, 2.1, and 1.8-fold increases were
observed in the luciferase activities, respectively. These are
precisely opposite results to those that indicated that Smad 2
activated by the TßRI upon endogenous ligand binding constantly
promotes PAI-1 transcription (Fig. 6)
. Furthermore, the data
indicate that p15INK4B transcription is
suppressed by the activation of Smad 2 and TßRI in HCC-M cells.
Therefore, the constant suppression of
p15INK4B transcription by endogenous
TGF-ß in HCC-M cells may lead to the acceleration of their growth and
involvement in the malignant progression of the cells.

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Fig. 8. Activated Smad complex inhibits
p15INK4B transcription in HCC-M cells.
The cells were transfected with p15P113-Luc alone or with TßRI, Smad
2, Smad 6, or Smad 7. The cells were incubated overnight in the absence
or presence of TGF-ß1 or neutralizing TGF-ß
antibody, and the relative luciferase activities were measured. The
luciferase activity was normalized to the Renilla
luciferase activity and is expressed as the means
(n = 3) from a representative experiment;
bars, SD.
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Smad 2 Proteins Are Located in Nuclei of Human HCC Tissue, Which
Expressed Low Levels of p15INK4B, Smad
6, and Smad 7 mRNAs But a High Level of
PAI-1 mRNA
To further confirm whether TGF-ß propagates its signal in a similar
manner in vivo, we investigated the subcellular localization
of Smad 2 in human HCC tissues and transcriptional levels of
p15INK4B, PAI-1, Smad 6, and
Smad 7 as target genes in HCC using Northern blot
hybridization.
(a) To clarify the cell type-specific differences in
mRNA expressions of p15INK4B, PAI-1, Smad
6, and Smad 7 between noncancerous tissues and HCC,
mRNA levels from noncancerous tissues were compared with those for HCC
(Fig. 9A)
. mRNAs for p15INK4B, Smad
6, and Smad 7 species were clearly detected in adjacent
liver tissue but exhibited much lower expression levels in the HCC
cells. In contrast, poly(A) RNA from the cancer cells showed the same
levels of PAI-1 mRNA as adjacent liver tissues did.
Quantitation of the p15INK4B, PAI-1, Smad
6, and Smad 7 mRNAs by scanning densitometry revealed
that the levels of expression of
p15INK4B, Smad 6, and Smad
7 mRNAs in the cancer cells were 50, 25, and 30% of the adjacent
tissues, respectively, whereas PAI-1 mRNA remained at the
same level. Furthermore, Northern blot analyses with Smad-specific
probes revealed Smad 2, Smad 3, and Smad 4 mRNA
expressions, and no mutations of these Smads were observed (data not
shown).

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Fig. 9. Smad 2 proteins are located in the nuclei of human HCC
tissue, which expressed low levels of
p15INK4B, Smad 6, and
Smad 7 mRNAs but a high level of PAI-1
mRNA. A, mRNA levels of
p15INK4B, PAI-1, Smad 6, and
Smad 7 in human HCC tissue. Northern blot hybridization
was performed with poly(A) RNAs (2 µg/lane) extracted from human HCC
and adjacent liver tissue. Blots were hybridized with
32P-labeled random-primed cDNA probes for
p15INK4B, PAI-1, Smad 6, Smad 7,
and GAPDH. Immunohistochemical staining with Smad 2
antibody in human hepatocytes (B) and HCC tissue
(C) is shown. High-power microscopic views of a
cancerous area demonstrate a moderate signal for Smad 2 in the nucleus
of human HCC (arrow). Bar, 50 µm.
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(b) The localization was detected by immunofluorescence
using specific antisera. Moderate immunoreactivities with the anti-Smad
2 antibody were observed in the cytoplasm of normal hepatocytes (Fig. 9B)
. However, Smad 2 proteins were dominantly localized in
the nuclei of the human HCC cells (Fig. 9C)
. Control rabbit
IgG did not react with the antigen in the cells. The nuclear
localization of Smad 2 protein and the expression patterns of these
target genes were observed in 3 of 10 human HCC patients.
 |
DISCUSSION
|
|---|
In this study, we have shown that HCC-M and HCC-T cells displayed
significant expression of TGF-ß1 at both
protein and mRNA levels. The cells expressed cell surface receptors
that could bind to TGF-ß. Furthermore, exogenous TGF-ß stimulated
cell growth, and the neutralizing antibody abolished the positive
growth effects of endogenous TGF-ß, resulting in an inhibition of
cell growth. These results indicate that TGF-ß acts as an autocrine
positive growth regulator in HCC-M and HCC-T cells.
The effects of growth factor are modulated by various mechanisms, such
as alterations in postreceptor pathways. In contrast to the tight
restriction of Smad 2 activation in other cells, such as Mv1Lu cells,
Smad 2 was constitutively activated in HCC-M cells by an autocrine
mechanism. At a high level of Smad 2 phosphorylation, the induction of
PAI-1 transcript and nuclear localization of Smad 2 by
endogenous TGF-ß were observed in the cells. We examined the
involvement of antagonistic Smads for the loose restriction of Smad 2
activation in HCC-M cells, because the expressions of antagonistic
Smads were rapidly elevated in response to exogenous TGFß in Mv1Lu
cells, and they could inhibit R-Smads activation. Thus, we investigated
whether the expression of antagonistic Smads were regulated by
endogenous TGF-ß. Accordingly, our present data demonstrate that
endogenous TGF-ß1 cannot induce antagonistic
Smads. Therefore, this constitutive activation of Smad 2 can be
attributed to the lack of induction of antagonistic Smads by endogenous
TGF-ß.
It is currently unclear whether R-Smads have distinct actions or
whether they function similarly for specific target genes. Several
reports indicate that TGF-ß propagates its negative signal through
R-Smads, and TGF-ß simultaneously induces CDK inhibitors including
p15INK4B and p21CIP1 as
well as PAI-1 (29
, 30)
. These results are in
contrast to our current findings that constitutive activation of Smad 2
rather suppresses p15INK4B promoter
activity in HCC-M cells, whereas it leads to the constant activation of
PAI-1 promoter. Thus, this reverse response may explain the
growth-stimulatory effect of TGF-ß1 in the
cells (Fig. 10)
. The discrepancy between the two apparent opposite effects of
activated Smad 2 in the cells is most likely attributable to the
differences in associating cofactors, including DNA binding partners or
putative inhibitors of Smad 2 and/or modulator molecules, such as
coactivators and corepressors on two specific genes (16
, 17)
. Furthermore, the levels of p21CIP1
expression were not altered by the addition of
TGF-ß1 and its antibody in HCC-M cells.
Therefore, it is possible that loss of the responsiveness of
p21CIP1 to TGF-ß1 is
also an important step for HCC development.

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Fig. 10. Autocrine stimulatory mechanism by TGF-ß in Human HCC.
Human HCC cells produce TGF-ß and activate their TGF-ß receptors in
an autocrine fashion. The TGF-ß receptors can constantly
phosphorylate Smad 2 under low levels of antagonistic Smads, and the
activated Smad 2 protein is localized in the nucleus, even without
exogenous TGF-ß in HCC-M and HCC-T. Furthermore, it accelerates cell
growth partly because the activated Smads complex inhibits the
transcription of p15INK4B. The cellular
response may be determined by combinations of DNA-binding partners.
Thus, specific inhibitors may interfere with the binding of the
activated Smads complex to their responsible elements in the
p15INK4B gene.
|
|
TGF-ß negatively regulates hepatocyte proliferation. By contrast,
several reports indicate that elevated levels of TGF-ß mRNA and
protein in HCC tissues are associated with cancer progression
(14)
. Although most cancer cells secrete large quantities
of latent TGF-ß, both HCC-M and HCC-T cells secreted biologically
active TGF-ß1 into conditioned media, which
inhibited the growth of primary rat hepatocytes. This growth inhibition
was blocked by anti-TGFß antibody, whereas nonimmune rabbit IgG had
no effect (data not shown). The discrepancy between the high level of
TGF-ß expression and the negative growth response to TGF-ß leads to
the possibility that alteration of the TGF-ß signaling pathway may be
involved in malignant progression of this human cancer. Concerning this
mechanism, numerous reports have described the loss of the
responsiveness to TGF-ß in human tumor-derived cell lines. Disruption
of TGF-ß signaling could therefore be an important cause of cancer.
Moreover, several mutations of signaling molecules, including TGF-ß
family members, their receptors, or Smad genes, have been
reported as direct evidence for disrupted TGF-ß signaling in many
cancers, such as colon and pancreatic cancer (31
, 32)
. We
therefore sought the mutations that cause the inactivation of TGF-ß
signal transduction in 10 human HCC tissues and seven cultured cell
lines. However, no mutations in the genes could be found among them.
This is almost consistent with the recent reports that the mutations
are distinctly uncommon in human HCC (33)
. In addition,
disruption of TGF-ß signaling was not observed in all cultured HCC
cells.
Our current results demonstrate the autocrine stimulatory mechanism by
TGF-ß in some HCC cells. However, the endogenous TGF-ß signal acts
on cell growth negatively in other HCC cells, such as HuH-7 cells,
because neutralization of TGF-ß in the medium or the blockage of the
signal transduction pathway by the induction of dominant-negative Smad
2/3 results in stimulation of cell
growth.4
Therefore, it will also be important to investigate regulatory
mechanisms for TGF-ß as an autocrine inhibitor.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Dr. S. W. Qian (National Cancer Institute, Bethesda,
MD), Dr. R. Derynck (University of California at San Francisco, San
Francisco, CA), Drs. K. Miyazono and M. Kawabata (The Cancer
Institute), Dr. P. ten Dijke (Ludwig Institute for Cancer
Research), Dr. J. Massagué (Memorial Sloan-Kettering
Cancer Center, New York, NY), and Dr. X-F. Wang (Duke
University, NC) for providing us with cDNAs of rat
TGF-ß1, human Smad 2, Smad 3, Smad 4, mouse
Smad 6, human TGF-ßRI, mouse Smad 7, and anti-Smad 2 serum, p3TP-Lux
vector, and p15P113-Luc vector, respectively, and surgeons of the First
Department of Surgery (Kansai Medical University, Japan) for
cooperation in this study. We also thank Dr. K. Miyazono for helpful
discussion.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by a grant-in-aid for scientific
research from the Ministry of Education, Science, Sports and Culture,
Japan. 
2 To whom requests for reprints should be
addressed, at Third Department of Internal Medicine, Kansai Medical
University, 10-15 Fumizonocho, Moriguchi, Osaka 570-8507, Japan. Phone:
81-6-6992-1001, extension 3221; Fax: 81-6-6996-4874; E-mail: matsuzak{at}takii.kmu.ac.jp 
3 The abbreviations used are: TGF, transforming
growth factor; TßRI, TGF-ß type I receptor; R-Smad,
receptor-regulated Smad; CDK, cyclin-dependent kinase; PAI-1,
plasminogen activator inhibitor type 1; HCC, hepatocellular carcinoma;
GAPDH, glyceraldehyde-3-phosphate dehydrogenase; WT, wild type; HA,
hemagglutinin. 
4 Unpublished observations. 
Received 7/16/99.
Accepted 12/20/99.
 |
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