
[Cancer Research 61, 556-564, January 15, 2001]
© 2001 American Association for Cancer Research
Increased Retinoic Acid Responsiveness in Lung Carcinoma Cells that Are Nonresponsive Despite the Presence of Endogenous Retinoic Acid Receptor (RAR) ß by Expression of Exogenous Retinoid Receptors Retinoid X Receptor
, RAR
, and RAR
1
Haisu Wan,
Waun K. Hong2 and
Reuben Lotan3, 4
Department of Thoracic/Head and Neck Medical Oncology, The University of Texas M. D. Anderson Cancer Center, Houston, Texas 77030
 |
ABSTRACT
|
|---|
Nuclear retinoic acid receptors (RARs) and retinoid X receptors (RXRs)
are thought to mediate most of the effects of retinoids on cell growth
and differentiation. Despite expressing abundant levels of RARß mRNA,
lung adenocarcinoma H1792 cells are resistant to the growth-inhibitory
effects of all-trans-retinoic acid, suggesting that they
have a defect in retinoid signaling. To determine whether transfection
of exogenous receptors can restore retinoid responsiveness, we
transiently transfected into H1792 cells coexpression vectors
containing cDNAs of cell surface antigen CD7 and either RAR
, RARß,
RAR
, or RXR
. The cells were then treated with retinoids and
incubated with 5'-bromo-2'deoxyuridine. Cells that express
exogenous receptor were identified using antibodies against CD7, and
cells that synthesized DNA were identified with
anti-5'-bromo-2'-deoxyuridine antibodies using secondary antibodies
with red and green fluorescence, respectively. RXR
and RAR
enhanced growth inhibition by all-trans-retinoic acid or
9-cis-retinoic acid, whereas RAR
was less effective,
and RARß was ineffective. The effects of the transfected receptors
were associated with antagonism of activator protein 1 (AP-1) activity.
Studies with RXR
deletion and point mutants indicated that growth
suppression is: (a) dependent on intact DNA-binding and
ligand-binding regions but not on the NH2-terminal region,
which contains a ligand-independent transactivation function;
(b) dependent on RXR homodimer formation and
transactivation of RXR response element; and (c)
associated with AP-1 antagonism. These results demonstrate that
transfected receptors can restore responsiveness to retinoids by
antagonizing AP-1 in H1792 cells.
 |
INTRODUCTION
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Retinoids, a group of natural and synthetic vitamin A analogues,
include compounds that suppress carcinogenesis in experimental animals
(1
, 2) and have shown promise as chemopreventive and
therapeutic agents (2
, 3)
presumably by modulating the
growth, differentiation, and apoptosis of normal, premalignant, and
malignant cells (2, 3, 4, 5)
. Retinoids can regulate gene
expression by activating nuclear retinoid receptors, which are members
of the steroid hormone receptor gene superfamily and function as
ligand-dependent DNA-binding transcription enhancing factors (6
, 7)
. Each of the two subtypes of retinoid receptors,
RARs5
and RXRs, includes three isotypes designated
, ß, and
. The
RARs bind both ATRA and 9-cis-RA, whereas the RXRs bind only
9-cis-RA. Each RAR and RXR subtype can be expressed in
several isoforms (e.g., RARß1, RARß2), which differ in
their NH2-terminal domain as a result of
alternative promoter usage and splicing (6)
. RARs can form
heterodimers with RXRs, and RXRs can also form homodimers. Such dimers
can bind to RAREs in the regulatory regions of certain target genes
(6
, 7)
. The RAREs consist of DRs
PuG(G/T)TCA(X)nPuG(G/T)TCA with one or five intervening
nucleotides (X) or closely degenerate motifs
(6)
. Activation of transcription by RAR-RXR and RXR-RXR
dimers is usually mediated via DR5 (RARE) and DR1 (RXRE), respectively
(6
, 7)
. Each receptor isotype and isoform can regulate a
distinct subset of retinoid-responsive genes because deletion of
individual receptors by homologous recombination resulted in loss of
induction by RA of different genes (6, 7, 8, 9)
. However,
studies in mice by knockout of single or multiple receptors have
demonstrated that receptors may possess both specific and redundant
functions (6)
. Transcription regulation by retinoid
receptors is determined by interplay of cofactors with opposite
effects. Corepressors bind to complexes formed between retinoid
receptors and response element and suppress transcriptional activation.
However, ligand binding causes corepressors to dissociate and
coactivators to associate with the retinoid receptors and activate the
transcriptional machinery (6
, 10)
.
Retinoid receptors contain six domains designated A to F. The
NH2 terminus (domains A and B) includes a
ligand-independent activation function (AF-1). The following C domain
contains a highly conserved DNA-binding domain, which may also
participate in protein-protein interaction with cofactors. The D domain
is involved in ligand-induced functional change and is critical for the
binding of receptor to corepressors. The E and F domains, which are
moderately conserved among receptors, are involved in ligand binding
and include a ligand-dependent transactivation function (AF-2) and a
dimerization surface (6)
.
Endogenous and transfected retinoid receptors can antagonize the
function (transrepression) of AP-1 (11, 12, 13)
, a complex
comprised of dimers of members of the Jun and Fos family of DNA-binding
proto-oncogenes that mediate mitogenic signals from a variety of growth
factors and tumor promoters (14)
.
Abnormalities in the expression or function of retinoid receptors have
been found in various cell types (15
, 16)
. Decreased
expression of RAR
in breast cancer (17)
and of RARß
in lung cancer cells in vitro (18, 19, 20, 21, 22, 23, 24)
and
in vivo (25, 26, 27)
, in head and neck cancers
(28
, 29)
, and in breast cancer cells in vitro
(17
, 30)
and in vivo (31
, 32)
has
been proposed to result in resistance to the effects of retinoids on
cell growth and differentiation and to enhance the development of
certain malignancies (15
, 16)
. Transfection of exogenous
receptors into some of these cells restored responsiveness to certain
effects of retinoids (16
, 17
, 19
, 33, 34, 35, 36, 37)
.
Although RARß expression decreases in lung cancer cells and tissues
(18, 19, 20, 21, 22, 23, 24, 25, 26, 27)
, about 50% of lung tumors express this receptor
(25)
, suggesting that the latter cancers develop despite
the presence of RARß. Likewise, certain lung cancer cell lines were
found to express RARß, yet they resisted the growth-inhibitory
effects of ATRA (20
, 24
, 38)
. It is possible that the
downstream steps in RARß signaling are defective in such tissues and
cells (23
, 24)
or that the expression or function of other
retinoid receptors is abnormal (16)
.
In the present study, we attempted to restore responsiveness to the
growth-inhibitory effects of retinoids in NSCLC H1792 adenocarcinoma
cells, which express RARß but are resistant to the growth-inhibitory
effects of ATRA, by transfecting expression vectors for different
receptors. We demonstrated that overexpression of RAR
, RAR
, or
RXR
but not RARß resulted in the suppression of the growth of
H1792 cells to different degrees, in a ligand-dependent fashion. We
further demonstrated that the growth-inhibitory effects of nuclear
retinoid receptors were closely correlated with their ability to
antagonize AP-1 transcriptional activity.
 |
MATERIALS AND METHODS
|
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NSCLC Cell Culture.
The H1792 cell line was obtained from Dr. Adi Gazdar (University of
Texas Southwestern, Dallas, TX). The Calu-1 NSCLC cell line was
purchased from the American Type Culture Collection (Manassas, VA). The
cells were maintained in DMEM containing 10% FBS. In some experiments,
delipidized serum (free of endogenous retinoids) was used. Cells were
incubated at 37°C in a humidified atmosphere of 5%
CO2:95% air.
Retinoids.
The retinoids ATRA, 9-cis-RA, and TTNN were obtained
from Dr. Werner Bollag (Hoffmann La Roche, Ltd., Basle,
Switzerland). AM80 was obtained from Dr. Koichi Shudo (University of
Tokyo, Tokyo, Japan). SR11217 was obtained from Dr. Marcia Dawson
(Stanford Research Institute International, Menlo Park, CA).
CD2314, CD2325, and CD437 were obtained from Dr. Braham Shroot (Centre
Internationale de Recherche Dermatologique/Galderma, Sophia
Antipolis, France). LG69 was obtained from Dr. Richard Heyman (Ligand
Pharmaceuticals, San Diego, CA). The receptor selectivity of these
retinoids and their transactivation potencies have been reported
elsewhere (24)
. All of the retinoids were dissolved in
DMSO at a concentration of 10 mM and stored
briefly under N2 in the dark at -20°C. The
stock solutions were diluted to the desired final concentrations in
growth medium. Control cultures received the same amount of DMSO as
retinoid-treated cultures.
Electrophoretic Mobility Shift and Supershift Assays.
The assay was performed exactly as described by us elsewhere
(37)
.
Construction of Plasmids.
Plasmids containing human cDNAs for RAR
1, RARß2, RAR
1, and
RXR
were obtained from Dr. Magnus Pfahl (Sidney Kimmel Cancer
Center, San Diego, CA). To increase translation efficiency, we deleted
the 5' region and introduced a new Kozak sequence into the RARß cDNA
to form the RARk12ß construct (37)
. cDNA fragments
containing the entire open reading frames of the different receptors
were inserted into plasmid pMARKCD7D5 (36)
obtained from
Dr. Jonathan Kurie (The University of Texas M. D. Anderson Cancer
Center).
RXR
deletion mutants (shown schematically in Fig. 5A
)
were inserted into pMARKCD7D5. Specifically, the mutant RXR
DA was
prepared by deleting part of the 5' end of wt RXR
cDNA with
HindIII and SmaI. Mutant RXR
DD was prepared by
deleting a fragment between nucleotides 29 and 197 in wt RXR
cDNA.
Mutant RXR
DF was prepared by deleting the 3' end of RXR
from
nucleotide 402. The RXR
point mutant pMARKRXR
F313A was
constructed using the QuickChange site-directed mutagenesis kit
(Stratagene, San Diego, CA). The point mutant constructs
pMARKRXR
L430F and pMARKRXR
K431Q were prepared from pBSRXR
L430F
and pBSRXR
K431Q (39)
, respectively (provided by Dr.
Xiao-kun Zhang; Burnham Cancer Institute, La Jolla, CA).
Transient Transfection and Luciferase Assays.
Cells were seeded at a concentration of 2 x 105
cells/well in 6-well plates. After an
overnight incubation, cells in each well were transfected with 1.2 µg
of DNA (0.7 µg of luciferase reporter plasmid described below, 0.1
µg of the ß-galactosidase expression vector pCH110, and 0.4 µg of
pMARKCD7D5 or pMARKCD7D5-derived expression vectors) in 6 µl
of LipofectAMINE (Life Technologies, Inc., Gaithersburg, MD) following
the manufacturers procedure. Two reporter plasmids were used:
(a) (RARE)3-tk-LUC, which contains
three tandem repeats of DR5 RARE from the P2 promoter region (-59 to
-33 bp) of the human RARß2 gene (40)
connected
to the minimal herpes simplex virus tk promoter and a luciferase cDNA;
and (b) RXRE-tk-LUC, which contains five tandem repeats of
DR1 RXRE, a 35-bp sequence (-605 to -639) from the promoter of the
mouse CRBP-II gene (41)
inserted immediately upstream of
tk-luciferase in a reporter plasmid (both provided by Dr. Richard A.
Heyman). The reporter plasmid for analysis of AP-1 transcriptional
activity (Col-AP-1-LUC) was obtained from Dr. Jonathan Kurie. The
promoter of this reporter construct was derived from the matrix
metalloproteinase 1 promoter (-73 to +63), which contains the AP-1
binding site TGAGTCA (42)
. The pCH110 ß-galactosidase
expression vector (Pharmacia Biotech, Piscataway, NJ) was used at 0.1
µg for transfection as the internal control for transfection
efficiency. After a 6-h exposure to the transfection mixture, cells
were treated in medium containing 10% FBS and various concentrations
of retinoid or DMSO alone for 20 h and then harvested for
measurement of ß-galactosidase activity and luciferase activity using
a luciferase assay system and protocol from Promega (Technical Manual
TM033; Promega, Madison, WI) and a Lumat luminometer. Triplicate wells
were used for each experimental group. Relative luciferase activity was
related to the ß-galactosidase activity to normalize for transfection
efficiency.
Single Cell DNA Synthesis Assay.
The single cell proliferation assay was performed by a modification of
the method described by Frangioni et al. (36)
.
H1792 cells were seeded at a concentration of 105
cells/well in 6-well plates. After 1824 h, cells were transfected
with various pMARKCD7D5 vectors using LipofectAMINE. Each well received
1 µg of plasmid DNA and 6 µl of LipofectAMINE. After 6 h, the
transfection solution was removed by aspiration, and the cells were
refed with medium containing 10% delipidized serum and the indicated
concentration of retinoids or DMSO control. After 36 h, the cells
were incubated for 7 h with a labeling reagent containing 10
µM BrdUrd and 1
µM 5'-fluoro-2'-deoxyuridine (Amersham,
Arlington Heights, IL) to incorporate BrdUrd into DNA in cells engaged
in DNA synthesis. Cells were then washed three times with PBS and fixed
with absolute methanol (prechilled to -20°C) for 10 min. Cells were
then rehydrated with PBS and washed once in water. Chromosomal DNA was
depurinated by treatment with 2 M HCl for 15 min
at room temperature. The acid was neutralized by one wash with 0.1
M
Na2B4O7
(pH 8.5), followed by a 2-min incubation in the same solution. Cells
were then washed twice with 0.1% NP40 in PBS (0.1% NP40/PBS) and
incubated for 12 h at room temperature with anti-BrdUrd mAb (IgG1;
Becton Dickinson, San Jose, CA) and anti-CD7 mAb (IgG2b clone
3A1E-12H7; Sera-Lab, Sussex, United Kingdom), both of which were
diluted 1:6 in 0.3% BSA and 0.1% NP40/PBS. The cells were washed five
times with 0.1% NP40/PBS and incubated for 45 min at room temperature
with Texas Red-conjugated goat antimouse IgG2b and FITC-conjugated goat
antimouse IgG1 (Southern Biotechnology, Birmingham, AL) diluted 1:200
in 0.1% NP40/PBS. Cells were washed four times with 0.1% NP40/PBS and
twice with PBS. The cells were then observed using an
immunofluorescence microscope with filters for the red fluorescence of
Texas Red in the cytoplasm and on the cell surface and the green
fluorescence of FITC in the cell nuclei. Cells that have taken up the
plasmid and synthesized DNA are stained both red and green
(RG), and their nuclei appear yellow because of the overlap
of the two colors. Cells that have taken up the plasmid but failed to
synthesize DNA stained only red (R). The BrdUrd labeling
index (the percentage of cells synthesizing DNA among the cells that
have taken up the plasmid) was determined using the following formula:
[(RG/(R + RG)]100.
Usually, >500 cells were analyzed in several arbitrarily chosen
microscopic fields.
 |
RESULTS
|
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Expression of Nuclear Retinoid Receptors in H1792 Cells and Their
Ability to Form Complexes with RARE.
Previously, we found that NSCLC H1792 cells express abundant amounts of
RARß mRNA compared with other NSCLC cells, in which no RARß mRNA
could be detected (24)
. We found no mutations in RARß
transcripts from H1792 cells after amplification by reverse
transcription-PCR and sequencing (data not shown). High levels of
RAR
, RXRß, and RXR
mRNAs were detected in H1792 cells, whereas
RXR
and RAR
transcripts were about 80% and 60% less abundant,
respectively, in H1792 cells than in other NSCLC cells
(24)
.
Electrophoretic mobility shift and supershift assays shown in Fig. 1
revealed two major shifted bands (Lane 1), which appeared to
be specific for RARE because they could be competed by excess unlabeled
DR5 RARE oligonucleotide (Fig. 1
, compare Lanes 1 and
13), but not by a mutated oligonucleotide (Fig. 1
,
Lane 14). Complexes containing RARß and RXR
represented
the major RARE binding heterodimer, as indicated by supershift with
anti-RARß (Fig. 1
, Lane 3) and anti-RXR
(Fig. 1
,
Lane 5) antibodies as well as by double shift using a
mixture of antibodies against both RARß and RXR
in the same
reaction (Fig. 1
, Lane 8). The antibodies against all RXRs
produced a shifted complex that migrated differently from the complex
shifted with RXR
antibody (compare Fig. 1
, Lanes 5 and
6), suggesting that RXRß and/or RXR
may also be
associated with RARß on the RARE.
Complexes containing RAR
were also detected (Fig. 1
, Lanes 4,
9, and 12), but the low intensity of the RAR
band
indicates that it is a minor component of the DNA-binding heterodimer.
Although RXR
did not show abundant mRNA expression in Northern
blotting, we detected high-level expression of RXR
protein as
indicated by the intensity of the bands supershifted and double
supershifted by the RXR
-specific antibody (Fig. 1
, Lane
5). In contrast, antibodies specific for RAR
failed to produce
any supershifted band (Fig. 1
, Lanes 2, 7, and
10), although we had previously found that the same
antibodies could supershift RAR
when incubated with nuclear extracts
from head and neck squamous cell carcinoma cells and labeled RARE
(37)
.
Use of pMARKCD7D5 Vector and BrdUrd Incorporation to Evaluate the
Growth-inhibitory Effects of Exogenous Nuclear Retinoid Receptors in
H1792 Cells.
To determine whether exogenous retinoid receptors can restore
retinoid responsiveness, we transfected H1792 cells transiently using
coexpression vector pMARKCD7D5 (Ref. 36
; Fig. 2A
), into which cDNAs of the different retinoid receptors were
inserted. The cells were then grown without or with 1
µM ATRA and labeled with BrdUrd. After fixation
and double immunostaining with anti-CD7 antibodies and anti-BrdUrd
antibodies (detected with different secondary antibodies tagged with
red and green fluorescent fluorophores, respectively), cells were
observed under a fluorescence microscope (Fig. 2B)
. The
proportion of red cells with labeled nuclei within a population of
about 500 cells exhibiting red fluorescence was considered to represent
the mitotic index (Fig. 2C)
. The mitotic indices in cell
populations transfected with pMARKCD7D5 vector harboring no retinoid
receptor was about 32% and was reduced only slightly by ATRA
treatment. Transient expression of RAR
or RXR
decreased DNA
synthesis in the absence of ATRA to 24% (about 25% inhibition
relative to pMARKCD7D5 vector only), whereas transfection of the other
receptors did not decrease BrdUrd incorporation in the absence of ATRA.
Overexpression of RAR
and RXR
caused about 60% inhibition of DNA
synthesis, and overexpression of RAR
caused 45% inhibition of DNA
synthesis, whereas RARß failed to enhance the response of the cells
to inhibition of DNA synthesis by ATRA (Fig. 2C)
.

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Fig. 2. Schema of the pMARKCD7D5 vector (A) and its
use for the visualization (B) and quantitation
(C) of transfected cells and their ability to synthesize
DNA after transfection of pMARKCD7D5 constructs with RARs or RXR .
The pMARKCD7D5 vector (36)
contains AmpR, ampicillin
resistance gene; two SV40 origins of replication and enhancer elements
(ori/enh) for replication and transcriptional
activation; an adenovirus major late promoter for transcription
initiation (Ad MLP); a cDNA copy of the majority of the
adenovirus tripartite leader for efficient translation
(TPL); an intervening sequence composed of the 5' splice
site from the adenovirus first leader of late mRNA and a 3' splice site
from an immunoglobulin gene for mRNA processing (IVS);
SV40 polyadenylation signal for transcription termination and mRNA
processing [SV40 Poly(A)]; adenovirus VA I gene
product to enhance translation; bacterial origin of replication from
pBR322 (ori); and two polylinkers into which can be
inserted cDNAs of the cell surface antigen CD7 truncated in its
cytoplasmic domain (CD7Dc5) to prevent signaling by binding of anti-CD7
antibody and one of the retinoid receptors. B, detection
of H1792 cells that have been transfected with pMARKCD7D5 vector and
cells that have incorporated BrdUrd by the immunofluorescence antibody
technique. H1792 cells were transiently transfected with pMARKCD7D5
plasmids encoding various nuclear retinoid receptors, labeled with
BrdUrd, and stained as described in "Materials and Methods." The
nuclei of cells in S phase, which have incorporated BrdUrd during the
period of labeling, were detected with an anti-BrdUrd mAb and a
FITC-conjugated secondary antibody (green). Cells
expressing CD7Dc5, which represent the transiently transfected cells,
were detected with an anti-CD7 mAb and Texas Red-conjugated secondary
antibody (red). Nuclei of S-phase cells with expression
of CD7Dc5 appear yellow due to the overlap of the
red and green colors. C,
effects of various nuclear retinoid receptors on the growth of H1792
cells. Cells were transfected with pMARKCD7D5 vector harboring various
nuclear retinoid receptors, cultured in delipidized FBS supplemented
with either 1 µM ATRA or DMSO, fixed, and processed for
the single cell proliferation assay as described in "Materials and
Methods." The data represent the mean values from three independent
experiments. Bars, SD.
|
|
Similar experiments with the RA-resistant NSCLC cell line Calu-1, which
expresses no detectable RARß but does express the other RARs and RXRs
(24)
, have demonstrated that overexpression of RAR
,
RARß, RAR
, and RXR
, followed by treatment with 1
µM ATRA, caused inhibition of DNA synthesis of 35.5%,
40%, 10.1%, and 70%, respectively.
Effects of Overexpressed Nuclear Retinoid Receptors on Activation
of Transcription of Reporter Constructs Containing DR1 and DR5 Response
Elements in H1792 Cells.
To determine whether the transfected receptors alter retinoid-regulated
transcription in intact H1792 cells, the cells were cotransfected with
pMARKCD7D5 vector bearing no receptor or individual retinoid receptors
and a luciferase reporter construct containing DR5 RARE (Fig. 3A)
. ATRA or 9-cis-RA treatment of cells
transfected with pMARKCD7D5 vector alone activated luciferase
transcription by 11- and 15-fold, respectively, via endogenous retinoid
receptors (Fig. 3A
, top left panel). The RAR
-selective
retinoid AM80 and the RAR
-selective retinoid CD437 activated
transcription by 4-fold, whereas the RARß-selective retinoid CD2314
increased transcription by only 1.6-fold (Fig. 3A
, top left
panel). In cells transfected with pMARKCD7D5 containing RAR
(Fig. 3A
, top right panel), the activation of the DR5
reporter by ATRA, 9-cis-RA, and AM80 was 25-, 32-, and
13-fold, respectively; more than 2-fold higher than that in cells
transfected with pMARKCD7D5 vector alone. There was no increase
in the response of the cells to RARß- and RAR
-selective retinoids.
This indicated that the overexpressed RAR
increased the response of
the cells to retinoid signaling. Cells transfected with pMARKCD7D5
vector containing RARß (Fig. 3A
, bottom left panel) showed
a 35% increase in transcriptional activation of DR5 RARE by ATRA and
9-cis-RA compared with cells transfected with pMARKCD7D5
only but showed no increase in response to AM80, CD2314, or CD437.
Treatment of these cells with several other RARß-selective agonists
such as TTNN and LG030369 also failed to show any stimulation of
transcription (data not shown). These results indicate that exogenous
RARß contributes much less than RAR
to the activation of
transcription via RARE. Cells overexpressing RAR
(Fig. 3A
,
bottom right panel) exhibited a higher transcriptional activation
of DR5-driven reporter in the absence of retinoids than cells
transfected with the other receptors. The activation of transcription
by ATRA, 9-cis-RA, AM80, CD2314, and CD437 was 4.4-, 6.3-,
1.5-, 1.0-, and 2.1-fold, respectively. Overexpression of RXR
in
H1792 cells failed to increase activation of DR5 RARE by any of the
RAR-selective retinoids (data not shown).

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Fig. 3. Transcriptional activities of nuclear retinoid receptors
on DR5 RARE (A) and DR1 RXRE (B).
A, cells were cotransfected with pMARKCD7D5 only or with
pMARKCD7D5 containing each of the indicated RARs and the reporter DR5
RARß-RARE-tk-LUC. ß-Galactosidase was also transfected to normalize
for transfection efficiency. The cells were then treated with DMSO as a
control or with the indicated retinoids (all at 1 µM).
The activation of reporter gene transcription was analyzed by the
luciferase assay as described in "Materials and Methods."
B, the cells were transfected and treated with retinoids
as described in A, except that pMARKCD7D5 containing
RXR was used, and more RXR-selective retinoids were used.
Transfection efficiency was normalized using ß-galactosidase
activity. Bars, SD.
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|
H1792 cells transfected with pMARKCD7D5 alone showed no increase in
transcriptional activation of DR1 RXRE (38)
on treatment
with a variety of retinoids including some that bind to RXRs
(e.g., 9-cis-RA, LG69, and SR11217; Fig. 3
B, top panel). This finding is surprising because the cells
express high levels of RXR protein as detected by the electrophoretic
mobility shift assay. Nonetheless, overexpression of exogenous RXR
via the pMARKCD7D5 vector enhanced transcriptional activation of DR1
RXRE by ATRA, 9-cis-RA, LG69, and SR11217 by 5.0-, 6.6-,
8.5-, and 5.6-fold, respectively. However, AM80, TTNN, and CD2325,
which are selective for RAR
, RARß, and RAR
, respectively,
showed no increase or up to a 1.6-fold increase in transcription (Fig. 3B
, bottom panel).
The Growth-inhibitory Effects of Various Nuclear Retinoid Receptors
Are Associated with Their Anti-AP-1 Activity.
Nuclear retinoid receptors can antagonize AP-1 activity in a
ligand-dependent fashion, and this antagonism often leads to growth
inhibition (12
, 14
, 35
, 43, 44, 45, 46, 47, 48)
. Therefore, we examined
whether an association exists between the growth-inhibitory effects
mediated by the receptors and their anti-AP-1 activity in the H1792
cells. Overexpression of each of the three RARs or RXR
had only
minor effects on AP-1 activity in the absence of exogenous retinoids
(Fig. 4
; cells were treated with DMSO as a control). Treatment of cells
transfected with pMARKCD7D5 alone using ATRA or 9-cis-RA not
only failed to suppress AP-1 activity but rather increased it by
3040% (Fig. 4
,
), suggesting that the anti-AP-1 activity of
retinoids via constitutively expressed retinoid receptors is aberrant
in the H1792 cells. However, overexpression of RAR
and RXR
and,
to a lesser extent, RAR
resulted in marked suppression of AP-1
activity in H1792 cells after ATRA or 9-cis-RA treatment
compared with AP-1 activity in cells transfected with pMARKCD7D5 alone
(Fig. 4)
. 9-cis-RA was more effective than ATRA in
suppressing AP-1 activity in cells overexpressing RXR
.
Overexpression of RARß resulted in a smaller decrease in AP-1
activity after retinoid treatment compared with the other transfected
receptors. These results suggest a positive association between
retinoid-induced growth-inhibitory effects mediated by the different
retinoid receptors and their respective anti-AP-1 activity.

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Fig. 4. Analysis of the ability of various nuclear receptors to
mediate ligand-dependent anti-AP-1 activity in H1792 cells. Cells were
cotransfected with pMARKCD7D5 vector only or with pMARKCD7D5 vector
containing the indicated retinoid receptors and the reporter construct
Col-AP-1-LUC and a ß-galactosidase expression vector. The cells were
then treated with DMSO as a control or with 1 µM ATRA or
9-cis-RA. Luciferase activity was analyzed as described
in "Materials and Methods." Transfection efficiency was normalized
using ß-galactosidase activity. Columns, mean of
triplicate determinations; bars, SD.
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The DNA-binding Domain and Carboxyl-terminal Domain F Are Required
for Both the Growth-inhibitory Effect and Anti-AP-1 Activity of RXR
.
Because RXR
appeared to be the most potent of the four receptors in
mediating both inhibition of DNA synthesis and antagonism of AP-1, we
generated and used the deletion mutants shown in Fig. 5A
to determine which of the different domains of this
receptor are required for the two activities. The construct RXR
DA,
which was predicted to express a mutant protein with a deletion of the
71 NH2-terminal amino acids of wt RXR
, was as
effective as intact RXR
in mediating both inhibition of DNA
synthesis (Fig. 5B)
and antagonism of AP-1 (Fig. 5C)
. In contrast, mutant RXR
DD, which was predicted to
express a protein with a deletion between amino acids 29 and 197, and
mutant RXR
DF, which was predicted to express a truncated protein
lacking the 61 COOH-terminal amino acids of RXR
, completely lost the
growth-inhibitory effect (Fig. 5B)
and anti-AP-1 (Fig. 5C)
effect of RXR
. These findings indicated that
both the DNA-binding domain and the ligand-binding/heterodimerization
domain are required for the two RXR
activities.
To assess additional aspects of the expression and function of these
RXR
mutants in H1792 cells, their ability to activate the
transcription of DR1- and DR5-containing luciferase reporter constructs
was examined. RXR
- and RXR
DA-transfected cells exhibited similar
potency for activation of DR5 RARE (Fig. 6
, compare B and C). However, compared with wt
RXR
(Fig. 6B)
, RXR
DA was able to partially (5060%
of the effect of wt RXR
t) activate transcription via DR1 after
treatment of the cells with ATRA, 9-cis-RA, and the
RXR-selective retinoids LG69 and SR11217 (Fig. 6C)
. Mutants
RXR
DD and RXR
DF showed no ability to activate DR1 (data not
shown).
Although they were unable to activate DR1, RXR
DD and RXR
DF
interfered with the ligand-induced transcriptional activation of DR1 by
wt RXR
in cotransfection experiments. RXR
DD (Fig. 7A)
was more effective than RXR
DF (Fig. 7B)
in
antagonizing RXR
. It is possible that these mutants formed abortive
heterodimers with wt RXR
or competed for the same coactivators.
Modification of Anti-AP-1 Activity of RXR
by Point Mutation also
Results in Alteration of Its Growth-inhibitory Effect.
Several RXR
point mutations in the F domain were found to
interfere with RXR-RXR and RXR-RAR dimerization (39)
. One
such mutant, RXR
L430F, had lost the ability to act as homodimer,
whereas a mutation in the adjacent codon (RXR
K431Q) retained this
ability. We cloned these two point-mutated RXR
s into pMARKCD7D5
vector and analyzed their activities after transient transfection into
H1792 cells and treatment with 9-cis-RA. Fig. 8
shows that the point mutation L430F, which abrogated DR1 activation as
expected but retained some ability to activate DR5, resulted in a loss
of ability to suppress DNA synthesis and to antagonize AP-1. In
contrast, the point mutation RXR
K431Q, which retained the ability to
activate DR5 as well as DR1, like wt RXR
, also exhibited the ability
to both suppress DNA synthesis and antagonize AP-1 in the presence of
9-cis-RA (Fig. 8)
.
Mutation F318A in the ligand-binding pocket of mouse RXR
was found
to cause the receptor to exhibit constitutive activation of DR1 (as a
homodimer) and, to a lesser extent, a DR5 reporter (as a heterodimer
with RARs) in the absence of a RXR ligand (49)
; namely, to
act like a ligand-bound receptor. We generated a homologous mutant in
human RXR
(RXR
F313A) and cloned it into pMARKCD7D5 vector. After
transient transfection into H1792 cells, we found that this mutant has
a constitutive transcriptional activity on DR1 but not on DR5 in the
absence of 9-cis-RA (Fig. 8
, top two panels,
respectively). Furthermore, this mutant exhibited ligand-independent
antagonism of AP-1 and inhibition of DNA synthesis (Fig. 8
,
bottom two panels, respectively). These results indicate
that DR1 activation, antagonism of AP-1, and inhibition of DNA
synthesis are strongly associated and may be causally related.
 |
DISCUSSION
|
|---|
Most NSCLC cell lines that we (24)
and others
(22
, 22)
have examined previously were found to be
resistant to the growth-inhibitory effects of ATRA and other retinoids.
Many of these cell lines failed to express RARß
(18, 19, 20, 21, 22, 23, 24)
, and this aberration has been proposed to be the
reason for their retinoid resistance (22)
. In another lung
carcinoma cell line, transfection of RARß restored sensitivity to
growth inhibition by ATRA when the cells were grown in low serum
concentration (50)
. Furthermore, knockout by homologous
recombination of the RARß gene in F9 embryonal carcinoma cells
resulted in loss of growth inhibition by ATRA (51)
.
Despite this evidence that RARß can mediate growth inhibition, the
H1792 cells were resistant to ATRA (24)
, although they
express high levels of RARß mRNA as confirmed and extended in the
present study. The H1792 cells were found to express mRNAs for all of
the RARs and for RXR
(24)
. Furthermore, RARß and, to
a much lesser degree, RAR
proteins were detected in complexes with
DR5 RARE, presumably as heterodimers with RXR
(Fig. 1)
. These
endogenous receptors were able to mediate transactivation of DR5 RARE
(Fig. 3A)
. However, there was no tight association between
the ability to transactivate DR5 RARE and the ability to inhibit DNA
synthesis, as seen in cells transfected with RARß (Fig. 2C
and Fig. 3A
, bottom left panel). The
endogenous RXRs failed to mediate activation of DR1 RXRE (Fig. 3B)
in H1792 cells exposed to ATRA or 9-cis-RA,
and endogenous RARs and RXRs failed to mediate AP-1 antagonistic
activity in H1792 cells exposed to ATRA or 9-cis-RA (Fig. 4
,
). Based on these findings, we suggest that the resistance of H1792
cells to the growth-inhibitory effects of retinoids is due to the
inability of the constitutively expressed receptors to mediate DR1
activation and AP-1 antagonism.
Several previous studies have demonstrated that stable transfection of
different retinoid receptors can restore response to the effects of
retinoids on cell growth, differentiation, or apoptosis. RARs were able
to restore responsiveness in leukemia cells (52)
; RAR
and RARß were able to restore responsiveness breast carcinoma cells
(17)
; RARß was able to restore responsiveness in breast
(33)
, lung (50)
, and head and neck
(37)
carcinoma cells; RAR
was able to restore
responsiveness in head and neck squamous carcinoma (53)
and teratocarcinoma cells (54)
; and RARs plus RXR
were
able to restore responsiveness in ovarian carcinoma cells
(35)
.
In the present study, we have chosen the H1792 cells to determine
whether transient transfection of different receptors can overcome the
apparent block in response to growth inhibition by retinoids. We found
that exogenous retinoid receptors can mediate growth inhibition by ATRA
in the following rank order: RAR
= RXR
> RAR
(Fig. 2C)
. RARß overexpression was without
an effect. A similar ranking of activity of the exogenous receptors was
noted when their effects on AP-1 antagonism were determined. Combined,
these results suggest that the growth inhibition mediated by the
transfected receptors may be associated with antagonism of AP-1.
In another RA-resistant NSCLC cell line, Calu-1, which does not express
RARß, transfection of pMARKCD7D5 vectors containing RAR
, RARß,
or RXR
but not RAR
restored growth inhibition by ATRA. These
results show that some receptors (e.g., RAR
and RXR
)
can restore ATRA responsiveness in more than one NSCLC cell line,
whereas other receptors (e.g., RARß and RAR
) may do so
in some cells, but not in others. Thus, cell context may determine the
ability of a transfected receptor to mediate growth inhibition.
Another interesting result was that although H1792 cells express
endogenous RXR
, this receptor does not activate DR1 RXRE after the
cells are treated with 9-cis-RA and other RXR-selective
retinoids (Fig. 3B
, top panel). However, after transfection
of exogenous RXR
, the same retinoids activated DR1 RXRE (Fig. 3
B, bottom panel). Thus, the putative increase in the level
of RXR
in the transfected cells causes a qualitative change in
ability to activate RXRE. The lack of RXRE activation may be due to low
endogenous RXR
-RXR
levels and transrepression by more abundant
RXR
-RARß heterodimers that can bind to the DR1 with a higher
affinity than RXR
-RXR
homodimers but fail to activate this
response element (55
, 56)
. One explanation for the effect
of overexpression of RXR
is that the increased RXR
level leads to
the formation of RXR homotetramers, which, having a higher affinity for
DR1 than RXR-RAR, may displace RXR-RAR heterodimers from the DR1 RXRE
(57)
. In the presence of RXR ligands, the DNA-bound
tetramers dissociate to dimers (57)
that activate
DR1-mediated transcription of the reporter.
Because of the interesting effects of RXR
, we wished to gain some
additional understanding of its mechanism of action. Therefore, we
generated several deletion and point mutants of this receptor and
compared their effects with that of wt RXR
. Studies with deletion
mutants indicated that the DNA-binding and ligand-binding domains were
important for growth inhibition (Fig. 5B)
, DR1 RXRE
activation, and AP-1 antagonism (Fig. 5C)
. Some deletion
mutants of RARs have been shown to possess dominant negative activity
(58
, 59) . Our results indicate that mutants with deletions
in the DNA-binding domain (RXR
DD) or ligand-binding domain
(RXR
DF) can exert a dominant negative effect on RXR
, as indicated
by the partial suppression of the effect of wt RXR
on the activation
of DR1 RXRE (Fig. 7)
. The RXR
mutant with a deletion in the
NH2-terminal domain was almost as active as wt
RXR
when examined for all of the activities, suggesting that the
ligand-independent transactivation function residing in this domain is
dispensable for all activities. The finding that point mutation L430F,
which inhibits the ability of RXR
to transactivate transcription as
a homodimer, but not mutation K431Q, which has intact ability to act as
a homodimer (39)
, has lost the ability to transactivate
DR1, suppress DNA synthesis, and transrepress AP-1 (Fig. 8)
provides
further support for the conclusion that the mechanisms underlying the
growth-inhibitory effects mediated by RXR
in H1792 cells involve
homodimerization, transactivation of RXRE (DR1), and transrepression of
AP-1. The data point to the possibility that RXR
homodimers
can mediate AP-1 transrepression. Interestingly, this conclusion is
also supported by the ability of the point mutant RXR
F313A to
activate DR1, inhibit DNA synthesis, and antagonize AP-1 in the absence
of 9-cis-RA (Fig. 8)
. The effects of F313A are important
because they exclude pleiotropic effects resulting from different
signaling pathways that can be provoked by 9-cis-RA and
point to the central role of the RXR receptor in the above-mentioned
effects.
AP-1 is a complex comprised of dimers of members of the Jun and Fos
family of DNA-binding proto-oncogenes that mediate mitogenic signals
from a variety of growth factors and tumor promoters (14)
.
AP-1 activity is particularly important for the progression of lung
cancer cells because altered expression of members of AP-1 family was
found to be an early event in human lung carcinogenesis
(60)
. The transrepression of AP-1 by liganded retinoid
receptors has been demonstrated previously both in vitro
(11, 12, 13
, 35
, 43, 44, 45, 46, 47, 48)
and in vivo
(61)
. The retinoids that induced the repression of AP-1
activity were also found to be able to inhibit the growth of many types
of cancer cells (45, 46, 47, 48)
. Normal HBE cells are sensitive
to both the anti-AP-1 and growth-inhibitory effects of RA. However,
tumorigenic HBE cells and many lung cancer cells are resistant to both
effects of RA (48)
. Our study has extended these reports
by demonstrating that several overexpressed retinoid receptors can
mediate anti-AP-1 effects of retinoids. The mechanism of AP-1
transrepression is not entirely clear. No binding of liganded retinoid
receptors to the AP-1 consensus DNA sequence was observed, thus
excluding competition for DNA binding as a mechanism of antagonism.
Several mechanisms have been suggested including binding of liganded
retinoid receptors to c-Jun or c-Fos, which would thus interfere with
c-Jun/c-Jun homodimerization and c-Jun/c-Fos heterodimerization and
prevent the formation of AP-1 complexes capable of DNA binding
(12
, 13) . A variation on this mechanism was suggested by
the demonstration that RARs, RXRs, and c-Jun form a complex at the AP-1
site of the collagenase promoter in which c-Jun binds directly to the
DNA and apparently links the retinoid receptors to the complex
(62)
. Competition for the limited amount of the
coactivator CBP/p300, which is required for the transcriptional
activity of both nuclear retinoid receptors and AP-1, has also been
proposed as a mechanism of mutual retinoid and AP-1 antagonism
(13)
. Interference with the Jun
NH2-terminal kinase signaling pathway represents
another mechanism by which nuclear hormone receptors can antagonize
AP-1. This mechanism is based on the blockade by hormone-activated
nuclear receptors of c-Jun phosphorylation on
Ser63/Ser73, which
is required to recruit the transcriptional coactivator CBP
(63)
. A similar mechanism was observed in HBE cells, in
which ATRA decreased the amount and activation of AP-1 components.
ATRA inhibited Jun NH2-terminal kinase
and, to a lesser extent, extracellular signal-regulated kinase activity
and also reduced c-fos mRNA (48)
. Recently, pretreatment
of human skin with ATRA was found to inhibit UV induction of c-Jun
protein and, consequently, AP-1 via a posttranscriptional mechanism
because ATRA did not inhibit UV induction of c-Jun mRNA
(61)
.
Taken together, our data suggest that the sensitivity to the
growth-inhibitory effect of RA can be restored by overexpression of
several exogenous nuclear retinoid receptors in lung cancer cells. One
potential clinical implication is that one could combine receptor gene
transfer and retinoid treatment as a strategy for therapy or prevention
of lung cancer. With respect to the mechanism of growth
inhibition, the data indicate that antagonism of AP-1 by the
transfected receptors may be important for inhibition of DNA synthesis.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by USPHS Grant U19 CA68437 from the
National Cancer Institute (to W. K. H. and R. L.) and a University
of Texas M. D. Anderson Cancer Center Faculty Achievement Award (to
R. L.). DNA sequencing was supported in part by M. D. Anderson Cancer
Center Core Grant P30 CA16672 from the National Cancer Institute. 
2 American Cancer Society Clinical Research
Professor. 
3 Incumbent of the Irving and Nadine Mansfield and
Robert David Levitt Cancer Research Chair. 
4 To whom requests for reprints should be
addressed, at Department of Thoracic/Head and Neck Medical Oncology,
Box 80, The University of Texas M. D. Anderson Cancer Center, 1515
Holcombe Boulevard, Houston, TX 77030. Phone: (713) 792-7480; Fax:
(713) 794-0209; E-mail: rlotan{at}mdanderson.org 
5 The abbreviations used are: RAR, retinoic acid
receptor; ATRA, all-trans-retinoic acid; BrdUrd,
5'-bromo-2'-deoxyuridine; 9-cis-RA,
9-cis-retinoic acid; FBS, fetal bovine serum; RARE,
retinoic acid response element; RXR, retinoid X receptor; RXRE, RXR
response element; AP-1, activator protein 1; DR, direct repeat; RA,
retinoic acid; NSCLC, non-small cell lung cancer; tk, thymidine kinase;
mAb, monoclonal antibody; HBE, human bronchial epithelial; wt,
wild-type. 
Received 7/19/00.
Accepted 11/ 8/00.
 |
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