[Cancer Research 60, 1921-1926, April 1, 2000]
© 2000 American Association for Cancer Research
The Human Antimouse Immunoglobulin Response and the Anti-idiotypic Network Have No Influence on Clinical Outcome in Patients with Minimal Residual Colorectal Cancer Treated with Monoclonal Antibody CO171A
Rudolf Gruber1,
Leonardus J. M. van Haarlem,
Sven O. Warnaar,
Elena Holz and
Gert Riethmüller
Institut für Immunologie der Ludwig-Maximilians-Universität München, 80336 Munich, Germany [R. G., G. R.]; University Hospital Leiden, 2300 RC Leiden, the Netherlands [L. J. M. v. H., S. O. W.]; and Amgen GmbH, 80992 Munich Germany [E. H.]
 |
ABSTRACT
|
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Murine monoclonal antibodies (mAbs), when administered to patients,
induce a human antimouse immunoglobulin immune response, especially
when multiple infusions are required to obtain therapeutic efficacy. In
a randomized Phase II clinical study, 83 patients with colorectal
carcinoma of stage Dukes C were treated with the murine IgG2a
mAb 171A (ab1) after curative surgery. The regimen consisted
of a single infusion of 500mg of 171A within 2 weeks after surgery,
followed by 100mg of mAbs four times every 4 weeks. Sera were taken
every 23 weeks and screened for human antimouse antibodies (HAMA).
HAMA were measured by a capture ELISA and an indirect antihuman
immunoglobulin ELISA for the analysis of IgG and IgM isotypes.
Anti-idiotypic antibodies (ab2) were detected by an inhibition ELISA,
and anti-anti-idiotypic antibodies (ab3), recognizing the original
antigen, were determined by flow cytometric analysis. About 20% of
patients failed to develop HAMA; in the other patients, antibody titers
were initially low after the first two infusions and reached their
maximum only after a fifth infusion at 1820 weeks after surgery. An
analysis that differentiated between patients who developed recurrences
and those who remained tumor-free did not show any difference in
antibody titers between the two groups, neither for total HAMA nor for
IgG, IgM, or ab2. The formation of ab3 was analyzed in eight patients
and proved to be negative in all of them. HAMA remained detectable up
to 2 years after the last treatment. In patients who experienced
adverse events associated with therapy, HAMA titers tended to rise
earlier; this difference, however, was not statistically significant.
Thus, neither a beneficial nor a detrimental effect of HAMA formation
could be determined for the clinical response to antibody therapy.
 |
INTRODUCTION
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Recently the interest in the therapeutic applications of
mAbs2
have been revived, particularly of those directed at tumor-associated
antigens. Although single infusions may be adequate for tumor
imaging applications, effective tumor therapy with mAbs will require
multiple infusions (1
, 2)
. Because these mAbs were until
now derived from murine or rat hybridomas, their immunogenicity in
patients is not surprising. Serological analysis of sera from patients
in clinical trials with mAbs have revealed the HAMA response that was
characterized as quantitative amounts of total HAMA and specifically
ab2 and ab3 (3, 4, 5, 6)
. An attempt to correlate HAMA
formation and therapeutic efficacy has yielded equivocal results thus
far. On the one hand, HAMA may neutralize the injected mAb
directly by immune complex formation, which could lead to rapid
clearance or to hypersensitivity reactions (7, 8, 9)
. On the
other hand, HAMA may also be associated with a positive clinical
outcome. Apart from direct cytotoxic mechanisms such as
antibody-dependent cellular cytotoxicity, complement-dependent tumor
cell lysis, and apoptosis induction, ab2 and ab3 have been postulated
according to the network hypothesis of Jerne to induce tumor cell
rejection (5
, 10, 11, 12)
. Evidence has been proposed for a
specific T-cell response to the mouse immunoglobulin that could be
correlated to the induction of the anti-idiotypic cascade (ab1
ab2
ab3; Refs. 13, 14, 15
). These later results have even
stimulated vaccination trials in which ab2, either monoclonal or
polyclonalproduced against the internal image of a therapeutic
mAbwere used to raise ab3 antibodies against the tumor antigen. In
experimental tumor systems, ab2 have been shown to induce
antigen-specific humoral and cellular immune responses that result in
the suppression of tumor growth. Clinical trials with polyclonal
antibodies and mAbs (ab2), mimicking the
colorectal-carcinoma-associated antigen 171A, have been carried out
that also report an increased survival of patients (16
, 17)
. Most of these trials have been carried out on only a few
patients who had terminal tumor disease and who were immunosuppressed
by the tumor burden or by chemo- and radiotherapy. Moreover, the
patient populations in these reports were rather heterogeneous, and the
response pattern to mAb therapy has been barely subjected to a rigorous
statistical analysis. Therefore, we here present data of total HAMA,
ab2, and ab3 from patients with resected Dukes C colorectal carcinoma
randomized to a prospective adjuvant antibody therapy trial (18
, 19)
.
 |
PATIENTS AND METHODS
|
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Patients.
All of the sera analyzed in this study had been taken from patients
participating in a prospective randomized multicenter clinical trial
with mAb 171A. Informed consent was obtained from each subject. One
hundred eighty-nine patients with colorectal carcinoma stage Dukes C
were entered into the trial. After surgery, the patients were
randomized to a control arm, i.e., observation only, and to
a treatment group. The treatment group received 500 mg of mAb 171A
within 2 weeks of surgery followed by four subsequent monthly infusions
of 100 mg of the antibody. According to the most recent follow-up of 7
years, therapy with the antibody was found to decrease the overall
death rate by 32% and reduced the recurrence rate by 23%. Details of
the treatment protocol, patient characteristics, response criteria, and
responses have been published previously (19)
. From each
patient, 17 serum samples (1 pretreatment sample and 16 samples
obtained during and after the mAb treatment) were intended to be
analyzed for the occurrence of HAMA. This report includes 60 patients
with more than three serum samples available for HAMA testing,
one patient with three serum samples available, and five patients with
one serum sample. From 12 treated patients, no sera were available. All
of the sera were tested for the presence of total HAMA, but only the 60
patients with more than three serum samples were included in the
statistical analysis, and, because of the clinical outcome, the
patients were allocated into the two groups "tumor-free" and
"recurrence." Furthermore, 25 sera from 5 patients in the control
group and 25 healthy controls were also tested for the occurrence of
HAMA. All of the sera were stored at -20°C until use. For the
analysis of ab2, 110 sera from 23 patients and, for the analysis of
ab3, 64 sera from 8 patients were tested.
mAbs.
Mouse mAb 171A (IgG2a), raised against the tumor-associated antigen
CO171A/GA733/Ep-CAM, was used both for treatment of patients and
in vitro tests. Ep-CAM is a
Mr 37,00040,000 surface
glycoprotein that is expressed on malignant and normal epithelial cells
and is probably involved in homotypic intercellular adhesion and
adhesion to extracellular matrix (20)
.
Human Antibodies against mAb 171A.
Two different ELISA systems were applied for the detection of total
HAMA. In the first assay, mAb 171A diluted in carbonate buffer (pH
9.6) at a concentration of 10 µg/ml was coated in 100 µl at 4°C
overnight onto flat-bottomed microtiter ELISA plates (Greiner,
Nürtingen, Germany). After washing and blocking with PBS/2% MP
plates were incubated for 2 h with serum samples diluted 1:3 and
1:9 in PBS/2% MP. Bound HAMA were detected by the binding of
biotinylated 171A diluted at 5 µg/ml in PBS/2% MP followed by
incubation with an avidin-peroxidase conjugate, diluted 1:2500 in
PBS/2% MP (Dako Corp., Hamburg, Germany). After extensive washing,
ABTS [2,2-azino-bis-(3-ethylbenzothiazoline-6-sulfonic acid)]
(Roche, Mannheim, Germany) was added as substrate, and the extinction
was measured in an ELISA-reader (SLT-Labinstruments, Nürtingen,
Germany) at 405 nm. A standard curve was established and run in each
ELISA-plate. The standard consisted of rabbit antimouse immunoglobulin
(Dako Corp.) serially diluted from 1:100 to 1:3200. The
antimouse-immunoglobulin content of this standard was 400 µg/ml;
therefore, corresponding concentrations of the standard curve were 4
µg/ml to 62.5 ng/ml. Absorbance (A) values
of samples below the A of the 1:3200 dilution of the
standard were considered as negative. The HAMA concentrations of the
samples were quantified according to the estimated rabbit antimouse
activity of the standard curve. A commercially distributed HAMA-ELISA
(Medac, Hamburg, Germany) was used for validation and comparison of
this HAMA-ELISA. The test principle of that ELISA was identical, with
the exception of using mouse immunoglobulin and biotinylated mouse
immunoglobulin instead of mAb 171A and 171A-bio, respectively. The
assay was done according to the manufacturers instructions. A second
ELISA assay was used to measure IgG and IgM HAMA, respectively. mAb
171A was coated on microtiter plates at 200 µg/ml diluted in PBS
(pH 7.0) and was incubated overnight at 4°C. After washing and
blocking the wells with PBS/1%BSA, serial 1:2 dilutions of
patients sera starting at 1:50 were incubated for 2 h at 37°C.
After washing, bound human immunoglobulin was detected either by a goat
antihuman IgG or IgM antiserum conjugated to alkaline phosphates. A
chromogen solution was added and measured on an ELISA reader. The
reciprocal dilution of the serum that yields an absorbance
reading of 1.0 in the assay is referred to as the HAMA titer.
Detection of ab2.
The ab2 were detected in an inhibition ELISA. The ELISA plates were
coated with goat-anti-171A ab2 (kindly provided by D. Herlyn, Wistar
Institute, Philadelphia, PA), and the patients sera were serially
diluted and coincubated with mAb 171A. Thus, the inhibition of 171A
antibody binding to the goat-anti-idiotype antibody because of ab2 in
the patients sera was measured. The bound 171A antibody was
detected by antimouse-immunoglobulin antibodies (Dako Corp.) conjugated
to peroxidase. After extensive washing, ABTS was added as
substrate and the extinction was measured in an ELISA reader at 405 nm.
ab3.
In eight patients, human anti-171A antibodies (ab3) were measured by
flow cytometric analysis. 171A-positive tumor cells [50,000
(Kato, ATCC)] were incubated at 4°C for 30 min with patients sera,
diluted 1:10 in PBS/2%MP or with mAb 171A at serial dilutions from
10 µg/ml to 10ng/ml. After washing, bound immunoglobulin was detected
by rabbit antihuman immunoglobulin FITC or rabbit antimouse
immunoglobulin FITC (Dako Corp., Hamburg, Germany), respectively, and
was analyzed on a flow cytometer (FACScan, Becton Dickinson,
Heidelberg, Germany). The mean fluorescence channel was calculated for
the sera and the standard curve by histogram analysis. The specificity
of ab3 binding to the 171A molecule was evaluated by inhibition
experiments. Positive sera were serially diluted from 1:10 to 1:320 and
incubated with Kato cells. After washing, mAb 171A (10µg/ml) was
incubated with the cells and detected with
rabbit-antimouse-FITC.
Statistical Analysis.
The correlations of the different HAMA assays were analyzed using
Spearman rank order correlations. The differences of HAMA titer between
the tumor-free and the relapse group and the patients with and without
adverse events were calculated using the two-sided Student t
test with the statistical program STATISTCA/Mac (StatSoft Inc., Tulsa,
OK).
 |
RESULTS
|
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Comparing Total HAMA, IgG HAMA, and IgM HAMA.
We used two very different ELISA assays for the quantification of total
HAMA and the classification of HAMA isotypes. The ELISA for total HAMA
is based on the capture of biotin-conjugated 171A mAb by
antiglobulins in the patients serum. Therefore, this assay cannot
distinguish between different HAMA isotypes, because the bridge between
the coated 171A and the biotinylated 171A can be made by all of the
isotypes and also by soluble antigen. As for the 171A antigen, it is
known that it is not soluble and is never found in the circulation. The
rabbit antimouse immunoglobulin, used for establishing the standard
curve, had a specific antimouse immunoglobulin content of 400 µg/ml.
A values at dilution up to 1:3200 of this antiserum were
clearly above the background and, thus, were used as sensitivity cutoff
of this assay (62.5 ng/ml). In this assay, 12 patients (20%) of the 60
were negative for HAMA during the whole course of therapy, 7 patients
developed a maximum of 250 ng/ml, and 2 patients had more than 6000
ng/ml HAMA. The remaining 39 patients developed HAMA between 250 and
6000 ng/ml (Fig. 1
). All of the pretreatment sera of these patients, the 25 sera of the
control group, and the 25 sera of healthy controls were negative for
HAMA. For the detection of the HAMA isotypes, we used an indirect
antihuman immunoglobulin detection system. As expected for an immune
response to foreign protein, the IgM titers rose earlier than the IgG
titers with a peak at weeks 49 after the first mAb infusion for IgM
and at weeks 1517 for IgG, respectively (Fig. 2
and 3
). A quantification in absolute HAMA concentrations per ml of serum was
not done for this assay. The relative antimouse activity of the sera
was expressed as inverse values of the last dilutions yielding an
A of 1.0 (see "Materials and Methods"). For IgG, titers
less than 1:50 were regarded as negative. Here, 6 of the 60 patients
had low pretreatment titers (<100). Six of the patients were negative
during the whole course of therapy, and nine patients developed very
low HAMA titers (<200). Seven patients showed very high titers
(>20,000). As known for other immune responses, for IgM maximal titers
remained relatively low. Titers less than 1:10 were regarded as
negative. Twenty-five patients showed low pretreatment antimouse
immunoglobulin activity. Eleven patients remained negative during the
whole course of the therapy. A comparison of the peak HAMA titers of
all of the patients was done. Despite the essential difference of the
ELISA systems, a reasonable correlation was found between the capture
ELISA and the indirect IgG ELISA (r, 0.69;
P < 0.0001). However, three patients were
negative or reached very low titers (<100) in the IgG ELISA but showed
medium or high titers in the capture ELISA (>500ng/ml), and 8 patients
reached titers of >100 in the IgG ELISA but were only low-positive
(<250ng/ml) or negative in the capture ELISA.
ab2 Titers.
An inhibition assay that detects ab2 from the ability to block the
binding of the therapeutic mouse mAb 171A to a goat anti-idiotypic
antiserum was used. We could detect blocking antibodies in 18 of
23 tested patients with titers up to four times that of the
pretreatment value. The blocking antibodies increased slowly up to week
12 after surgery and remained elevated during the whole observation
time. The absolute amounts of ab2 remained relatively low with a
maximum of 5 µg/ml in one patient (Fig. 4
).
ab3.
The induction of ab3 was tested by flow cytometric analysis with
171A-positive tumor cells. The specificity of binding to the 171A
molecule could be shown by the inhibition of mAb 171A binding by
positive sera diluted up to 1:80. Sixty-four sera from 8 patients were
tested. Three patients had no detectable binding of human
immunoglobulin to 171A-positive Kato cells, three patients had
detectable reactivity (mean channel, >150), and two patients showed a
strong reactivity (mean channel, >300). But in those latter patients,
this reactivity was detectable before administration of the first mAb
infusion in each patient, and no significant change in human
anti-171A titers during therapy could be seen, which indicated that
the binding detected was not specific for any ab3 (Fig. 5
).

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Fig. 5. ab3. Sixty-four sera from eight patients were tested for
the binding of human immunoglobulin to 171A-positive Kato cells.
Three patients had no detectable binding, three patients had detectable
reactivity (mean channel, >150), and two patients showed a strong
reactivity (mean channel, >300). In the latter groups, this reactivity
was detectable before the administration of the first mAb infusion, and
no significant change in ab3 titers during therapy could be seen.
Study centers in which the patients were treated:
Han, Hannover; HH, Hamburg;
Koe, Cologne; Mue, Munich.
|
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HAMA Titer and Outcome of Therapy with 171A mAb.
A summary of patients treated with mAb 171A including the total
dosage, adverse events during the mAb therapy, and the time
point of relapse is shown (Table 1)
. A detailed description of the study and the clinical data are
published elsewhere (18)
. After the first 2 infusions,
antibody titers were low and reached their maximum only after a fifth
infusion, 1820 weeks after surgery. 80% of treated patients
developed a HAMA response after the second or third infusion. An
analysis that differentiated between patients developing recurrences
and those remaining tumor-free did not show a significant difference in
antibody titers between the two groups. According to the total HAMA
ELISA, 7 (23%) of the 30 analyzed tumor-free patients and 5 (17%) of
patients with tumor relapse did not develop HAMA at all. Also for IgG
HAMA, IgM HAMA, and ab2, no statistically significant difference
between the two groups could be found (Fig. 1
2
3
). There was a tendency
that HAMA titers occurred earlier in the patients with adverse events,
but these differences were not significant (Fig. 6
). There was also no association of HAMA titers with relapse time after
surgery or localization of relapse, i.e., local
versus distant metastasis (data not shown).
 |
DISCUSSION
|
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mAbs offer abundant potential benefits to diagnosis and therapy of
many conditions. However, with widespread use, comes greater concern
regarding possible side effects and complications. The potential
immunogenicity of murine mAbs, the type most commonly available, is of
great concern. Regarding the prevalence of human antimurine
immunoglobulin in the general population and the mechanism by which
such antibodies are elicited, littleand often discrepantdata have
been published. There is also no agreement for the optimal methods for
assays of antimouse antibody response, and no data on the differences
between antibodies detected in one or another assay procedure or on the
predictive value of assays for the detection of HAMA are available. A
question in this latter realm concerns the use of HAMA as a predictor
of allergic responses or other adverse events of the mAb therapy.
Furthermore, are strategies that aim at diminishing HAMA really
necessary and effective clinically, or may HAMA, at least in some
cases, even augment the desired effects (21)
?
In this study, we used two different principles for the detection of
HAMA. The ELISA for total HAMA is based on the capture of
biotin-conjugated mAb 171A by antimurine antiglobulins in the
patients serum. This assay has some advantages over the indirect
antihuman immunoglobulin detection system, particularly in that there
is no potential for nonspecific cross-reactions between the patients
serum and the detection reagent, or between the mAb bound to plastic
and the antiglobulin. Moreover, backgrounds due to low-affinity
rheumatoid factors are avoided because these would be unlikely to be
captured effectively. There is an advantage in the quantification of
the HAMA titer because hyperimmune serum from other than human species
can be used in the same assay. However, this assay cannot
distinguish between different HAMA isotypes, inasmuch as the bridge
between the coated 171A and the biotinylated 171A can be made by
all of the isotypes as well as by soluble antigen (22
, 23)
. As for the 171A antigen, it is known that it is not
soluble and is never found in the circulation (24)
. For
the detection of the IgM and IgG immune response, we used the indirect
antihuman immunoglobulin detection system. Therefore, we can compare
the HAMA results of these two different assay principles for 579 sera
from 60 patients. There is a reasonable correlation between the total
HAMA detected in the capture ELISA and the IgG values measured in the
indirect antihuman immunoglobulin detection system. We conclude that
the results of these two systems are comparable. However, three
patients were negative or had very low titers in the IgG ELISA but
showed medium or high titers in the capture ELISA, and five patients
had medium-to-high titers in the IgG ELISA but were only low-positive
or negative in the capture ELISA. Furthermore, one has to be careful
about unspecific binding with the indirect antihuman immunoglobulin
detection system as discussed in the literature (23)
and
shown in this study in the validation phase. Using acidic
conditions for the coating of the mouse mAb hydrophobic sites on the
antibody molecule that might become exposed can present antigenic sites
that cross-react, for example, with IgG-type rheumatoid factor
molecules. This may be responsible for the binding of many preimmune
sera and false-positive HAMA reactions. Taken together, both of the
HAMA ELISAs are very sensitive, and each is specific for the detection
of an antimouse immunoglobulin response. Another possible way
to overcome those methodological problems in the quantification of HAMA
is the use of affinity chromatography (25)
.
Our data demonstrate that the immune response of cancer patients
treated with mouse mAbs is very heterogeneous, i.e., 20% of
patients showed no detectable HAMA response at all, an additional 10%
showed only very low titers of antibodies, and about 10% showed very
high HAMA titers. The majority (60%) of patients showed medium levels
of an antimouse immunoglobulin immune response, which were insufficient
to neutralize the repeated doses of 100 mg of 171A. This is in
agreement with previous therapeutic trials with mouse mAb against the
171A antigen in which the HAMA response is also quite heterogeneous,
and 746% of the patients do not develop HAMA at all
(26, 27, 28, 29, 30, 31)
. The initial antibody dose (500 mg) was chosen
because patients receiving 500 mg or more on the first infusion develop
an antibody response less frequently than patients receiving smaller
doses, as shown by previous studies (32)
. Multiple
injections of antibody were scheduled in the study design; therefore, a
scheme of antibody administration that allowed tolerance induction
seemed logical. For antimurine IgM antibodies, the highest titers were
found only after the second or third injection, and titers remained
relatively low. Because the IgM response usually takes place within the
first 2 weeks after the first antigen contact, the patients in this
study responded slowly to the 171A administered. HAMA IgG titers rose
slowly too and reached only moderate maximal levels. These data confirm
former studies of tolerance induction for mouse mAb infusions with high
protein concentrations and support the use of this therapeutic scheme
for additional studies (32)
.
There is great concern about the potential induction of adverse events
by HAMA. The inhibition of binding of the therapeutic mAb and blocking
its effects, the immune complex formation with enhanced clearance of
mAb from the circulation, and allergic reactions have all been
described in the literature (7, 8, 9)
. But, despite the
presence of HAMA, experience has shown that the vast majority of
HAMA-positive patients have no symptoms on additional mAb infusions
(22)
. In our study, adverse events were reported in 25 of
the 60 patients analyzed for HAMA (33)
. Comparing the HAMA
response from these 25 patients versus the 35 patients
without adverse events, there was a tendency of HAMA titers to occur
earlier in the first group, but this difference was not significant.
On the other hand, there is great interest in the mechanisms of a
potential positive effect of HAMA. Unconjugated mAbs inhibit growth of
malignant tumor both in animal models (34)
and in patients
(35)
. In addition to direct antitumor effector functions
like antibody-dependent cell cytotoxicity complement-dependent
cytolysis, and apoptosis (36
, 37)
, the induction of an
idiotypic network response has also been proposed to mediate tumor-cell
killing, as an indirect effector mechanism (17
, 38)
. ab2 and ab3 have been shown to be induced by mAb treatment
in cancer patients and have been suggested to be of benefit for the
patients (11
, 39 , 40)
. Most of these studies were not
controlled, and the case numbers were low. Here, we could compare HAMA
from 60 patients in a controlled randomized mAb therapy trial. For
statistical analysis, the patients were differentiated into those
developing recurrences and those remaining tumor-free. The
determination day for the grouping was the 7-year median follow-up
date. At that time point, 28 patients were tumor-free, and 32 patients
had had a local or distant relapse between 3 and 92 months after
surgery. At no time point of our HAMA measurements was there any
significant difference in the HAMA titers between the two groups in
either assay (capture ELISA, IgG, IgM). Moreover, in the subgroup of
patients analyzed for the ab2 immune response (10 patients in
the tumor-free group, 13 patients in the relapse group), at no time
point was there a significant difference for the ab2 titers. As already
mentioned, we were not able to detect an induction of ab3. From eight
patients tested for the presents of ab3, two had high
"ab3-activity" and three had detectable and three had undetectable
human anti-EpCAM/171A antibodies. However, those who were positive
were already positive before treatment, which is probably due to thee
formation of autoantibodies against 171A in these tumor patients, a
phenomenon also described in other studies (41)
.
The immune response of tumor patients to mouse mAbs is highly
heterogeneous. In this study, this heterogeneity correlates neither
with the response to therapy nor with adverse events. In conclusion, in
our patients, there were no significant positive or negative effects of
HAMA.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 To whom requests for reprints should be
addressed, at Institut für Immunologie der
Ludwig-Maximilians-Universität, Goethestrasse 31, 80336 Munich,
Germany. Phone: 89-5160-7678; Fax: 89-5160-4908; E-mail: Rudolf.Gruber{at}pk-i.med.uni-muenchen.de 
2 The abbreviations used are: mAb,
monoclonal antibody; HAMA, human antimouse antibody/antibodies; ab2,
anti-idiotypic HAMA; ab3, anti-anti-idiotypic HAMA; MP, nonfatty dry
milk powder. 
Received 9/10/99.
Accepted 2/ 3/00.
 |
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