
[Cancer Research 61, 991-999, February 1, 2001]
© 2001 American Association for Cancer Research
Protoporphyrin IX Occurs Naturally in Colorectal Cancers and Their Metastases1
K. Thomas Moesta2,
Bernd Ebert,
Tim Handke,
Dirk Nolte,
Christian Nowak,
Wolfgang E. Haensch,
Ravindra K. Pandey,
Thomas J. Dougherty,
Herbert Rinneberg and
Peter M. Schlag
Robert-Roessle-Hospital at the Max-Delbrueck-Center for Molecular Medicine, Charité, Humboldt-University at Berlin, Berlin, Germany [K. T. M., T. H., C. N., W. E. H., P. M. S.]; Division of Medical Physics and Metrological Information Technology, Section of Biomedical Optics and NMR-Measuring Techniques, Physikalisch-Technische Bundesanstalt, Berlin, Germany [B. E., D. N., H. R.]; and Division of Radiation Biology, Roswell Park Cancer Institute, Buffalo, New York [R. K. P., T. J. D.]
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ABSTRACT
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Colorectal cancers exhibit a red fluorescence. The nature of the
responsible fluorophore and its eventual diagnostic potential were
investigated. Thirty-three consecutive colorectal resection specimen,
32 of which with histologically confirmed cancer, and a total of 1053
palpable mesenteric nodes were fluorimetrically characterized ex
vivo. Furthermore, frozen material from 28 patients was analyzed,
selected for the availability of primary tumor material and metastatic
tissue, e.g., lymphatic and liver metastases from the same patient.
Biochemical characterization was carried out through chemical
extraction and reversed phase high-performance liquid chromatography.
The fluorescence spectra of tissues, tissue extracts, and standard
solutions of porphyrins were determined using a pulsed solid-state
laser system for excitation and an imaging polychromator, together with
an intensified CCD camera for time-delayed observation.
Protoporphyrin IX (PpIX) was identified as the predominant fluorophore
in primary tumors and their metastases. The fluorophore occurred in the
absence of necrosis and in sterile locations. In untreated cases
(n = 24), PpIX fluorescence discriminates
metastatically involved lymph nodes from all other palpable nodes with
a sensitivity of 62% at a specificity of 78% (P < 0.0001). After neoadjuvant treatment of rectal cancer, the PpIX
fluorescence level of the primary tumors was reduced and a
discrimination of lymph nodes based on PpIX-fluorescence was
impossible. We conclude that colorectal cancer metastases accumulate
diagnostic levels of endogenous PpIX as a result of a tumor-specific
metabolic alteration.
 |
INTRODUCTION
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The detection and visualization of macroscopically indiscernible
malignancy by fluorescence detection of fluorophores, preferentially
accumulated in or synthesized by tumor tissue, is tempting because
of the potential ease of use and the lack of biological hazard
to patient and investigator (1
, 2)
. Autofluorescence
features of cancer were investigated long before. The original
observation of a red autofluorescence emitted under blue light from
experimental tumors dates back to the French scientist Policard
(3)
in 1924. Others gave rather little attention to the
phenomenon (4)
because of its seemingly restriction to
larger, ulcerated tumors easily visible by eye. Ghadially and Neish
(5)
reported in 1960 a series of experiments relating
the presence of porphyrins to the colonization of the ulcerated tumors
by bacteria, a finding that was supported by Harris and Werkhaven
(6)
in 1987 for cancers of the oral cavity in which a
strong porphyrin fluorescence could be "wiped off" from the
surface.
More recently, the fluorescence from
PpIX3
formed endogenously after exogenous application of 5-ALA was
demonstrated to be diagnostic in many superficial tumor diseases
(7, 8, 9, 10)
. The success of 5-ALA-based fluorescence detection
systems in superficial applications led us to develop a similar
approach for macroscopically undiscernible residual disease like
lymphatic micrometastases. For this purpose, the recognition of a
specific fluorescence signal in considerable tissue depth (several
millimeters) was necessary. Exploiting the longer fluorescence
lifetimes of porphyrins, a system of unprecedented sensitivity for
porphyrins, at least so far in the clinical context, was developed.
However, since the regular autofluorescence from normal and diseased
human tissues, which contain considerable levels of porphyrins, may
interfere with this stimulated autofluorescence from PpIX, the native
autofluorescence was to be investigated in the first place.
Thus, initially as a prerequisite to detect micrometastases by PpIX
fluorescence after 5-ALA administration, we studied time-dependent
laser-induced autofluorescence of colorectal tumors and their
metastases. We then discovered and reported the detectability and the
fluorimetric characteristics of an endogenous porphyrin-like
fluorophore in colorectal lymph node metastases (11)
. Our
present investigation aims at the identification of the fluorophore and
at the description of its potential diagnostic usefulness.
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PATIENTS AND METHODS
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Patients and Tissue Samples
The lymph node study comprises 33 patients who underwent primary
surgical care for suspected or proven colorectal cancer at our
institution, without any preselection. Five of those patients were
pretreated by HRCT and three by RCT under an independent clinical study
protocol (12)
. Information on patients, tumor location,
tumor stage, and tumor grading, as well as pretreatment by RCT or HRCT,
are reported in Table 1
. Fluorescence spectra of the primary tumor and surrounding normal mucosa
were investigated immediately after excision of the surgical specimen.
Subsequently, all of the palpable nodules in the adjacent mesentery of
the tumor were prepared and kept moist at room temperature. All of the
specimens of primary cancers were carefully washed prior to
fluorescence measurements. Laser-induced fluorescence of nodules was
recorded before pathological evaluation. Table 1
includes the total
number of nodules investigated by fluorescence spectroscopy. Care was
taken that each nodule could be kept track of during the entire
procedure of characterization. The time between cessation of blood
supply and the last fluorescence measurements did not exceed 4 h.
Sometimes, not all of the nodules resected from a particular patient
could be investigated within that time. Furthermore, a nodule
investigated by fluorescence spectroscopy sometimes turned out during
pathological examination to consist of several distinct nodes. As
additional information, given in parentheses, Table 1
specifies for
each patient the number of noninvolved and involved lymph nodes, and
connective tissue nodes, examined histologically.
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Table 1 Patient characteristics and tumor staging for 33 investigated
colorectal surgical specimens
All of the patients were operated on under the suspicion of colorectal
cancer. In one case, the definitive histology was adenoma.
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Apart from the tissue specimen of 33 patients (primary tumors, lymph
nodes and connective tissue nodes) investigated immediately after
excision, a second subset of tissue samples not included in Table 1
was
selected from a tissue specimen collection established since 1992 at
the Department of Surgery and Surgical Oncology, Charité,
Humboldt University, Berlin. All of the samples in this tissue
collection were stored in the dark at -80°C immediately after
surgery. On the basis of the availability of primary tumor, normal
tissue, lymph node metastases, or liver metastases from the same
patient, tissue samples from 28 patients (20 with colonic and 8 with
rectal cancer) were identified to determine the content of different
porphyrins semiquantitatively by fluorescence spectroscopy and
biochemical analysis.
Pathology
When communicated, tumor stages were determined according to the
revised edition of the UICCs TNM classification of malignant tumors
(13)
. Routine pathological evaluation of the lymph nodes
was based on a single equatorial section of each palpable node, stained
by H&E. Palpable nodes containing neither lymph node structures nor
metastatic tissue were classified as connective tissue nodes. Their
palpable density was generally explained by the presence of fibrosis or
blood vessels. A subset of lymph nodes (n = 50) with high laser-induced fluorescence intensities but classified as
normal by routine pathology, were reevaluated by stepwise sectioning of
the entire nodes (>10 sections). One equatorial section was stained by
pancytokeratin antibody MNF 116 (Boehringer, Mannheim, Germany), while
the remaining sections were read after H&E staining. Table 1
gives the
number of reevaluated lymph nodes together with the number of involved
lymph nodes detected in this way. The total number of noninvolved and
involved lymph nodes, given in Table 1
for each patient and in Table 2
for all patients, takes the results of the reevaluation into account.
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Table 2 Total numbers of palpable nodes and of histologically evaluated nodes
in the lymph node study
Numbers in parentheses correspond to prepared nodes as determined by
histology, numbers without parentheses to nodes investigated by
fluorescence spectroscopy.
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Porphyrin Extraction and HPLC Analysis
Chemicals.
Solvable from Packard Instruments Co. (Meriden, CT) contains 3%
N,N-dimethyl lauryl amine oxide, 3%
alkyloxypolyethyleneoxyethanol and 2% sodium hydroxide in water. PpIX
was purchased from Sigma Chemical Co. (St. Louis, MO), uroporphyrin III
dihydrochloride and coproporphyrine III dihydrochloride from Porphyrin
Products (Logan, UT) were of the highest purity commercially available.
Processing.
Tissue (2550 mg) were covered with 1 ml of Solvable, and were kept
for 12 h at 50°C. The resulting dilutions were filtered (45
µm), and the clear, slightly colored filtrates were stored at room
temperature in the dark.
HPLC Analysis.
The HPLC analysis was performed using a Spectra Physics solvent
delivery system (Mod. SP8700, San Jose, CA, USA) and pumped with a
Spectraflow 757 absorbance detector (Kratos Analytical
Instruments, Ramsey, NJ). The column used (Merck, Darmstadt,
Germany) was a LiChrospher 100RP-8 (4 mm x 250 mm;
5-µm particle size). Porphyrines were eluted according to the scheme
described previously by Bellnier et al. (14)
:
100% solvent A [60% methanol, 40% 10 mM sodium phosphate buffer (pH
7.5)] for 10 min, followed by a linear gradient to 100% solvent B
[90% methanol, 10% 2 mM sodium phosphate buffer (pH 7.5)] over the
next 30 min. The flow rate was 1.5 ml/min; injection volume was 20
µl. Samples dissolved in Solvable were neutralized with 1
N HCl to pH 7.5 prior to analysis. Standards were
established using commercially available solutions of PpIX,
uroporphyrin III, dihydrochloride, and coproporphyrine III
dihydrochloride.
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Fluorescence Instrumentation and Spectroscopy
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The experimental set-up used for recording time-delayed
fluorescence spectra is shown in Fig. 1
. An OPO (Model A-1, GWU-Lasertechnik, Germany) pumped by the third
harmonic (
= 355 nm,
Epulse
100140 mJ) of a Q-switched
Nd:YAG laser (GCR 230-50; Spectra-Physics), provided pulsed laser
radiation at a rate of 50 pulses per s, tunable between 410 nm and 2.2
µm. The energy and the duration of the OPO output pulses amounted to
15 mJ and 3 ns typically. The remaining pump laser radiation
(
= 355 nm) was removed from the OPO output by means
of two dichroic beam splitters (HR 355, Laseroptik GmbH, Germany), the
idler wave (720 nm2.2 µm) by a corresponding short wave pass
filter. The energy of the OPO output pulses was reduced to about 300
µJ using neutral density filters. The laser beam was coupled into a
600-µm hard-clad silica fiber. The fiber tip was placed at close
proximity (<2 mm distance) to the surface of the intact nodule. The
laser-induced fluorescence of the tissue was collected by the same
fiber and guided to the entrance slit of an optical multichannel
analyzer (see Fig. 1
), consisting of an
imaging polychromator (Spectra Pro-150; Acton Research Corp.) and a
cooled, intensified CCD camera (Princeton Instruments Inc.). A dichroic
beam splitter (550 DRLPO2; Omega Optical Inc.) served to decouple
excitation and observation optical paths, and to separate laser-induced
fluorescence from backscattered laser light. In addition, a long wave
pass filter (
50% = 550 nm; LL 550 Corion
Corp.), at the entrance slit of the polychromator, suppressed
backscattered excitation light further. The intensifier of the diode
array detector was gated by an electrical pulse (-180 V) of about 20
ns duration delivered by a high-voltage pulse generator (Model 6040,
Berkeley Nucleonics Corp.) synchronized and delayed to the laser pulse.
For this purpose, the high-voltage pulse generator was triggered by an
electrical pulse provided by the power supply of the Nd:YAG
laser.

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Fig. 1. Experimental setup used for prompt and delayed detection
of laser-induced fluorescence. Nd:YAG 50 Hz, Q-switched
Nd:YAG-laser at 50 Hz repetition rate; SHG, second harmonic
generation; THG, third harmonic generation; sync
pulse, TTL-synchronizing pulse; HR355, dichroic
beamsplitter to remove radiation of the pump laser ( = 355 nm).
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The fluorescence spectra of tissue specimen were recorded at zero delay
(td = 0 ns) and at a delay of
td = 20 ns. Subsequently, the
spectra were corrected for the spectral transmittance of the
polychromator and for the spectral sensitivity of the photocathode of
the intensified CCD camera but not for the transmittance of the
long wave pass filter (
50% = 550 nm)
that was used to block off backscattered laser light. In addition,
electronic background of the detector was subtracted from the raw data.
Subsequently, the prompt [I(
, 0 ns)] and delayed
[I(
, 20 ns)] spectra were normalized to the maximum
intensity I(633 nm, 0 ns) of the corresponding prompt
fluorescence spectrum. Because geometrical factors were unchanged when
recording prompt and delayed fluorescence spectra, and fluorescence
spectra were corrected for the number of laser pulses applied and for
their pulse energy, normalized prompt
(td = 0 ns) and delayed
(td = 20 ns) fluorescence spectra
In(
,
td) = I(
,
td)/I(633 nm, 0 ns) can be compared
quantitatively. By normalization the strong dependence of the recorded
fluorescence intensity on geometrical factors (e.g.,
distance between fiber tip and tissue surface) is mostly eliminated.
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Data analysis
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The autofluorescence spectra exhibit well-defined bands
(
= 633 nm, 700 nm) denoted as specific
autofluorescence bands and a broad unstructured background termed
nonspecific autofluorescence. For quantification, we take the
normalized fluorescence spectra In(
,
td) to be the sum of the normalized specific tissue
autofluorescence Insp(
,
td) and the nonspecific autofluorescence background
Innsp(
, td)
 | (1) |
To correct for the nonspecific autofluorescence background in
delayed (td = 20 ns) fluorescence
spectra, we assume that (a) the prompt normalized
fluorescence spectrum In(
, 0 ns) is dominated
by the nonspecific fluorescence background; and (b) the
decay rate of the nonspecific fluorescence background during the delay
time td is independent of wavelength. It follows
that the nonspecific fluorescence background in delayed
(td = 20 ns) fluorescence spectra
is given by
 | (2) |
The first factor on the right hand side of Eq. (B)
takes the
decay of the nonspecific fluorescence background into account. The
wavelength
= 595 nm was chosen because it lies
outside the fluorescence bands of the specific tissue autofluorescence
and the absorption band (
= 570 nm) of hemoglobin
(15)
.
It follows from Eqs. (A)
and
(B)
for the intensity of the specific
fluorescence bands in delayed spectra, i.e., for the
normalized specific tissue autofluorescence:
 | (3) |
The assumptions made above are met if the specific tissue
autofluorescence bands in the prompt spectrum are small compared with
the nonspecific fluorescence background, generally observed for normal
surrounding mucosa and lymph nodes, but may be questionable in the case
of tumors with strong specific tissue autofluorescence bands appearing
in the prompt spectrum. However, in that case, nonspecific tissue
autofluorescence background is virtually absent in delayed spectra and
Eq. (C)
amounts to Insp(
, 20 ns)
In(
, 20 ns).
Besides normalized specific tissue autofluorescence
Insp(633 nm, 20 ns) taken at the maximum of
the main specific fluorescence band, the ratio
may be used for quantification of the spectra recorded
(11)
. Both of the methods are strongly correlated leading
essentially to the same conclusions. This is not too surprising,
because the ratio I(
, 20 ns):I(595 nm, 20 ns)
appears within the parentheses of Eq. (C)
. Therefore, when peak values
rather than fluorescence spectra are to be compared, we use the ratio
R of delayed fluorescence intensities rather than the
normalized specific autofluorescence
Insp(633 nm, 20 ns) for quantification.
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RESULTS
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Fluorescence Spectra of Primary Tumors.
The normalized autofluorescence spectra of a particular primary colonic
tumor recorded at zero delay and a delay of 20 ns after pulsed laser
excitation at
ex = 505 nm are illustrated
in Fig. 2,a and b
, respectively. To facilitate comparison
of spectral shapes, the delayed spectrum of the tumor was multiplied by
a factor of 4.
A well-defined fluorescence band with a maximum at
633 nm
and a second minor band at
700 nm appear in the prompt and
delayed fluorescence spectra of the tumor. In contrast, the surrounding
mucosa exhibits a broad fluorescence spectrum essentially without any
spectral signatures, apart from a minimum at
570 nm, most
likely caused by the absorption of hemoglobin (11
, 15)
.
This minimum can also be discerned in the delayed spectrum of the
mucosa and in the prompt spectrum of the primary tumor. The delayed
fluorescence spectrum of the primary tumor exhibits the specific
autofluorescence essentially free of background. It follows that the
fluorescence decay time of the specific autofluorescence is long,
compared with the average decay time of the background fluorescence
(nonspecific autofluorescence). Although in the case under study,
neither the prompt nor the delayed fluorescence spectra of the
surrounding normal mucosa show any specific autofluorescence bands, we
would like to point out that in some cases these bands do appear in the
fluorescence spectra of normal mucosa surrounding a primary tumor.
Indeed, in 2 of 33 cases, the specific autofluorescence bands were even
stronger in the spectra of the surrounding normal mucosa compared with
the primary tumor itself.
The Nature of the Specific Autofluorescence in Colonic Primary
Tumors.
The delayed fluorescence (emission) spectrum (Fig. 2b)
of
the colonic primary tumor is strikingly similar to the fluorescence
emission spectra of porphyrins. For comparison, Fig. 2c
shows fluorescence spectra of PpIX, uroporphyrin III (Uro
III), and coproporphyrin (Copro III), dissolved in
methanol. Fluorescence was excited at
ex = 505 nm, the emission spectra, recorded at zero delay, were
normalized to the maximum of the main fluorescence band. In particular,
the fluorescence emission spectrum of PpIX closely resembles the
delayed emission spectrum of the tumor shown in Fig. 2
b. Our
hypothesis that the specific autofluorescence observed in tumors
originates from endogenous porphyrins, in particular PpIX, is further
corroborated by the fluorescence excitation spectrum of a primary
colonic tumor, illustrated in Fig. 3a
, presented together with the excitation spectrum of one of its involved
lymph nodes (Fig. 3b)
. To this end, delayed
(td = 20 ns) fluorescence
emission spectra of a primary colonic tumor were recorded at several
selected excitation wavelengths ranging from
ex
480 nm up to
ex
570 nm. As can be seen from
Fig. 3a
, two excitation bands appear in the fluorescence
excitation spectrum of the primary colonic tumor centered at
ex = 510 nm and
ex = 550 nm. These bands are shifted to
slightly longer wavelengths compared to the maxima
(
ex = 505 nm,
ex = 540 nm) of the Q-bands of PpIX in methanol (Fig. 2c)
.
The fluorescence excitation and emission spectra recorded and the
fluorescence decay times (
fl
14 ns) that are
observed strongly support the hypothesis that the specific
autofluorescence observed in primary tumors originates from endogenous
porphyrins, in particular PpIX.
Tumor Localizing Property of Specific Tissue Autofluorescence.
Fig. 4
summarizes the results on the specific tissue autofluorescence of
colorectal primary tumors in the lymph node study. Normalized
fluorescence intensities R of the primary tumor
(Rtumor) and (for comparison) of the surrounding
mucosa (Rmucosa) are given for 32 patients. One
patient (no. 13), with no cancer but with an adenoma, is included in
Fig. 6
as well as adenomatous polyps, identified in seven cancer
specimens (patient numbers 4, 6, 8, 24, 26, 28, and 32). In 31 of 32
cancer specimens, the autofluorescence ratio R exceeded 1
(Rcancer > 1), clearly
indicating the presence of the fluorophore. The one negative case
(patient no. 25) had been treated effectively by HRCT leading to a
downstaging from uT3 to ypT2. In 26 of
33 patients, normal mucosa showed normalized fluorescence intensities
of Rmucosa < 1. In 30 cancer
cases, contrast between tumor and surrounding mucosa was positive,
i.e., Rtumor > Rmucosa. In one of the remaining cases (patient
no. 25), contrast was negative possibly because of the low fluorescence
signal of the tumor treated by HRCT. In the other case (patient no.
17), normalized fluorescence intensity was large both of the tumor
(Rtumor = 11) and the surrounding
mucosa (Rmucosa = 15.5) as well.
No special medical or alimentary condition was identified in the latter
patient to account for this atypical result. Normalized fluorescence
intensities of adenomatous polyps were found to lie between the values
for normal mucosa and malignant tumors in five of seven cases, above
Rtumor and below Rmucosa
in one case each. In the single case presenting a stenosis because
colonic adenoma, the normalized fluorescence intensity at the surface
of the adenoma did not exceed substantially the normalized fluorescence
intensities at the normal mucosal surface.
We conclude this section by noting that Fig. 4
provides evidence of the
tumor localizing properties of the endogenous porphyrin, probably PpIX,
which causes the specific tissue autofluorescence.
Specific Autofluorescence in Lymph Nodes.
The autofluorescence spectra of two particular lymph nodes of a patient
without pretreatment, one involved and one noninvolved node, are shown
in Fig. 5,a and b
and Fig. 5, c and d
, respectively. Apart from the absorption by hemoglobin at
= 570 nm, no distinct spectral features appear in
both prompt fluorescence spectra. However, the fluorescence spectrum of
the involved lymph node taken at a delay of
td = 20 ns exhibits two
fluorescence bands centered at about
= 630 nm and
= 700 nm. In contrast, no such bands can be
discerned in the delayed spectrum of the noninvolved lymph node. We
attribute the specific autofluorescence of the involved lymph node to
the same fluorophore present in primary tumors. This result is
supported by Fig. 6
, which compares the normalized specific tissue autofluorescence
Insp(
, 20 ns) of a primary tumor and one
of its regional involved lymph nodes of one particular patient (no.
6). The normalized specific fluorescence
Insp(
, 20 ns) was calculated subtracting
the nonspecific background from the delayed spectrum. Apart from an
artifact centered at
560 nm, the normalized specific
fluorescence spectra of the involved lymph node and of the
corresponding primary tumor are strikingly similar. Furthermore, the
fluorescence excitation spectra observed for both fluorescence bands
(
obs = 635 nm, 690 nm), illustrated in
Fig. 3b
for an involved lymph node further support this
result. The fluorescence excitation spectra are similar to the
excitation spectra of the corresponding primary tumor (see Fig. 3a
) and of the excitation spectrum
(
obs = 635 nm) of PpIX in methanol. It
follows that specific tissue autofluorescence, most likely originating
from PpIX, occurs not only in primary tumors but also in involved
regional lymph nodes, although at a much reduced intensity. However,
specific tissue autofluorescence may be observed in pathologically
noninvolved lymph nodes as well.

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Fig. 5. Typical prompt (td = 0 ns) and delayed (td = 20 ns)
fluorescence spectra of regional colorectal lymph nodes
( ex = 505 nm). All of the spectra are
normalized to the maximum intensity of the undelayed spectrum;
a) and b) metastatic involved lymph node;
c) and d) uninvolved lymph node.
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Patients without Pretreatment: Autofluorescence of Lymph Nodes
versus Pathology.
We investigated (Tables 1
and 2)
a total of 1053 nodes by fluorescence
spectroscopy, consisting of 528 noninvolved lymph nodes, 126 involved
lymph nodes and 399 connective tissue nodes, according to pathology.
During the course of the present investigation it became apparent that
pretreatment by RCT and HRCT has considerable influence on the
autofluorescence spectra of lymph nodes. Therefore, we present the
results on patients without pretreatment and those undergoing RCT or
HRCT separately.
A total of 796 nodules from patients without pretreatment were
investigated by fluorescence spectroscopy consisting of 434 noninvolved
lymph nodes, 90 involved lymph nodes, and 272 connective tissue nodes.
In Fig. 7
, we have plotted corresponding normalized cumulative frequencies
versus the ratio R of fluorescence intensities in
delayed fluorescence spectra of all involved, all noninvolved lymph
nodes, and all connective tissue nodes investigated. The involved nodes
show a broader distribution of R values, shifted toward
higher fluorescence ratios (Rmedian = 1.11) as compared with the noninvolved lymph nodes
(Rmedian = 0.82) and connecting
tissue nodes (Rmedian = 0.73).
All of the distributions overlap considerably, the overlap being
strongest between connective tissue nodes and noninvolved lymph nodes.
If, as in our previous work (11
,16)
, a discriminator value
R = 1 is chosen, a sensitivity of 62%
at a specificity of 78% results for the detection of a metastatic
node within all nodes. These numbers compare rather well with those
obtained in our preliminary study (Table 3)
.
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Table 3 Diagnostic value of specific autofluorescence detection, based on a
discriminatory value of R = 1
The data from the preliminary investigation (11)
are
incorporated for comparison. At that time, only histologically
confirmed lymph nodes were evaluated. Numbers refer to nodes
investigated by fluorescence spectroscopy.
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Figure 8
compares the distribution of the parameter size (volume as determined
from two diameters) in a way that is similar to Fig. 7
. While there is
a difference between the distributions of the involved nodes
(Vmedian = 0.26 cm3
;
68% interval: 0.040.95 cm3
) and the uninvolved nodes
(Vmedian = 0.14 cm3
;
68% interval: 0.020.29 cm3
), the discrimination by
volume is worse than by specific autofluorescence. The maximum sum of
sensitivity and specificity for discrimination by volume is about 120%
compared with 140% for a discrimination based on fluorescence.
However, in view of a direct clinical application, i.e., as
a fluorescence-guided lymph node biopsy, a casewise analysis is
possible. As demonstrated for patient no. 16 (Fig. 9)
, the overlap in fluorescence readings between metastatically involved
and noninvolved nodes at or around a R-value of 1 is
unimportant, as long as the nodes with the highest fluorescence
readings would correctly reflect the true nodal status of the patient.
If all of the patients are analyzed in this way, a meaningful
conclusion can be drawn only for the node-positive patients, because
any biopsy of node-negative patients would always reveal the correct
nodal status. Of 13 patients with lymph node metastases, the sampling
of the one node, associated with the highest fluorescence signal, would
correctly predict the nodal status of 10 patients. A sample of the two
nodes with highest fluorescence readings would yield a correct result
in 12 patients (Table 4)
.
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Table 4 Prediction of the nodal status resulting from an analysis assuming
intraoperative sampling of the lymph node or of the two lymph nodes
with the highest fluorescence (R) reading
Obviously, this study, based on ex vivo measurements of
dissected lymph nodes, does not take into account the true
intraoperative accessibility and measurement.
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Pathological reevaluation was carried out on 50 lymph nodes in 10
patients, presenting high absolute fluorescence readings and classified
as normal by routine pathology. Eight of 50 reevaluated lymph nodes
were reclassified as metastatic, and the nodal status of 1 patient was
converted from negative to positive. In this case, the positive nodes
showed R-values of about 2.
Influence of Pretreatment on Specific Tissue Autofluorescence.
Primary tumors pretreated by HRCT or RCT presented reduced
R-values. Without pretreatment, pT2 cancers
showed higher fluorescence values than pT3 or
pT4 cancers (Rmedian = 18.0, 10.5, and 5.9, respectively). After pretreatment, the
responders (ypT2) did show lower R values
(Rmedian = 1.3) than
nonresponders (ypT3;
Rmedian = 4.8; see Table 1
and
Figure 4
). For patients after pretreatment by RCT or HRCT, the
fluorescence characteristics of connective tissue nodes and of
uninvolved and metastatically involved lymph nodes did not present any
statistically significant differences (Fig. 10)
.
Biochemical Verification.
Using the tissue samples from the tissue collection of the Robert
Roessle Hospital, reversed phase HPLC runs (Fig. 11)
were characterized by an early eluting broad peak at 2 min, which was
enhanced by the addition of uroporphyrin III or coproporphyrin III
standards. This early peak was constant with respect to the tissue type
in each patient. A second peak occurred at 24 min, which could be
increased by the addition of PpIX standard solution. The second peak is
enhanced in primary tumors and lymph node metastases as compared with
normal tissue. Fig. 12
demonstrates the fluorescence emission spectra of eluates corresponding
to the late HPLC peak for all three of the tissue types. The
fluorescence spectra closely resemble the spectra of the PpIX standard
and the fluorescence characteristics observed in the colorectal primary
tumors and metastases.

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Fig. 11. High-performance liquid chromatograms taken by reversed
phase HPLC of tumor, involved lymph node and normal tissue from a
particular patient of the tissue sample collection. The absorption
bands ( = 405 nm) for uroporphyrin III and
coprporphyrin III as well as for PpIX are indicated versus
eluation time.
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Fig. 13
compares the occurrence of the specific autofluorescence signal in
colorectal primary tumors, and their respective lymph node and liver
metastases. The normalized fluorescence intensities, R, of
the primary tumors, of the lymphatic metastases, and of the liver
metastases were significantly (P < 0.05)
higher than R in normal mucosa.

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Fig. 13. Medians of R values of colorectal primary
cancer (tumor), surrounding normal mucosa
(normal), regional lymphatic metastases (lymph
node), and liver metastases (liver). Error
bars, the 68% intervals.
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DISCUSSION
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Although some bacterial hemoglobin degradation at the luminal
surface of the primary tumors may contribute to their autofluorescence
signal (5
, 6)
, the specific autofluorescence observed in
our study occurred whether or not the tumor cells were exposed to
bacterial colonization and persisted after careful washing of
endoluminal tumor specimen, thus representing with high probability a
specific metabolic abnormality of the tumor cells. Furthermore, in
preliminary experiments, anaerobial bacterial colonization leading to
bacterial PpIX production could be demonstrated by culture from primary
tumor biopsies but not from samples of lymphatic, liver, and peritoneal
metastases, all positive for PpIX fluorescence.
The growing knowledge about the mechanisms of 5-ALA stimulated PpIX
accumulation further supports this assumption. The exact mechanisms
are, however, unclear. One theory suggests an unchanged enzymatic
conversion from the precursor 5-ALA to PpIX and a reduced incorporation
of iron into the PpIX to heme. The latter might be a consequence of a
reduced activity of the ferrochelatase, which is discussed for several
malignancies (17, 18, 19, 20, 21)
and was reported to be reduced by
factors ranging from 50 in hepatomas as compared with normal liver
(22)
to a factor of 3 in colonic cancer with respect to
liver (17)
. This lower metabolic activity may be due to
the prevalence of glycolysis over the oxidative phosphorylation
(23)
. It may also be indicative of a genetic alteration
because a number of mutations of the ferrochelatase gene are known to
cause
protoporphyria.4
An alternative hypothesis suggests that an insufficient intracellular
availability of Fe2+, possibly caused by an increased cell
division frequency (24)
. Others found that the cellular
PpIX content after 5-ALA supplementation did not correlate well with
the cellular proliferation rate and suggested differences in PpIX
efflux from the cell (25)
. Another hypothesis has
suggested an increased porphobilinogen deaminase activity at a normal
or marginally increased ferrochelatase activity (26
, 27)
.
So far, using conventional fluorescence detection systems for
diagnostic purpose, it was necessary to enhance the PpIX
autofluorescence by supplementation of 5-ALA. On the other hand,
employing more sensitive time-resolved fluorescence instrumentation
(28)
, we are able to detect the same PpIX, based only on
the endogenous availability of 5-ALA. To detect malignancies by PpIX
fluorescence without the administration of 5-ALA certainly poses
advantages. However, when PpIX autofluorescence is rather weak, as, for
example, as has been observed in lymph nodes, administration of 5-ALA
might improve the sensitivity of the method considerably.
Another question that arises from the data presented in this paper
relates to their clinical significance. Although there is no medical
demand in diagnosing by fluorescence large tumors that are easily
visible by eye, the detection of macroscopically occult lymph node
metastases during or after surgery may well have an impact on
treatment. The concept of regional lymphatic resection dates back to
Moynihan (29)
and Miles (30)
at the beginning
of the century. However, the extent of lymphatic dissection is still
controversial as well with regard to the central extension
(31)
as to the lateral extension for rectal cancers
(32, 33, 34, 35)
. Although in a number of studies in retrospective
subgroup analysis, survival advantages seem to result from more
extended lymphadenectomies (31
, 33
, 36
, 37)
, they never
reach significance for all of the patients treated and may induce
considerable morbidity (33
, 34)
. A more precise pre- or
intraoperative selection of patients, based on proven lymphatic
metastases, may allow for an individualized surgical concept. An
attempt in this direction is made in what is called radioimmunoguided
surgery, where radiolabelled monoclonal antibodies against various
more-or-less tumor-specific antigens are used to identify occult tumor
deposits intraoperatively (38)
. So far, a benefit could be
demonstrated for patients with recurrent disease, especially to the
liver, sparing aggressive surgery to patients who would not profit from
it (39
, 40)
. However, this technique still suffers a
number of problems that range from the development of human to mouse
antibodies (41)
over the restrictions associated with the
use of radioactive material to the lack of an ideal tumor-associated
antigen (38)
. In our series, a sensitivity of 62% at a
specificity of 78% may seem rather low; however, it is still far
better than any conventional method of intraoperative staging, because
it is mainly done by palpation. Our finding that the size of a lymph
node is a bad predictor of metastatic status is well in accordance with
the literature (42, 43, 44)
. If one further assumes that the
simulation of a fluorescence-guided biopsy protocol, which would
correctly predict the lymph node status in 30 of 32 patients in this
series, is transposable from the ex-vivo to the
in-vivo situation, such procedure may have immediate
clinical significance. However, in vivo fluorescence
measurements are rather limited in depth (probably 58
mm).5
An in vivo clinical study is, therefore, necessary to
describe the feasibility of the approach and the reproducibility of the
results in an intraoperative situation.
Furthermore, the refinement of pathological lymph node staging by
immunohistochemical (45, 46, 47)
and molecular techniques
(48
, 49) offers a substantial improvement in sensitivity,
eventually delivering the key for an understanding of the prognostic
variability in Dukes B patients. However, to carry out such extensive
evaluation on any of the median 32 lymph nodes sampled in this study
from each patients would be unjustifiable economically. Therefore, a
fluorescence-guided and budget-priced technique to preselect regional
lymph nodes that are at high risk of harboring metastatic tumor cells
for in-depth pathological evaluation may represent the key for a more
general use of such extended pathological lymph node staging.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by Grant Schl #391-1 from the Deutsche
Forschungsgemeinschaft. 
2 To whom requests for reprints should be
addressed, at Robert-Roessle-Hospital, Lindenberger Weg 80, D-13125
Berlin, Germany. Phone: 30-9417-1400; Fax: 49-30-9417-1499; E-mail: moesta{at}rrk-berlin.de 
3 The abbreviations used are: PpIX,
protoporphyrin; 5-ALA, 5-aminolevulinic acid; RCT, radiochemotherapy;
HRCT, hyperthermic RCT; HPLC, high-performance liquid chromatography;
OPO, optical parametric oscillator. 
4 Online Mendelian inheritance in Man, Johns
Hopkins University, Baltimore, MD, World Wide Web URL:
http://www.ncbi.nlm.nhi.gov/omim/ 
5 Manuscript in preparation. 
Received 3/17/00.
Accepted 11/20/00.
 |
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