
[Cancer Research 61, 197-205, January 1, 2001]
© 2001 American Association for Cancer Research
A Retrogen Strategy for Presentation of an Intracellular Tumor Antigen as an Exogenous Antigen by Dendritic Cells Induces Potent Antitumor T Helper and CTL Responses1
Zhaoyang You,
Jenny Hester,
Lisa Rollins,
Giulio C. Spagnoli,
Pierre van der Bruggen and
Si-Yi Chen2
Center for Cell and Gene Therapy [Z. Y., J. H., L. R., S-Y. C.], Department of Molecular and Human Genetics [Z. Y., J. H., L. R., S-Y. C.], Baylor College of Medicine, Houston, Texas 77030; Department of Surgery and Research, University of Basel, Basel, Switzerland [G. C. S.]; and Ludwig Institute for Cancer Research, B1200 Brussels, Belgium [P. v. d. B.]
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ABSTRACT
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Induction of an effective antitumor response requires CD4+ helper T (Th)
cells to recognize antigens on the same dendritic cells (DCs) that
cross-present CTL antigens. Such cross-presentation is difficult to
achieve by current tumor vaccine strategies. Here, we develop a novel
"Retrogen" strategy for DCs to efficiently cross-present an
intracellular tumor antigen, MAGE-3, to both MHC class I and MHC class
II in a cognate manner. Specifically, the MAGE-3
gene was linked to a leader sequence at its NH2
terminus for secretion and to a cell-binding domain at its COOH
terminus for receptor-mediated internalization. DCs transduced with the
modified MAGE-3 gene produced and secreted MAGE-3
proteins, which were efficiently taken up by DCs via receptor-mediated
internalization and presented as exogenous antigens to class I and
class II molecules. Immunization of mice with the transduced DCs
expressing the MAGE-3 fusion protein, termed "Retrogen" for its
retrograde transport/internalization after secretion, efficiently
induced all arms of the adaptive antitumor immune responses. Thus, this
retrogen strategy of using a unifying mechanism for DCs to
cross-present an intracellular tumor antigen in a cognate manner could
be generally used to improve the efficacy of tumor vaccines and
immunotherapies.
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INTRODUCTION
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A critical contribution by tumor-specific CD4+
Th3
cells in the development of an effective antitumor response has been
clearly demonstrated in murine tumor models (1, 2, 3)
. Such
cells exert helper activity for the induction and maintenance of CD8+
CTLs. They also have an effector function against tumors via macrophage
activation, cytokine production, or direct killing of MHC class
II-positive tumors (3, 4, 5, 6, 7, 8)
. Dissection of cellular
interactions reveals that Th cells must recognize antigens on the same
APCs that cross-present the CTL epitopes in a cognate manner,
indicating the requirement for epitope linkage between Th epitopes and
CTL epitopes for induction of potent antitumor immune responses
(9, 10, 11, 12)
.
For activation of CD4+ Th responses, exogenous antigens are taken up by
APCs and processed in the endosomal pathway, where the antigenic
peptides are associated with MHC class II. Endogenous cytosolic and
nuclear proteins, such as MAGE-3, usually cannot be processed and
presented to class II for induction of CD4+ Th responses, although
some endogenous proteins containing a targeting sequence can enter
the endogenous class II processing pathway (13
, 14)
. The
intracellular MAGE-3 tumor antigen is specifically expressed in many
tumors, including melanomas, non-small cell lung carcinomas, head and
neck squamous cell carcinomas, and hepatocellular carcinoma
(15)
. At least five antigenic peptides presented by class
I (16
, 17)
and four peptides by class II (18
, 19)
have been identified in the MAGE-3 protein. Clinical trials
with synthetic peptides or peptide-pulsed DCs demonstrated that immune
responses to MAGE-3 can be induced, and modest antitumor effects can be
transiently achieved, in some melanoma patients (20, 21, 22)
.
Inclusion of nonspecific immunogenic helper proteins in peptide-pulsed
DCs enhanced antitumor activity, probably by recruiting and activating
Th cells to sites where CTLs are primed (21)
. These
studies indicate that the efficacy of current tumor vaccines could be
further improved by optimizing tumor antigen presentation.
In this study, we developed a novel retrogen strategy to induce potent
CD4+ Th and CD8+ CTL responses by genetically modifying DCs to present
an intracellular tumor antigen to both class I and class II in a
cognate manner. Specifically, an intracellular tumor antigen gene is
linked to a leader sequence at its NH2 terminus
for secretion and to a cell-binding domain at its COOH terminus for
receptor-mediated internalization. The modified gene is then transduced
into DCs to produce and secrete the fusion proteins (retrogens), which
can be taken up by DCs via receptor-mediated internalization, processed
in the endosomal pathway, and presented as exogenous antigens by class
II to activate CD4+ Th cells. More importantly, the internalized
exogenous antigens can be directly presented by the same DCs to class I
(cross-priming) for activation of CTLs (12
, 23, 24, 25, 26, 27)
.
Antigen presentation by DCs through receptor-mediated internalization
can be enhanced up to 10,000-fold over fluid-phase antigen pinocytosis
(28, 29, 30, 31)
. Thus, the secretion of an intracellular tumor
antigen and subsequent receptor-mediated internalization by DCs can
exploit the endosomal class II pathway and cross-priming pathway to
cross-present the antigen to both class I and class II in a cognate
manner. The results of this study demonstrate that the model
intracellular tumor antigen, MAGE-3, can be genetically modified and
efficiently presented by the same transduced DCs to both Th cells and
CTLs, acting as an intermediary for the delivery of helper activity to
CTLs, which leads to the induction of potent antitumor immune responses
in mice.
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MATERIALS AND METHODS
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Mice and Cell Lines.
Female C57BL/6 or BALB/c mice, 46 weeks of age, were purchased from
Harlan. All mice were maintained in the animal facility of Baylor
College of Medicine, and this animal study was approved by the
Institutional Animal Care and Use Committee. The tumor cell line EL4
(C57BL/6, H-2b thymoma; American Type Culture Collection) was
transfected with the plasmid pcDNA3.1-MAGE-3 using Lipofectin (Life
Technologies, Inc.) and then selected in the presence of 1 mg/ml Zeocin
(Invitrogen). The Zeocin-resistant clones were subcloned and then
screened for MAGE-3 expression by immunoprecipitation and PCR. The
positive EL4-MAGE-3 cells were maintained at 37°C in 5%
CO2 in DMEM containing 10% heat-inactivated
horse serum and 1 mg/ml Zeocin. The EL4-HBcAg cell line expressing
HBcAg was established after transfection with an HBcAg expression
vector (pRc/CMV) and G418 selection. H293 and PA317 cell lines were
obtained from American Type Culture Collection.
Vector Construction.
A plasmid encoding the full-length MAGE-3 gene
(32)
was used as a template to amplify the MAGE-3 DNA with
a pair of primers: 5'-primer (A),
5'-ACGCGTCGACATGCCTCTTGAGCAGAGGAGTCAG-3', corresponding to the
nucleotide sequence 124 of the MAGE-3 gene with an
additional SalI restriction site; and 3'-primer (B),
5'-CCGCTCGAGTCACTCTTCCCCCTCTCTCAAAAC-3', corresponding to the
nucleotide sequence 921945 of the MAGE-3 with a
XhoI site. The addition of the signal leader sequence
derived from the human RANTES gene (33)
was
generated by PCR amplification with a pair of primers: 5'-primer (C),
5'-ACGCGTCGACATGAAGGTCTCCGCGGCAGCCCTCGCTGTCATCCTCATTGCTACTGCCCTCTGCGCTCCTGCATCTGCCATGCCTCTTGAGCAGAGGAGTCAG-3',
corresponding to the RANTES leader sequence (33)
and to
the nucleotide sequence 124 of the MAGE-3 gene with a
SalI site; and 3'-primer (B). The signal-MAGE-3 fragment
(s-MAGE-3) without the stop codon was generated by PCR with 5'-primer
(C) and 3'-primer (D), 5'-ATAAGAATGCGGCCGCTCTCTTCCCCCTCTCTCAAAAC-3',
corresponding to the nucleotide sequence 921942 of the
MAGE-3 with a NotI site. The human IgG1 cDNA Fc
fragment was generated by PCR amplification with the plasmid pEE6/CLL-1
containing human IgG1a heavy chain cDNA (34)
as a
template. The pair of primers for the PCR reaction is: 5'-primer (E),
5'-ATAAGCGGCCGCTAAAACTCACACATGCCCA-3', corresponding to the nucleotide
sequence 785802 of the heavy chain with an additional NotI
site; and 3'-primer (F), 5'-CCGCTCGAGTCATTTACCCGGAGACAGGGAGAG-3',
corresponding to the nucleotide sequence 14471468 of the heavy chain
with a XhoI site. A murine retroviral vector, pFB-Neo
(Stratagene), was used for this study. The retroviral vector
s-MAGE-3-Fc was constructed by a three-piece ligation of the s-MAGE-3
fragment without the stop codon, Fc, and
SalI/XhoI-cut pFB-Neo. The retroviral vector
s-MAGE-3 or MAGE-3 was constructed by inserting the s-MAGE-3 or
MAGE-3 gene into SalI/XhoI-cut
pFB-Neo, respectively. To construct the IgG Fc expression vector, the
human IgG Fc cDNA fragment was linked with an immunoglobulin heavy
chain (VH) signal leader sequence by two PCR reactions. In the first
PCR reaction, the IgG Fc cDNA was used as a template for the
amplification with a pair of primers: 5'-primer,
5'-GCAGCTCCCAGATGGGTCCTGTCCAAAACTCACACATGCCCACCGTGCCCAGCAC-3',
corresponding to the nucleotide sequence 785815 of the heavy chain
and a partial VH leader sequence; and 3'-primer (F). The second PCR
using the product of the first PCR as a template was carried out with a
pair of primers: 5'-primer,
5'-ACGCGTCGACATGGGAACATCTGTGGTTCTTCCTTCTCCTGGTGGCAGCTCCCAGATGGGTCCTGTCC-3',
corresponding to the NH2-terminal nucleotide
sequence of the VH leader sequence with an additional SalI
site; and 3'-primer (F). The Fc cDNA with a leader sequence was then
cloned into the retroviral vector. The expression vector
pcDNA3.1-MAGE-3 was constructed by inserting the MAGE-3 into the
XhoI/XbaI-cut pcDNA3.1 (Invitrogen). Each
resultant vector was identified by restriction enzyme analysis
and confirmed by DNA sequencing.
Production of Retroviruses and Transduction of Bone
Marrow-derived DCs.
To produce retroviral vectors, packaging cells (PA317) were cultured in
100-mm culture dishes with DMEM containing 10% heat-inactivated FBS
(Life Technologies, Inc.) and transfected with 1015 µg of
retroviral vector plasmids prepared by using endotoxin-free Qiagen kits
by Lipofectin (Life Technologies, Inc.). After overnight incubation,
the medium was replaced with DMEM containing 5% FBS. Forty-eight h
later, the culture medium containing recombinant retroviruses was
harvested and filtered (0.22 µm), as described previously
(35)
. To generate DCs, BM cells were flushed from the
bones of mouse limbs, passed through a nylon mesh, and depleted of red
cells with ammonium chloride. After extensive washing with RPMI 1640,
the cells were incubated with rabbit complements (Calbiochem) and a
mixture of mAbs consisting of anti-CD4, anti-CD8, anti-CD45R/B220, and
anti-MHC-II (PharMingen and BioSource International) in RPMI 1640 at
37°C for 4060 min. After extensive washing with RPMI 1640, cells
(5 x 105 cells/ml) in RPMI 1640
supplemented with 6% FBS, 80 ng of mSCF/ml (R&D Systems), and 20 units
of mIL-6/ml (BioSource International) were plated in 12-well culture
plates (2.5 ml/well), incubated at 37°C, 5%
CO2 overnight, and then refed with fresh medium.
After 48-h incubation, the cells were spun down, resuspended in 1.5 ml
of the retrovirus supernatants, placed onto 24-well culture plates
coated with Retronectin (PanVera) at a concentration of 1020 ng/ml,
and incubated at 37°C, 5% CO2 for 34 h. The
supernatants were then replaced with 1.5 ml of RPMI 1640 supplemented
with 5% FBS, 10 ng of mSCF/ml, 60 ng of mGM-CSF/ml (BioSource
International), and 100 units of mIL-4/ml (R & D Systems) overnight.
The transduction procedure was repeated two to three times, and
30%
of BM cells were usually transduced by this procedure. After the final
transduction, the cells were washed and cultured in Opti-MEM (Life
Technologies, Inc.) containing mGM-CSF and mIL-4 for several
days to allow further DC differentiation. DCs were further enriched
with a 50% FCS-RPMI 1640 sedimentation procedure, as described
previously (36)
. The transduced DCs were used for further
studies.
Quantitative Western Blot Analysis.
Murine BM cells were transduced with various recombinant retroviral
vectors and differentiated into DCs in vitro as described
above. After 4 days of culture with mGM-CSF and mIL-4, 1 x 108 DCs transduced with each construct
and their culture media were harvested. The transduced DCs were then
lysed with a buffer [Boehringer Mannheim; 10 mM
Tris, 150 mM NaCl (pH 7.4), 1% TX-100 (Sigma),
0.5 mM phenylmethylsulfonyl fluoride, and
protease inhibitor cocktail tablets] on ice for 10 min. Cell lysates
and culture media were then precipitated with a rabbit polyclonal
antibody against MAGE-3, followed by incubation with Protein
A-Sepharose (Sigma). The precipitates were then resuspended in 20 µl
of loading buffer and subjected to Western blot analysis
(37)
. Briefly, protein samples (20 µl) were loaded onto
a 10% SDS-PAGE gel and transferred to a Hybond polyvinylidene
difluoride membrane (Amersham Pharmacia Biotech), which was blocked by
overnight incubation in PBS (pH 7.5) containing 5% nonfat dried milk
(Carnation) and 0.1% (v/v) Tween 20 (Fisher Scientific) at 4°C.
After washing with a buffer [PBS containing 0.1% (v/v) Tween 20],
the membrane was incubated with a mouse mAb against MAGE-3
(38)
diluted in a PBS buffer containing 2.5% nonfat milk
and 0.1% Tween 20 (1:400) at room temperature for 1 h. After
washing, the membrane was then incubated with a horseradish
peroxidase-labeled antimouse IgG (Amersham Pharmacia Biotech) in the
buffer (1:10,000) at room temperature for 1 h. After a final wash,
the membrane was visualized with an ECL-Plus chemiluminescent detection
kit (Amersham Pharmacia Biotech) and exposed on a Kodak film. Protein
band intensity of the Western blot on the film was determined and
analyzed by a PhosphorImager (Molecular Dynamics) with an Image-Quant
software 1.2 version.
Flow Cytometric Assay.
BM-derived DCs were preincubated with an anti-CD16/CD32 antibody
(2.4G2; PharMingen) for blocking Fc
receptors at 4°C for 3060
min. The DCs were then incubated with primary antibodies at 4°C for
30 min, followed by incubation with an antimouse or antirabbit IgG-FITC
conjugate. After extensive washing, the DCs were then analyzed by a
FACScan (Becton Dickinson) with CellQuest software.
Immunization and Isolation of CD4+ T Cells, CD8+ T Cells, and
DCs.
C57BL/6 mice received injections (i.v.) with 0.51 x 105 of the transduced DCs in 30 µl of PBS
containing 50,000 units of IL-2 (Chiron) per mouse. Four to six weeks
after immunization, mice were sacrificed, and peripheral blood,
spleens, and other organs were collected. CD4+ or CD8+ T cells were
isolated from spleen suspensions with CD4+ or CD8+ T-cell enrichment
columns (R & D Systems) and then cultured in RPMI 1640 supplemented
with 10% FBS for 2448 h before further analysis. Draining lymph
nodes from immunized mice were digested with a mixture of 0.1% DNase I
(fraction IX; Sigma) and 1 mg/ml collagenase (Roche Molecular
Biochemicals) at 37°C for 4060 min. DCs were positively isolated
from the cell suspensions of lymph nodes or spleens with anti-CD11c
(N418) Micro-Beads (Miltenyi Biotec Inc) for further study.
Cytokine Measurement.
CD4+ T cells from immunized mice were cocultured with DCs at a rate of
1000:1 (T cell:DC, 2 x 105:2 x 102) for various times. Supernatants of the
cocultures were harvested and subsequently assayed for cytokine
concentrations by ELISA (PharMingen) according to the manufacturers
instructions (PharMingen).
Cytotoxicity Assays.
The JAM test was used to measure cytotoxic activities
(39)
. Briefly, mice were sacrificed at different times
after immunization, and a single-cell suspension of splenocytes was
cultured in RPMI 1640 10% FBS. A total of 4 x 106 splenocytes was restimulated with 8 x 104
-irradiated (10,000 rads)
syngeneic EL4-MAGE-3 cells or EL4-HBcAg cells/2 ml in 24-well plates
(Costar) for 46 days in 5% CO2 at 37°C,
pooled, and then resuspended to 1 x 107 cells/ml. To label the target cells,
[3
H]thymidine was added into 5 x 105/ml EL4-MAGE-3 or EL4-HBcAg cells at a
final concentration of 2 µCi/ml. After 6 h incubation, the cells
were gently washed once with PBS and resuspended in the culture medium
(1 x 105 cells/ml). Different
numbers of effector cells were then cocultured with a constant number
of target cells (1 x 104/well) in
96-well round-bottomed plates (200 µl/well) for 4 h at 37°C,
after which the cells and their media were then aspirated onto fiber
glass filters (Filter Mate Harvester; Packard) that were then
extensively washed with water. After the filters were dried and placed
onto 96-well plates, 25 µl of MicroScint 20 (Packard) were added to
each well. The plates were then counted in a TopCount NXT Microplate
Scintillation and Luminescence Counter (Packard). In some experiments,
the restimulated effector cell populations were incubated with the
anti-CD4 or anti-CD8 antibodies (30 µl/well; PharMingen) for 3060
min to deplete CD4+ or CD8+ T cells before cytotoxicity assays. The
percentage of specific killing was defined as: [(Target cell DNA
retained in the absence of T cells (spontaneous) - Target cell DNA retained in the presence of T cells)/Spontaneous DNA
retained] x 100. The value of total
[3
H]thymidine incorporation is often similar to
the spontaneous retention.
Antibody Assay.
Anti-MAGE-3 antibodies in the sera of immunized mice were detected by
ELISA. Briefly, microtiter plates (Dynatech) coated with recombinant
MAGE-3 proteins (Ref. 38
; 50 ng each/well) were incubated
with serially diluted sera in a blocking buffer (KPL, Gaithersburg, MD)
at room temperature for 2 h. Bound antibody was detected after
incubation with a peroxidase-conjugated antibody against mouse IgG
(Sigma) diluted in the blocking buffer. A mAb against MAGE-3 was used
as a positive control (38)
, and normal mouse serum was
used as a negative control. The antibody titer was defined as the
highest dilution with an A450
greater than 0.2. The background
A450 of normal mouse serum was lower
than 0.1.
Tumor Challenge Studies.
C57BL/6 mice were immunized by i.v. injection with 1 x 105 transduced DCs on days 0 and 7 and then
intradermally challenged with 1 x 106 exponentially growing EL4-MAGE-3 or EL4-HBcAg
cells 1 week after the second immunization. Tumor sizes were measured
every 23 days, with tumor volumes calculated as follows: (longest
diameter) x (shortest diameter)2
(40)
.
Statistical Analyses.
All data are presented as means and SEs. ANOVA was used to determine
the levels of differences between groups. Different groups were
compared by the Student-Newman-Keuls test with SigmaStat 2.03 software
(SPSS, Inc.). Ps were considered significant at 0.05.
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RESULTS
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Construction of Secretory MAGE-3-Fc Fusion Proteins.
MAGE-3 is a cytosolic and nuclear protein lacking a targeting sequence
for the endogenous class II presentation pathway (18
, 38) ,
which makes its presentation on class II unlikely or difficult. Because
there is no mouse homologue, a human MAGE-3 gene
(32)
was linked to a leader sequence derived from a human
chemokine RANTES gene (33)
to allow the
secretion of MAGE-3. DCs, the most potent APCs, express IgG FcRs
(Fc
Rs), which mediate a privileged antigen internalization route for
efficient MHC class II-restricted as well as class I-restricted antigen
(12
, 23
, 24
, 26
, 27)
. Hence, a Fc fragment cDNA derived
from a human IgG1 that can efficiently bind to FcRs on murine DCs
(41)
was fused in-frame with the modified
MAGE-3 gene to mediate MAGE-3 internalization by DCs (Fig. 1A)
. The secretory MAGE-3 fusion gene (s-MAGE-3-Fc)
was then cloned into a murine retroviral vector pFB-Neo (Stratagene;
Fig. 1A
). Several control retroviral vectors expressing a
native, intracellular MAGE-3, secretory s-MAGE-3, or secretory Fc
fragment were also constructed (Fig. 1A)
.

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Fig. 1. Construction and expression of s-MAGE-3-Fc fusion
proteins. A, schematic representation of recombinant
retroviral vectors. The s-MAGE-3-Fc fusion gene was cloned into a
retroviral pFB-Neo vector. The control MAGE-3
(cytosolic) gene, s-MAGE-3 (secretory) gene, or Fc cDNA
fragment (secretory) was also cloned into the retroviral vector.
S, the signal sequence; IRES, internal
ribosome entry site sequence. B, expression of different
constructs in DCs. Murine BM cells were transduced by recombinant
retroviruses containing s-MAGE-3-Fc, s-MAGE-3, MAGE-3, or vector
control and differentiated into DCs in the presence of mGM-CSF and
mIL-4 for 4 days. BM-derived DCs (1 x 108)
transduced with each construct and their culture media were harvested.
Cell lysates (C) and culture media (M)
were precipitated with a rabbit polyclonal antibody against MAGE-3,
followed by incubation with protein A-Sepharose (Sigma).
a, 20 µl of each precipitate were heat denatured and
then used for Western blot analysis stained with the mouse anti-MAGE-3
and an antimouse IgG horseradish peroxidase conjugate. Western blots
were visualized by chemiluminescent detection (ECL-Plus; Amersham).
b, protein band intensity of the Western blot was
determined and analyzed by a PhosphorImager (Molecular Dynamics) with
an Image-Quant software. C, flow cytometric analysis of
transduced DCs. BM-derived DCs transduced with each construct were
stained for MHC-II (M5/114.15.2), CD40 (HM40-3), and CD86/B7.2 (GL1;
PharMingen) on day 6 of DC culture and analyzed by FACScan.
Nontransduced BM-derived DCs on day 5 of DC culture were incubated in
the presence of LPS (0.5 µg/ml; Sigma) for 24 h and then
subjected to flow cytometric assay. Data were prepared with Cellquest
software (Tristar). The transduced DCs were directly stained with a
second antibody conjugate as a negative control. s-MAGE-3-Fc-DCs and
LPS-treated DCs showed increased surface levels of all three molecules,
characteristic of mature DCs.
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Expression of s-MAGE-3-Fc Fusion Protein and Its Effect on DCs.
To assess the expression of these constructs in DCs, we transduced
mouse BM cells in medium supplemented with mSCF and IL-6, using
recombinant murine retroviral vectors that express s-MAGE-3-Fc,
s-MAGE-3, MAGE-3, or Fc (Fig. 1A)
. The transduced cells were
then cultured in medium containing mIL-4 and GM-CSF to allow their
differentiation into DCs (36
, 40)
. After several
days of culture, a substantial fraction of the cells showed distinct DC
morphology. The s-MAGE-3-Fc, s-MAGE-3, MAGE-3, or
Fc gene in the transduced DCs was transcribed, as
demonstrated by reverse transcription-PCR assays (data not shown).
Quantitative Western blotting analysis was used to demonstrate protein
expression and secretion by the constructs in transduced DCs. It was
found that the s-MAGE-3-Fc and s-MAGE-3 proteins were efficiently
produced and secreted from DCs, whereas MAGE-3 was retained
intracellularly (Fig. 1B)
. Comparable levels of s-MAGE-3-Fc,
s-MAGE-3, and MAGE-3 proteins were expressed in the transduced DCs. The
multiple bands of the MAGE-3 protein on the SDS-PAGE may be
attributable to posttranslational modifications, as reported previously
(42)
.
Interaction of Fc with Fc
Rs on DCs triggers cell activation, causing
the up-regulation of cell surface molecules involved in antigen
presentation (26
, 28)
. To evaluate whether the expression
of s-MAGE3-Fc in the transduced DCs could induce DC activation, we
examined surface markers of DCs transduced with s-MAGE-3-Fc, s-MAGE-3,
or vector by flow cytometric assays. As shown in Fig. 1
C,
higher levels of MHC class II, CD40, and CD86 were expressed on DCs
derived from BM cells transduced with s-MAGE-3-Fc and on DCs in the
presence of LPS than on DCs transduced with s-MAGE-3 or vector control.
This result suggests that the secretion and subsequent interaction of
the fusion protein Fc with Fc
R activate DCs.
Broad Induction of Potent Th1, CTLs, and Antibody Responses
in Vivo.
We next tested whether the secretion and subsequent internalization of
MAGE-3 can enhance the immunogenicity of this antigen in
vivo. DCs were transduced with s-MAGE-3-Fc, s-MAGE-3, MAGE-3, or
Fc by retroviral vectors and then administered (i.v.) once into C57BL/6
mice (1 x 105 DCs/mouse). Four to
6 weeks after immunization, the mice were sacrificed, and peripheral
bloods, spleens, and other tissue samples were collected. Lymph nodes
were substantially enlarged in the mice immunized with s-MAGE-3-Fc-DCs,
reminiscent of pathogen infection, but not in the mice administered
with DCs transduced with s-MAGE-3, MAGE-3, or Fc (data not shown).
To determine whether immunization with transduced DCs can induce CD4+
Th responses, we isolated CD4+ T cells from splenocytes of the
immunized mice and then cocultured them with BM-derived DCs transduced
with s-MAGE-3-Fc. During 2 weeks of coculture with different ratios of
CD4+ T cells versus DCs, the CD4+ T cells from mice
immunized with s-MAGE-3-DCs, MAGE-3-DCs, or Fc-DCs did not actively
proliferate, and only low levels of IL-2, IFN-
, TNF-
, and IL-4
were detected in the coculture media (Fig. 2A)
. In contrast, in the cocultures with
CD4+ T cells from mice immunized with s-MAGE-3-Fc-DCs, high levels of
IL-2 and IFN-
were detected in the coculture media after only
48 h of coculture, even at a 1:1000 (DC:T cell) ratio. Anti-CD4,
but not anti-CD8 antibodies, blocked the cytokine production by the
cocultured cells (Fig. 2B)
. Repeated experiments showed
similar results. To further determine the specificity of the T-cell
responses, BM-derived DCs transduced with a retroviral vector
expressing an irrelevant HBcAg were cocultured with CD4+ T cells from
s-MAGE-3-Fc-DC-immunized mice. Only low levels of IFN-
and other
cytokines were detected in the coculture medium (Fig. 2B)
.
Furthermore, DCs from the lymph nodes of mice 6 weeks after
immunization were isolated with anti-CD11c microbeads (Miltenyi Biotec,
Inc.) and cocultured with CD4+ T cells from the same immunized mice. As
shown in Fig. 2
C, high levels of IL-2, IFN-
, and TNF-
were only detected in the cocultures of the cells from
s-MAGE-3-Fc-DC-immunized mice. These results indicate that the DCs
transduced with s-MAGE-3-Fc can home to lymphoid organs or tissues and
activate Th1 responses more efficiently than do DCs transduced with the
native MAGE-3 or s-MAGE-3.
To determine whether immunization with s-MAGE-3-Fc-DCs can induce
strong CTL responses, we performed the JAM test (39)
.
Splenocytes from immunized mice were restimulated in vitro
in RPMI 1640, 10% FBS with syngeneic cells EL4-MAGE-3, and then
cocultivated with [3
H]thymidine-labeled
EL4-MAGE-3 cells at various E:T ratios to measure the specific killing.
EL4-MAGE-3 cells were established by transfection with the MAGE-3
expression vector (pcDNA3.1-MAGE-3) and Zeocin (Invitrogen) selection
and shown to express MAGE-3 by PCR and immunoprecipitation assays (data
not shown). Splenocytes from mice immunized with s-MAGE-3-Fc-DCs killed
target cells much more efficiently than those from mice immunized with
s-MAGE-3, MAGE-3, or Fc (Fig. 3A)
. The specificity of killing was further demonstrated by
the inability of the splenocytes of s-MAGE-3-Fc-DCs-immunized mice to
kill EL4-HBcAg cells that express the irrelevant HBcAg and by the
inhibition of killing with the anti-CD8, but not the anti-CD4 antibody
(Fig. 3A)
. Thus, these results demonstrate the superior
ability of s-MAGE-3-Fc-DCs to induce CTL responses, probably because of
the enhanced Th1 and cross-priming of receptor-mediated antigen
internalization.

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Fig. 3. A, in vivo induction
of cytotoxicity responses. Splenocytes taken from six mice/group 6
weeks after immunization were restimulated in vitro with
irradiated EL4-MAGE-3 cells for 5 days. The restimulated splenocytes
(E) were cocultured for 4 h with the
[3H]thymidine-labeled target cells, EL4-MAGE-3 or
EL4-HBcAg (control; T; top panel). The restimulated
splenocytes (E) from sMAGE3-Fc-DC-immunized mice were
cocultured for 4 h with the [3H]thymidine-labeled
EL4-MAGE-3 cells (T) in the presence of anti-CD4 or anti-CD8 antibodies
(bottom panel). Percentages of target cell killing by
the splenocytes from different immunized mice are shown;
P < 0.05, s-MAGE-3-Fc compared with
others. Data represent the means of triplicate samples from one
representative experiment of three (six mice/group);
bars, SE. B, induction of high-titer
antibody responses. The titers of MAGE-3-specific IgG antibodies from
the individual mice at week 6 after DC immunization were determined by
ELISA.
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Because antibodies can also play a role in antitumor immunity
(43)
, we measured anti-MAGE-3 antibody titers in the sera
of immunized mice by ELISA. Anti-MAGE-3 antibodies were induced 2 weeks
after DC immunization and reached peak 46 weeks after immunization.
As shown in Fig. 3
B, significantly higher titers of
anti-MAGE-3 antibodies were detected in the sera of
s-MAGE-3-Fc-DC-immunized mice than in mice immunized with s-MAGE-3-DCs
or MAGE-3-DCs. The specificity of the antibody responses was
demonstrated by the lack of antibody against the irrelevant HBcAg in
the immunized mice (data not shown). Taken together, the findings
indicate that s-MAGE-3-Fc-DCs are superior to MAGE-3-DCs or
s-MAGE-3-DCs in inducing CD4+ Th, CD8+ CTL, as well as B-cell
responses.
Enhanced Interaction of Th Cells with Transduced DCs.
Primed CD4+ Th cells that recognize their specific peptides in the
context of MHC class II on DCs greatly increase their interaction with
conditioned DCs (10)
. This interaction via CD40-CD40L can
trigger DC production of IL-12 and is critical for generating T-cell
helper for CTL responses (10, 11, 12
, 44) . To test whether
this approach can enhance CD4+ Th interaction with s-MAGE-3-Fc-DCs,
IL-12 production by transduced DCs in coculture with primed CD4+ T
cells was measured. Primed CD4+ T cells were isolated from mice
immunized with s-MAGE-3-Fc-DCs and then cocultured with BM-derived DCs
transduced with s-MAGE-3-Fc, s-MAGE-3, MAGE-3, or Fc. As shown in Fig. 4
, a significant increase in IL-12 production was observed in the CD4+
T-cell coculture with s-MAGE-3-Fc-DCs but not in the cocultures with
s-MAGE-3-DCs or MAGE-3-DCs. The IL-12 production by s-MAGE-3-Fc-DCs was
inhibited by blocking with CD40L on the primed CD4+ T cells. The
expression of Fc in DCs also nonspecifically enhanced IL-12 production
to a lesser degree. These results, together with our in vivo
data, indicate that the secretion and subsequent Fc
R-mediated
internalization of MAGE-3 lead to the cross-presentation of MAGE-3 on
DCs for the induction of Th1 and CTL responses.

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Fig. 4. Enhanced interaction of T cells with s-MAGE-3-Fc-DCs.
Primed CD4+ T cells isolated from splenocytes of mice immunized with
s-MAGE-3-Fc-DCs (5 x 105/ml) were
cocultured with BM-derived DCs transduced with s-MAGE-3-Fc, s-MAGE-3,
MAGE-3, or Fc (5 x 105/ml) for 24 h.
IL-12 levels in the coculture in the presence or absence of an
anti-CD40L antibody (MR1; PharMingen) were measured by ELISA. For
antibody blocking, primed CD4+ T cells were preincubated with an
anti-CD40L (10 µg/ml) at 4°C for 60 min and then cocultured with
DCs. Bars, SE.
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Protective Immunity Induced by s-MAGE-3-Fc-DCs.
Finally, we examined whether the enhanced anti-MAGE-3 immune responses
could lead to effective antitumor immunity. The EL4-MAGE-3 cell line
was derived from the parental tumor EL-4 line that grows rapidly in
syngeneic mice (40)
and used for challenge experiments.
When intradermally implanted into syngeneic C57BL/6 mice, EL4-MAGE-3
cells (0.5 to 1 x 106 cells)
showed aggressive tumor growth similar to that of parental EL-4 cells,
producing visible tumors in mice by only 35 days after inoculation
and resulting in mouse death usually within 1 month after inoculation.
To test the ability of s-MAGE-3-Fc-DCs to inhibit EL4-MAGE-3 tumor
growth, we immunized mice i.v. twice (7-day interval) with 1 x 105 DCs transduced with s-MAGE-3-Fc,
s-MAGE-3, MAGE-3, or Fc, followed by challenge with the EL4-MAGE-3
cells (1 x 106). As shown in Fig. 5
A, tumor growth was inhibited to a much greater extent in
mice immunized with s-MAGE-3-Fc-DCs, although immunization with
s-MAGE-3-DCs, MAGE-3-DCs, or even Fc-DCs (a nonspecific immune
stimulator) did confer some degree of protection. Repeated experiments
showed similar results. The potency of the antitumor activity shown by
these constructs correlated with their abilities to induce immune
responses. Consistently, the mice immunized with s-MAGE-3-Fc-DCs
survived considerably longer than mice immunized with other
vector-transduced DCs (Fig. 5B)
. In the
s-MAGE-3-Fc-DC-immunized group, 28% of mice (10 of 36 total immunized
mice) were tumor free and completely protected. Mice that developed
tumor survived longer in comparison with mice immunized with other
constructs. All mice (100%) that were immunized with s-MAGE-3-DCs (18
mice), MAGE-3-DCs (18 mice), Fc-DCs (18 mice), or PBS (18 mice)
developed tumor and were dead within 2 months after tumor challenge.
The antitumor activity induced by the s-MAGE-3-Fc-DCs was specific,
because mice immunized with s-MAGE-3-Fc-DCs and challenged with
wild-type EL4 or EL4-HBcAg cells also developed lethal tumors and died
within 1 month (data not shown). s-MAGE-3-Fc-DCs also partially
inhibited the growth of established EL4-MAGE-3 tumors in mice (data not
shown), although the immune system may not have sufficient response
time to effectively control rapidly lethal tumor growth in this model.

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Fig. 5. Antitumor immunity. C57BL/6 mice were immunized by i.v.
injection with 1 x 105 DCs transduced with
different constructs on days 0 and 7. On day 7 after the second
immunization, the mice were intradermally inoculated with 1 x 106 exponentially growing EL4-MAGE-3 tumor cells.
Tumor sizes were measured every 3 days. A, tumor volumes
in each group are presented. Data represent the means of one of three
independent experiments; bars, SE. B, the
survival rates were calculated from the survival data of total three
independent experiments; P < 0.05,
s-MAGE-3-Fc compared with other groups.
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DISCUSSION
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Increasing numbers of tumor-specific and -associated antigens have
been identified and used as targets for tumor therapy (15
, 45 , 46)
. Inadequate antigen presentation by APCs is a major factor
for the failure of the immune system to mount effective immune
responses against these tumor antigens (6
, 9
, 47, 48, 49)
.
Thus, an approach with the capacity to generate both antigen-specific
CD4+ Th and CD8+ CTL responses in a cognate manner may provide optimal
immunization against tumors. Many tumor-specific or -associated
intracellular antigens, such as MAGE-3, lack targeting sequences for
the endogenous class II pathway and cannot be presented or are
difficult to present to MHC class II, thus precluding the activation of
critical CD4+ Th cells (Fig. 6)
. Here we describe a novel retrogen strategy that can efficiently
cross-present an intracellular tumor antigen to both MHC class II and
class I by DCs in a cognate manner, leading to the activation of both
antigen-specific Th and CTL responses (Fig. 6)
. Thus, this unifying
antigen presentation strategy that can induce broad and potent
antitumor immunity could be generally used to improve the efficacy of
tumor vaccines and immunotherapies.

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Fig. 6. Schematic representation of retrogen strategy for
enhancement of antitumor immune responses. Intracellular tumor antigens
such as MAGE-3 are difficult to be processed and presented to MHC class
II for induction of CD4+ Th responses. Even a modified, secreted MAGE-3
cannot be efficiently taken up and presented by DCs via fluid-phase
antigen pinocytosis. However, the MAGE-3 retrogen is secreted and then
internalized by DCs via receptor-mediated endocytosis. The
receptor-mediated internalization of the retrogen by DCs activates DCs
and efficiently presents it to both MHC class II and class I in a
cognate manner by using the endosomal class II antigen presentation
pathway and cross-priming pathway to efficiently activate CD4+ and CD8+
T cells.
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Increasing efforts have been made to enhance the crucial CD4+ Th
responses to intracellular tumor antigens. For example, several
investigators have used the invariant chain of MHC class II complexes
and the sorting sequence of lysosome-associated membrane protein to
target intracellular antigens to the endogenous class II pathway
(50
, 51)
. The retrogen approach we have developed has
several unique and advantageous features: (a) this approach
can efficiently allow DCs to cross-present intracellular antigens as
exogenous to both class II via the endosomal class II pathway and class
I via the cross-priming pathway in a cognate manner, leading to the
generation of both antigen-specific Th and CTL responses;
(b) the receptor-mediated antigen internalization activates
DCs, which is important because an optimal DC antigen presentation
requires the antigen processing and a maturation signal to DCs
(24
, 26
, 30
, 52)
; (c) secreted tumor antigens
that are natively located inside the cell can be efficiently captured
by DCs in both autocrine and paracrine modes to further enhance Th and
CTLs responses; (d) this approach can elicit strong antibody
responses because of the efficient protein secretion from transduced
cells and the enhanced Th responses. This advantage may be important
because antibody responses were shown to be responsible for antitumor
activities and a combined T-cell and antibody-based immunotherapy may
be optimal (43
, 53)
; (e) this strategy should
be superior to transient peptide-pulse of DCs, because the transduced
DCs can continuously produce as well as process tumor antigens; and
(f) our approach should be adaptable to any intracellular
antigen or many cell-binding domains, allowing its incorporation into
the design of virtually any vaccine or immunotherapy. We are aware that
MAGE-3 is not a self-antigen to mice, and it would be more difficult to
induce antitumor immunity against autologous antigens. Nevertheless,
the superior ability of this strategy to induce broad immune responses
against the model antigen was demonstrated clearly. Indeed, Th and CTL
responses against pathogens such as HBV are also dramatically enhanced
by using this strategy (54)
. Thus, this novel retrogen
approach with the ability to efficiently induce all arms of the
adaptive immunity against any intracellular antigen may provide a
generic and powerful means for the development of more potent vaccines
and immunotherapies against tumors and other pathogens.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Drs. M. Brenner, R. Cook, J. Rodgers, and M. Barry for
helpful suggestions.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 This work was supported by Grants AI41959 and
RR13272 from the NIH and the North Carolina Baptist Hospital Technology
Developmental Award. J. H. is supported by a United States Army Breast
Cancer Predoctoral Fellowship. 
2 To whom requests for reprints should be
addressed, at Center for Cell and Gene Therapy, N1004, Baylor College
of Medicine, One Baylor Plaza, Houston, TX 77030. Phone:
(713) 798-1236; Fax: (713) 798-1230; E-mail: sychen{at}bcm.tmc.edu 
3 The abbreviations used are: Th, T helper; DC,
dendritic cell; APC, antigen-presenting cell; HBcAg, hepatitis B virus
core antigen; FBS, fetal bovine serum; mAb, monoclonal antibody; BM,
bone marrow; mGM-CSF, murine granulocyte/macrophage-colony stimulating
factor; IL, interleukin; mIL, murine IL; FcR, Fc receptor; mSCF, murine
stem cell factor; LPS, lipopolysaccharide; TNF, tumor necrosis
factor. 
Received 7/21/00.
Accepted 11/ 9/00.
 |
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