
[Cancer Research 61, 256-260, January 1, 2001]
© 2001 American Association for Cancer Research
Transforming Growth Factor-ß-induced Growth Inhibition in a Smad4 Mutant Colon Adenoma Cell Line1
Stephen P. Fink,
Sandra E. Swinler,
James D. Lutterbaugh,
Joan Massagué,
Sam Thiagalingam,
Kenneth W. Kinzler,
Bert Vogelstein,
James K. V. Willson and
Sanford Markowitz2
Howard Hughes Medical Institute [S. P. F., J. D. L., J. M., B. V., S. M.], Department of Medicine [S. E. S., J. K. V. W., S. M.], and Ireland Cancer Center [J. K. V. W., S. M.], Case Western Reserve University and University Hospitals of Cleveland, Cleveland, Ohio 44106; Memorial Sloan-Kettering Cancer Center, New York, New York 10021 [J. M.]; Genetics Program, Boston University School of Medicine, Boston, Massachusetts 02118 [S. T.]; and The Johns Hopkins Oncology Center, Baltimore, Maryland 21231 [S. T., K. W. K., B. V.]
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ABSTRACT
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Transforming growth factor-ß (TGF-ß) inhibits growth and induces
apoptosis of colon epithelial cells. Binding of TGF-ß to its receptor
induces phosphorylation of the Smad proteins Smad2 and Smad3, which
then form heteromeric complexes with Smad4, translocate to the
nucleus, and activate gene transcription. Smad4 function has been
considered an obligate requirement for TGF-ß signaling, and
Smad4 mutations present in some cancers have been
considered sufficient to inactivate TGF-ß signaling. In this work, we
describe studies with a nontransformed human colon epithelial cell line
that is mutant for Smad4 but remains growth-inhibited by
TGF-ß. The colon cell line VACO-235 has lost one of its
Smad4 alleles via a chromosome 18q deletion. The remaining
allele bears two missense point mutations located in regions important
for Smad4 trimer formation, which is thought necessary for Smad4
function. As expected, pSBE4-BV/Luc, a Smad4-activated transcriptional
reporter, was inactive in VACO-235. Nonetheless, VACO-235 demonstrated
80% growth inhibition in response to TGF-ß, as well as retention of
some TGF-ß-mediated activation of the p3TP-Lux transcriptional
reporter. Transient transfection of the VACO-235 Smad4
mutant allele into a Smad4-null cell line confirmed that
this allele is functionally inactive as assayed by both the pSBE4-BV
and p3TP-Lux reporters. The simplest explanation of these results is
that there is a non-Smad4-dependent pathway for TGF-ß-mediated
signaling and growth inhibition in VACO-235 cells.
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INTRODUCTION
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The
TGF-ß3
superfamily of cytokines, comprising TGF-ß, activins, and bone
morphogenic proteins, plays an important role in a variety of cellular
responses such as differentiation, cell cycle arrest, adhesion,
migration, and extracellular matrix production (1)
.
Signaling for TGF-ß occurs through a transmembrane heteromeric
receptor complex of RI and RII serine/threonine kinases. Binding of
TGF-ß to this receptor complex results in the phosphorylation of RI
by RII, which activates the RI kinase domain (2, 3, 4)
. RI
then phosphorylates intracellular mediators called Smads (5
, 6)
. In the case of TGF-ß signaling, Smad2 and/or Smad3 become
phosphorylated and translocate to the nucleus with Smad4 (also called
DPC4), a common Smad for the TGF-ß, activin, and bone morphogenic
protein signaling pathways (7)
. Once in the nucleus, this
heteromeric Smad complex can bind directly or in cooperation with other
transcription factors to DNA to activate the transcription of defined
genes (8, 9, 10)
.
For many epithelial cell types, including colon, TGF-ß inhibits
growth and/or induces apoptosis (11)
. In colon epithelium,
disruption of the TGF-ß signaling cascade is considered an important
mechanism by which tumor cells can escape growth suppression (11
, 12)
. In a number of colon cancers, resistance to TGF-ß growth
inhibition is associated with mutations either in RII or in
the signal transducers Smad4 and Smad2. RII
mutations have been found to occur in
30% of all colon
adenocarcinomas, whereas the frequencies of Smad4 and
Smad2 mutations are 20% and
7%, respectively,
thus indicating a role for these genes as tumor suppressors in human
colon cancers (12, 13, 14, 15, 16, 17)
. The function of Smad4 as a tumor
suppressor is believed to be the result of its ability to bind to
specific DNA sequences (SBE) and transcriptionally activate TGF-ß
responsive genes. Evidence has suggested that Smad4 plays a central
role in mediating most cellular responses to TGF-ß. Experiments with
a colorectal cancer cell line in which Smad4 has been
deleted through homologous recombination demonstrated the loss of
TGF-ß responsiveness (18)
. Furthermore, studies with
differing Smad4 mutants derived from a variety of cancers
have demonstrated that all mutations tested disrupt the ability of
Smad4 to transcriptionally activate a TGF-ß-responsive luciferase
reporter (19)
. Finally, experiments in which Smad4 was
localized to the nucleus demonstrated growth inhibition in the
Smad4-null breast cancer cell line, MDA-MB-468
(20)
. However, in this study we describe a nontransformed
colon cell line that retains TGF-ß-mediated growth inhibitor
responses despite bearing only mutant Smad4 and despite the
loss of Smad4-dependent transcriptional activity.
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MATERIALS AND METHODS
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Cell Lines.
VACO-235 was maintained on rat tail collagen-coated plates in MEM media
supplemented with 2% fetal bovine serum, insulin, transferrin,
selenium, L-glutamine, and hydrocortisone (MEM2+ medium),
as described previously (21)
. VACO-9M was maintained in
MEM supplemented with 8% bovine calf serum.
Growth Studies.
VACO-235 cells were plated at 8 x 104
cells/well on fresh collagen-coated 6-well
plates in MEM supplemented with hormones but without fetal bovine serum
(MEM+ medium). The next day the medium was removed and fresh MEM+
medium containing 10 ng/ml EGF (Sigma Chemical Co., St. Louis, MO) or
EGF plus 20 ng/ml TGF-ß (R&D Systems, Minneapolis, MN) was added.
Cells were then counted after 5 days of growth, and cell numbers were
determined by removing the cells from the plates with EDTA, treating
them with Pronase (13 units/ml; Sigma) to cause disaggregation, and
counting them in a hemacytometer.
Cloning Smad4.
RNA from VACO-235 was prepared by extraction with guanidine
isothiocyanate (14)
. RT-PCR amplification of full-length
VACO-235 Smad4 was achieved using the forward primer
5'-TACGCGGATCCACCATGGACAATATGTCTATTACGAATAC-3' and the
reverse primer
5'-TACCGGAATTCCGGATAAACAGGATTGTATTTTGTAGTCC-3'. The PCR
conditions for amplification were 1 cycle of 95°C for 5 min; 35
cycles of 95°C for 30 s, 58°C for 1.5 min, and 72°C for 1.5
min; and 1 cycle of 72°C for 7 min. The full-length product
was then purified on 1.0% agarose gels and digested using the enzymes
BamHI and EcoRI, which are incorporated into the
forward and reverse RT-PCR primers, respectively (underlined
sequences). The digested full-length product was then purified from the
smaller digested end fragments using a QIAquick nucleotide removal kit
(Qiagen, Valencia, CA) and subsequently cloned into pcDNA3.1
(Invitrogen, Carlsbad, CA). Clones were then isolated and sequenced to
ensure that no other mutations were present except for the known G
C
and A
C mutations at bases 1116 and 1192, respectively. Wild-type
Smad4 in pcDNA3.1 was a generous gift from Dr. S. E. Kern (Johns
Hopkins University, Baltimore, MD).
Reporter Assay Studies.
Cells were seeded at 5 x 105
cells/well for VACO-235 and VACO-9M in 6-well plates 1 day before
transfection. The next day the medium was changed, and the cells were
then transfected with 3 µg of DNA and 9 µl of FuGENE 6 (Roche,
Indianapolis, IN), following the manufacturers protocol. For the
VACO-235 and VACO-9M studies, p3TP-Lux or pSBE4-BV/Luc reporter (1.5
µg), wild-type Smad4- or VACO-235
Smad4-pcDNA3.1 (1.5 µg), and the internal control reporter
plasmid pRL-CMV (0.06 µg; Promega, Madison, WI) were cotransfected,
and the cells were subsequently incubated for 48 (VACO-9M) or 72 h
(VACO-235) with or without 10 ng/ml TGF-ß. After the appropriate
incubation time, cells were lysed and assayed for reporter activity
using a Dual-Luciferase Reporter Kit (Promega) and a MLX Microtiter
Plate Luminometer (Dynex Technologies, Chantilly, VA). The pRC-CMV-RII
vector was generously provided by Dr. M. Brattain (University of Texas,
San Antonio, TX).
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RESULTS
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Smad4 Mutation in VACO-235.
Previous studies karyotyping the nontransformed cell line VACO-235,
which was derived from an adenomatous polyp of the colon, showed that
one copy of chromosome 18 contained a deletion of q12.3-q22, which
would force deletion of one copy of Smad4, located at
18q21.1 (16
, 21, 22, 23)
. Because Smad4 frequently
is mutated in pancreatic cancers, and is also mutated at low frequency
in some colon cancers (16
, 23)
, we proceeded to analyze
the remaining Smad4 copy in VACO-235 for possible
inactivating mutations. Sequencing demonstrated that VACO-235 expresses
a single Smad4 transcript that contains two missense point
mutations, one at codon 330 [GAA to CAA (Glu to Gln)], the second at
codon 355 [GAC to GCC (Asp to Ala; data not shown)]. Both mutations
occur at amino acids that are highly conserved throughout the Smad
family of proteins. A comparison of these mutations with the crystal
structure of the 234 amino acids at the COOH terminus of Smad4
(residues 319552) obtained by Shi et al. (24)
indicate that the Asp355Ala mutation occurs in what is called the
"loop/helix" region of Smad4. The loop/helix region of Smad4 is
believed to be important in trimer formation and, therefore, for the
function of the Smad4 protein. Mutations in this region have been shown
to disrupt Smad4 trimer formation and to abolish Smad4-dependent
transcriptional activation (19
, 24)
. Furthermore,
mutations that are localized in this loop-helix region have been found
in Smad4 in ovarian and colon cancers, in Smad2
in colon cancer (16
, 17
, 25)
, and in three colon cancer
cell lines from our
laboratory.4
The VACO-235 Asp355Ala Smad4 mutation induces a charge loss in this
critical domain that is predicted to both disrupt trimer formation and
abolish Smad4 transcriptional activity. Comparison with the crystal
structure similarly shows that the VACO-235 Smad4 Glu330Gln mutation is
located in the edge of a ß-sandwich structural motif and results in a
charge shift that abolishes a hydrogen bond to Asn369 and thus should
destabilize the rigid structure of the loop/helix region surrounding
Asn369 (24)
.
Growth Suppression of VACO-235 by TGF-ß.
Because the Glu330Gln and Asp355Ala mutations appear to be in regions
important for Smad4 structure and function, we presumed that one or
both of the mutations would disrupt the function of Smad4 in VACO-235.
If so, it would be expected that VACO-235 would be resistant to growth
inhibition by TGF-ß. However, previous studies by our group had
demonstrated that the growth of VACO-235 is, in fact, strongly
inhibited by TGF-ß (22)
. Accordingly, we reprised
studies of TGF-ß growth inhibition of VACO-235 using the same culture
of cells in which we had demonstrated Smad4 mutations. These
cells again showed that VACO-235 growth is inhibited 76% by 20 ng/ml
TGF-ß (Fig. 1)
, even in the presence of 10 ng/ml EGF, a growth stimulator
(22)
.

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Fig. 1. Growth Inhibition of VACO-235 by TGF-ß. VACO-235 cells
were seeded at 8 x 104 cells/well in
serum-free growth medium containing EGF. The next day, TGF-ß was
added. After 6 days of growth in TGF-ß, cells were counted and
percentage of cell growth was determined as (final cell
number - 8 x 104)/8 x 104.
Bars, SD.
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Loss of SBE4-mediated Transcriptional Responses in VACO-235.
To confirm that the VACO-235 Smad4 mutation indeed
inactivated Smad4 function, we tested the ability of TGF-ß to
activate the pSBE4-BV/Luc reporter, which contains four repeats of an
eight-base palindromic SBE, driving a luciferase reporter
(26)
. As shown in Fig. 2A
, in VACO-235, TGF-ß was unable to activate transcription
from the pSBE4-BV/Luc Smad4 reporter. To demonstrate that mutational
inactivation of the VACO-235 Smad4 accounted for the loss of
pSBE4-BV/Luc transcriptional responses, we cotransfected pSBE4-BV/Luc
together with an expression vector expressing either wild-type
Smad4 or the VACO-235 Smad4 mutant into VACO-235.
Cotransfection of the pSBE4-BV/Luc reporter with wild-type
Smad4 led to a 35-fold induction of pSBE4-BV/Luc reporter
activity in TGF-ß-treated versus untreated cells (Fig. 2A)
. A similar 35-fold induction of pSBE4-BV/Luc reporter
activity was noted for TGF-ß-treated cells transfected with a
wild-type Smad4 compared with cells transfected with an
empty vector control (Fig. 2A)
. In contrast, cells
transfected with the expression vector encoding the VACO-235
Smad4 mutant showed no TGF-ß-mediated induction of
pSBE4/BV-Luc activity. Thus, wild-type Smad4 restored
pSBE4-BV-Luc transcriptional responses to VACO-235; whereas even
overexpression of the VACO-235 Smad4 mutant did not. This
suggests that the VACO-235 Smad4 mutation indeed accounts
for the loss of pSBE4-BV/Luc transcriptional activity and that the
VACO-235 Smad4 does not contain even an attenuated transcriptional
activation function.
Retention of Partial 3TP-Lux Transcriptional Responses in VACO-235.
Because VACO-235 demonstrated TGF-ß-mediated growth inhibition
despite the loss of Smad4 activity, we assayed VACO-235 cells for
retention of other TGF-ß-mediated transcriptional responses using the
luciferase reporter construct p3TP-Lux. p3TP-Lux contains TGF-ß
response elements from the TGF-ß-regulated PAI-1 promoter plus three
12-O-tetradecanoylphorbol-13-acetate response elements
(3)
and has been used extensively in the study of TGF-ß
responsiveness in a variety of cell lines (3
, 12
, 27, 28, 29)
.
As shown in Fig. 2B
, VACO-235 demonstrated a 3-fold
induction of p3TP-Lux activity when treated with 10 ng/ml TGF-ß. When
cotransfected into VACO-235 cells together with a wild-type
Smad4 expression vector, p3TP-Lux showed a larger, 7-fold
induction in response to TGF-ß. In contrast, cotransfection of
p3TP-Lux together with the VACO-235 Smad4 mutant did not
increase the responsiveness of p3TP-Lux to TGF-ß compared with cells
transfected with an empty expression vector (Fig. 2B)
. Thus
VACO-235 appears to retain the ability to partially activate p3TP-Lux
transcription in response to TGF-ß. This activity can be augmented by
reexpression of wild-type Smad4, but it does not appear to be the
result of residual activity of the VACO-235 Smad4 mutant.
VACO-235 Smad4 Does Not Activate p3TP-Lux or pSBE4-BV/Luc Reporters
in a Smad4-null Line.
To further confirm the absence of transcriptional activity in the
VACO-235 Smad4 mutant, this allele was transiently expressed
in a Smad4-null cell line, VACO-9M, together with the
TGF-ß-regulated reporter constructs, p3TP-Lux and pSBE4-BV/Luc.
VACO-9M does not express Smad4 mRNA, as determined by both
RT-PCR and Northern blot.4
As shown in Fig. 3
, treatment with 10 ng/ml TGF-ß did not significantly induce
luciferase activity in VACO-9M transfected with either the p3TP-Lux or
pSBE4-BV/luc reporters that were accompanied by control empty
expression vectors. Transfection of wild-type Smad4 into
TGF-ß-treated VACO-9M cells increased the activity of p3TP-Lux 4-fold
and the activity of pSBE4-BV/Luc 8.5-fold, compared with transfection
with the empty vector control (Fig. 3)
. In contrast, transfection of
the VACO-235 Smad4 into VACO-9M gave results essentially
identical to transfection of an empty vector control (Fig. 3)
. Thus,
the VACO-235 Smad4 mutant allele was functionally inactive
when tested for the ability to induce TGF-ß-dependent transcription
of the pSBE4/BV-Luc or the p3TP-Lux reporter.
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DISCUSSION
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Our findings demonstrate the preservation of significant
TGF-ß-mediated growth-inhibitory responses in human colon epithelial
cells that bear a mutant Smad4 allele. Additionally, these
cells retain at least partial TGF-ß-stimulated transcriptional
responses as determined by the TGF-ß-mediated increase in p3TP-Lux
activity. To the extent that we can assay, the TGF-ß-induced VACO-235
transcriptional responses appear unlikely to be mediated by residual
activity of the mutant VACO-235 Smad4 allele because
introduction of this allele into a Smad4-null cell line does
not confer TGF-ß-mediated induction of either the p3TP-Lux or the
pSBE4/BV-Luc reporter. These experiments thus suggest that a
non-Smad4-dependent pathway can transduce TGF-ß-mediated
growth-inhibitory responses and at least some TGF-ß-mediated
transcriptional responses. Such an interpretation is consistent with a
previous observation from our laboratory of a colon cancer in which
Smad4 and RII had both been targeted for mutational inactivation
(12)
.
Phosphorylation of Smad proteins by TGF-ß receptors has been directly
demonstrated to induce nuclear migration of activated Smad complexes
and activation of a number of TGF-ß-regulated gene promoters,
including PAI-1 (30, 31, 32)
and Mix.2 (33
, 34) ,
to which activated Smad complexes bind directly. Our findings of
TGF-ß-induced responses in Smad4-mutant VACO-235 cells
are, however, consistent with observations that the growth of
Smad4-null MEF cells remains 50% inhibited by TGF-ß and
that these cells can also transcriptionally induce fibronectin
and PAI-1 (28)
. The investigators in this study speculated
that their findings could in part reflect differences between
fibroblasts and epithelial cells or between murine and human cells. We
found that the growth of Smad4-mutant human colon epithelial
cells is in fact even more profoundly inhibited by TGF-ß (76%) than
are Smad4-null MEF cells. The Smad4-mutant human
colon epithelial cells also differ from the Smad4-null
murine fibroblasts in maintaining TGF-ß-mediated induction of the
p3TP-Lux reporter. Our findings are also consistent with observations
of a Smad4-null pancreatic cancer cell line that retains
partial sensitivity to growth inhibition by TGF-ß (35)
.
Thus, studies in multiple different systems now support a model in
which growth-inhibitory responses to TGF-ß appear to be transduced at
least in part by a Smad4-independent pathway.
A number of alternative signaling pathways have been suggested to
potentially participate in TGF-ß-induced responses. TGF-ß
activation of Ras activity has been suggested to participate in TGF-ß
signaling (36)
and in TGF-ß-mediated growth inhibition
(35)
. Ras mutations have also been suggested to
participate in induction of resistance to TGF-ß growth inhibition
(27)
. However, VACO-235 cells bear a K-ras codon 12
mutation (22)
, suggesting that TGF-ß-induced growth
inhibition in these cells is mediated by a Ras-independent mechanism.
TGF-ß-mediated activation of SAPK/JNK signaling has been demonstrated
to have a Smad4-independent component (37)
and to
participate in the TGF-ß induction of fibronectin (38)
,
but thus far this pathway has not been successfully demonstrated to
mediate TGF-ß-induced growth inhibition (37
, 38)
.
Moreover, the potential for other Smads to act independently of or in
place of Smad4 is raised by findings that Smad3 can to bind to other
signaling molecules, such as the vitamin D receptor (39)
,
and by the identification of the Smad4-related
Smad4ß gene in Xenopus (40, 41, 42)
,
which could potentially have an as yet unidentified human orthologue.
In overview, analogous to growth factor receptor tyrosine kinases that
activate multiple signaling pathways, we suggest a model in which
TGF-ß signaling also potentially engages multiple pathways that act
to mutually reinforce a common response. An alternative interpretation
of our findings would be that the Smad4 missense mutation
present in VACO-235 is an unusual hypomorphic allele, which although
apparently inactive in transcriptional assays, can nonetheless mediate
a TGF-ß growth-inhibitory response. Although the observations above
disfavor this interpretation, we cannot completely exclude it. However,
if correct, this interpretation would suggest that the
growth-inhibitory activity of Smad4 is distinguishable from its ability
to activate the consensus SBE4, and hence proceeds via an alternative
mechanism. In either interpretation, the VACO-235 cell model described
here should be of clear utility in elucidating key elements of the
TGF-ß signaling pathway that specifically participate in the TGF-ß
growth-inhibitory response.
 |
ACKNOWLEDGMENTS
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We thank Ronda Brady for expert technical assistance.
 |
FOOTNOTES
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by Public Health Service Grants RO1
CA67409, RO1 CA72160, and P30 CA43703. S. M. is an associate
investigator of the Howard Hughes Medical Institute. J. M. and B. V.
are investigators of the Howard Hughes Medical Institute. 
2 To whom requests for reprints should be
addressed, at UCRC #2, Room 200, Ireland Cancer Center, 11001 Cedar
Road, Cleveland, OH 44106. 
3 The abbreviations used are: TGF-ß,
transforming growth factor-ß; RI and RII, TGF-ß receptors type I
and type II; SBE, Smad binding element; EGF, epidermal growth factor;
RT-PCR, reverse transcription-PCR; PAI-1, plasminogen activator
inhibitor-1. 
4 S. P. Fink, unpublished data. 
Received 9/ 1/00.
Accepted 11/ 1/00.
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