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Immunology |
Division of Bone Marrow Transplantation [C. S., M. K., Y. C. S., R. S. N.] and Department of Pediatrics [C. H. C.], Stanford University School of Medicine, Stanford, California 94305
| ABSTRACT |
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| INTRODUCTION |
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The identification of human epithelial cancer antigens has also facilitated the in vitro generation of HER2-reactive CTL (6) . These antigen-specific effector cells recognize HER2-derived immunogenic peptides presented in the context of MHC class-I molecules. Although the in vitro induction of tumor-reactive CTL is a procedure that can be performed on a clinical scale there are still some concerns about their applications in terms of effective cancer immunotherapy. For example, HER2-specific CTLs can be detected in breast cancer patients but in most cases do not prevent disease progression (7) . A possible explanation of this observation may be that HER2 as a self-antigen induces active tolerance resulting in a low avidity TCR (8) . Another concern is whether peptide-induced CTLs generated in vitro will lyse targets endogenously expressing the antigen (9) .
Novel approaches in cellular immunotherapy are BsAb that bind to TAA on a malignant cell and so-called trigger-antigens on an immune effector cell (10) . BsAb can recruit the effector cell to a tumor cell that would otherwise not be recognized. This redirection of effector cells to tumor cells has the potential to bypass tumor escape by unfolding its own trigger mechanism for destructive immune response (11) . After the promising preclinical results BsAb are now being tested in a number of clinical studies targeting the extracellular domain of the HER2 protein (12, 13, 14) .
We have shown previously that cytotoxic CD8+ NKT cells are readily expanded in vitro in large quantities suitable for adoptive immunotherapy by mitogenic stimulation with MAb anti-CD3 against the TCR complex and IL-2. These cells have the capacity of lysing a variety of tumor cell lines, some of which are resistant to NK cells, whereas normal hematopoiesis is exempted (15, 16, 17, 18, 19, 20) . CD8+ NKT cells represent a subpopulation of T lymphocytes, which share functional and phenotypic properties of both cytotoxic T cells and NK cells, i.e., the ability of killing class I-negative targets in a non-MHC-restricted fashion. These activated effector cells have significant in vivo cytotoxic activity and can be used for adoptive immunotherapy with limited toxicity. Recently, the potential clinical efficacy was demonstrated in a murine model across major MHC barriers where adoptive transferred CD8+ NKT cells protected animals from an otherwise lethal tumor challenge without clinically significant graft-versus-host disease (21) . However, some tumor cells have shown resistance, presumably because of lack of sufficient avidity for these targets.
In the present study, we used in vitro expanded human CD8+ NKT lymphocytes redirected with a humanized BsAb F(ab')2HER2xCD3 as a novel approach to cellular immunotherapy of malignant diseases. We demonstrate that CD8+ NKT cells can overcome their natural specificity for target cells by using a recombinant BsAb containing a target arm against the HER2 tumor-antigen and an effector arm against CD3. The potent antitumor efficacy of this therapeutic approach was investigated in a scid xenograft model using bioluminescent real-time imaging (22 , 23) . This methodology allowed us to assess the effectiveness and rapidity of tumor immunotherapy at multiple time points. In vitro studies revealed that the therapeutic effect of redirected CD8+ NKT cells was dependent on perforin as a major pathway of cytotoxicity and could not be inhibited when pretreated with immunosuppressants CsA and FK506 or through the increase of intracellular cAMP by pretreatment with db-cAMP. Redirected cytotoxicity also remained intact after blocking adhesion molecules of effector cells (LFA-1) or of target cells (ICAM-1).
| MATERIALS AND METHODS |
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(Genentech, South San Francisco, CA) was added to a final concentration of 1000 units/ml. On day 2, IL-2 (Chiron, Inc., Emeryville, CA) at a final concentration of 300 units/ml and a MAb anti-CD3 (OKT-3; Orthobiotec, Raritan, NJ) at 25 ng/ml were added. Cells were maintained for 3 weeks by subculturing every 3 days with fresh medium and IL-2 (300 units/ml). Starting from a mixed population of CD4+ and CD8+ T cells, after 21 days in culture >95% of cells were CD3+,
/ß TCR+ with 3050% of cells coexpressing the adhesion molecule CD56.
Animals and Cell Lines.
All of the animal experiments were performed under protocols approved by the institutional animal care and use committee at Stanford University. Female CB.17/scid mice were used at the age of 612 weeks (Department of Comparative Medicine, Stanford, CA). Starting 1 day before tumor implantation, mice received whole body irradiation (200 cGy) to limit endogenous NK cell activity (24)
. The human ovarian carcinoma cell line (SK-OV-3) was obtained from American Type Culture Collection (Manassas, VA). The human B-lymphoma cell line (OCI-Ly8) was kindly provided by Ronald Levy (Stanford University).
Reporter Gene Marking of Tumor Cells.
The luciferase gene from pSP-luc+ vector (Promega, Madison, WI) was cloned into an LNCX vector by using ClaI and HindIII restriction enzymes. Human ovarian cancer cells (SK-OV-3) expressing the HER2 antigen were cultured with 80% confluency and transfected by incubating with a complex of 3 µg DNA and 30 µl lipofection reagent (GenePorter; Gene Therapy Systems, San Diego, CA). The optimal DNA delivery was identified by adding luciferin (0.15 mg/ml; Biosynth, Naperville, IL) to the cell culture. Stable transfectants (referred to as SK-OV-3luc) were selected in geneticin (200 µg/ml; Invitrogen, Carlsbad, CA) and bioluminescence was used to screen cultures for luciferase gene expression using an ICCD camera (C2400-32; Hamamatsu Photonics, Hamamatsu City, Japan).
Antibodies.
For in vitro and in vivo assays, the following fully humanized antibodies were provided by Genentech: MAb anti-p185HER2 (HuMAb4D5-8) against the HER2 antigen (referred to as 4D5), BsAb F(ab')2HER2xCD3 (anti-p185HER2 Fab': HuMAb4D5-8; anti-CD3 Fab': HuMAbUCHT1-9), and a control BsAb F(ab')2CD18xCD3 (anti-CD18 Fab': HuMAbH52 AA; anti-CD3 Fab': HuMAbUCHT1-9), which does not bind detectably to either human or murine CD18 nor any known human or murine antigen (25, 26, 27)
.
Immunophenotyping of Effector and Target Cells.
For flow-cytometric analysis the following human MAbs, conjugated either with fluorescein or phycoerythrin, were used: CD3, CD4, CD5, CD8, CD28, CD56, CD80, CD86, TCR-
/ß, anti-HER2, and isotype-matched controls (Becton Dickinson, San Diego, CA). Three-color analysis was performed on the FACScanner (Becton Dickinson, San Jose, CA). Data were analyzed using FlowJo software (Tree Star, Inc., San Carlos, CA). Effector subsets (CD5+ CD56+, CD4+ CD56-, CD8+ CD56-) of cultured CD8+ NKT were sorted on a dual laser Vantage sorter (Becton Dickinson).
Cell-mediated Cytotoxicity Assay.
Tumor cell lysis by effector cells was quantitated in a 4-h 51Cr-release assay (19)
. Target cells (1 x 106) were labeled with 200 µCi sodium chromate 51 (DuPont-NEM, Boston, MA) and plated at 1 x 104 cells/well. Effector cells were added at various E:T cell ratios, and after 4 h of incubation, the supernatant was removed and radioactivity measured in a gamma counter. The percent cytotoxicity was determined as follows: % cytotoxicity = [(sample release - spontaneous release)/(maximum release - spontaneous release)] x 100. Maximum release of target cells was measured following treatment with 2% detergent IGEPAL CA-630 (Sigma, St. Louis, MO). For redirected cytotoxicity assays a BsAb concentration of 0.1 µg/ml was used based on an antibody-dose titration assay, which showed maximum cytotoxic activity of CD8+ NKT cells at this concentration. For selective inhibition of perforin CD8+ NKT cells were pretreated for 2 h with increasing concentrations of CMA (0.11000 nM) or EGTA (0.12.5 mM) and then assayed for cytotoxicity. For inhibition of effector function CD8+ NKT cells were pretreated for 18 h with CsA (100 ng/ml), FK506 (2 ng/ml), or db-cAMP (2 mM; Sigma) and then assayed for cytotoxicity. In blocking experiments using antiadhesion molecule-specific MAb LFA-1 (
chain-CD11a) and ICAM-1 (CD54; PharMingen, San Diego, CA) a concentration of 1 µg/ml was used.
In Vivo Imaging of Tumor Therapy.
In vivo bioluminescence imaging experiments were performed on scid mice bearing tumor cells constitutively expressing the HER2 receptor and the luciferase gene. HER2 tumor xenografts were established by i.p. injection of 1 x 106 SK-OV-3luc cells. Before in vivo imaging animals were anesthetized with pentobarbital (50 µg/kg, i.p.). An aqueous solution of the substrate luciferin (150 mg/kg; BioSynth) was then injected i.p., and mice were placed in the light-tight chamber of a low light imaging system equipped with an ICCD camera (Hamamatsu Photonics) fitted with a 50-mm F1.2 Nikkor lens (Nikon, Tokyo, Japan; 22
). A gray-scale surface reference image was collected under weak illumination. Next, a pseudocolor image representing light intensity (blue is least and red is most intense) was generated using LivingImage software (Xenogen, Corp., Alameda, CA) as an overlay on the IGOR image analysis package (WaveMetrics, Lake Oswego, OR). Gray-scale references and pseudocolor images were superimposed and the relative light intensity from the whole animal quantified using the image analysis capabilities of the LivingImage software. Tumor xenografts received two treatment courses with a total volume of 200 µl by i.p. injection at 24 and 72 h after tumor implantation. Adoptive transfer of cellular immunotherapy consisted of CD8+ NKT cells (2 x 107 cells) given alone or redirected with F(ab')2CD18xCD3 or F(ab')2HER2xCD3 (0.1 µg/ml). In control experiments, saline or HER2-targeting antibodies [F(ab')2HER2xCD3; MAb 4D5] were given at a dose of 0.1 mg antibody/kg bodyweight.
Statistical Analysis.
For comparison between experimental groups in imaging living animals, the tumor signal measure (pixel) was used, comparing the geometric means at 28 days. ANOVA was first performed to demonstrate statistically significant differences among experimental groups at the 0.05 level. The t test was then used to analyze the difference between each experimental group and the control group, and their nominal Ps are reported. To adjust for multiple comparisons using the same control in each of the experiments, the Dunnetts test was used (28)
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For comparison between experimental groups in tumor survival the log-rank test Ps between each of the overall survival of the animals at 21 weeks were used. Ps < 0.05 were considered to be significantly different (Bonferroni Inequality).
| RESULTS |
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To better define the population of cells with cytotoxic activity, CD8+ NKT cells at day 21 in culture were flow-sorted into CD5+56+, CD8+56-, and CD4+56- cellular subsets (CD5 staining of T cells substituted for CD3 to prevent nonspecific effector cell stimulation). Purity of subsets was >95%, and cytotoxicity assays were performed against SK-OV-3 target cells. In the presence of F(ab')2HER2xCD3, the highest redirected cytotoxic activity was found in the CD5+56+ subset of CD8+ NKT cells (48%, E:T ratio 10:1), compared with CD8+56- and CD4+56- T cells (36% and 11% respectively; Fig. 2D
). In control experiments without the addition of F(ab')2HER2xCD3, no significant lysis of SK-OV-3 tumor cells was observed in any cellular subsets (data not shown).
Perforin Is a Major Cytotoxic Pathway of CD8+ NKT Cells.
CMA (Sigma), an inhibitor of vacuolar type H+-ATPase and EGTA, a calcium complexing agent, were used as selective inhibitors of perforin-mediated cytotoxicity (29
, 30)
. Direct cytotoxicity of CD8+ NKT cells against OCI-Ly8 targets and redirected cytotoxicity with F(ab')2HER2xCD3 against SK-OV-3 targets were almost completely abrogated by pretreatment of effector cells with CMA at a concentration
100 nM (Fig. 3A)
or with EGTA at a concentration
1 mM (Fig. 3B)
. Viability of effector cells was simultaneously determined with trypan-blue exclusion assays. These results demonstrate that perforin is a major cytotoxic pathway for both the direct and redirected non-MHC-restricted cytotoxicity of CD8+ NKT cells.
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Long-term survival of tumor xenografts correlated inversely to the light intensity measured. Animals treated with CD8+ NKT cells redirected with F(ab')2HER2xCD3 were found to have both the highest survival rate at week 21 (Fig. 6A)
and the lowest light intensity at day 28 (Fig. 5A
; P = 0.001). Control animals treated with saline or F(ab')2HER2xCD3 alone died within 12 weeks and 16 weeks, respectively, and showed highest light intensity at day 28 (Fig. 5B
; Fig. 6B
). A statistical trend was found in the overall survival at week 21 between the animals treated with CD8+ NKT cells in combination with F(ab')2HER2xCD3 (70% survival) and those treated with MAb 4D5 alone (30% survival; P = 0.11).
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| DISCUSSION |
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Because immunotherapy with BsAb can augment the cytotoxic potentials of many effector cells, investigators have redirected cells of the innate immune system to Fc
-receptors (e.g., NK cells, monocytes, macrophages, and granulocytes) and T-lymphocytes. Such attempts to redirect Fc
-receptor-expressing immune cells against HER2 are currently being evaluated in clinical trials using systemically administrated BsAb targeting CD16 (BsAb 2B1) or CD64 (BsAb MDX-H210) on effector cells (12
, 13
, 34, 35, 36)
. TCR/CD3-directed BsAb have the ability to directly trigger cytotoxic activity of effector cells (37)
. However, resting T cells need induction signals to transform to the effector phase of tumor cell killing (38
, 39)
. Because the CD3 antigen is a key molecule for activating T-lymphocyte function, a major concern regarding clinical applicability of anti-CD3-based immunotherapies is the release of inflammatory cytokines and their concomitant systemic toxicity (40)
. One possible method of reducing systemic toxicity is the utilization of in vitro expanded effector cells loaded with BsAb before cell infusion.
In this preclinical study we are pursuing tumor immunotherapy using in vitro expanded CD8+ NKT cells. Although their cytotoxicity against a variety of tumor cell lines is independent from recognition through the TCR, we show that cross-linking with CD3-directed BsAb can overcome target cell resistance and demonstrate that the TCR/CD3 complex of CD8+ NKT cells can be used for redirected tumor-therapies. This immune mechanism of redirected CD8+ NKT cells might prove beneficial in light of the observation that expression of the HER2 antigen was able to directly inhibit non-MHC-restricted cytotoxicity (41) . In vitro, we observed high efficacy of target cell killing by CD8+ NKT cells redirected with nanogram quantities of F(ab')2HER2xCD3, suggesting a high binding affinity and target specificity. For redirected cytotoxicity of CD8+ NKT cells costimulation was not critical because the receptors for secondary signals B7-1 (CD80) and B7-2 (CD86) were not expressed, and simultaneous stimulation of the CD28 antigen on effector cells did not augment cytotoxicity (data not shown).
As shown previously, CD8+ NKT cells are readily expandable on activation of human or murine T cells from a variety of tissue sources (42)
. These cells belong, like NK and 
T cells, to a group of lymphocytes involved in primary immune response to tumors with non-MHC-restricted cytotoxicity. At day 21 in cell culture, we found that the majority of redirected cytotoxicity is mediated by the CD5+56+ cellular subset. Although significantly less, CD8+56- T cells also showed cytotoxic activity, whereas CD4+56- T cells had almost none. Furthermore, the biological activity of CD8+ NKT cells was found to be dependent on cytotoxic molecules such as perforin as demonstrated by accelerated degradation of their lytic granules after treatment with CMA or by inhibition of Ca2+-dependent granule exocytosis after treatment with EGTA.
To better understand the molecular signaling pathway by which CD8+ NKT cells mediate redirected cytotoxicity, specific immune inhibition experiments were performed. As shown previously, the immunosuppressants CsA or FK506 can modestly suppress the direct cytotoxicity of CD8+ NKT cells against the lymphoma cell line OCI-Ly8 (43) . Moreover, in similar experiments we found a strong inhibition after treatment of CD8+ NKT cells with db-cAMP or by blocking cellular adhesion molecules (LFA-1/ICAM-1). In contrast, when CD8+ NKT cells were redirected with F(ab')2HER2xCD3, neither the immunosuppressants, db-cAMP, nor the MAbs against LFA-1 or ICAM-1 adhesion molecules were able to significantly inhibit their immune effector function. The scientific basis of this observation is yet unclear, but one might propose that different signal transduction pathways can be used by non-MHC-restricted lymphocytes. We suggest that a classical pathway is sensitive to recognition of adhesion molecules (LFA-1/ICAM-1) and is dependent on calcineurin function, whereas alternative pathways can be recruited through artificial nonspecific stimulation of the TCR/CD3 antigen. The latter we believe to be important for non-MHC-restricted cellular immunotherapy with CD8+ NKT cells because this pathway was able to overcome tumor cell resistance as demonstrated by experiments in which effector cells were cross-linked with F(ab')2HER2xCD3 to tumor cells. This is a novel observation, and it can be hypothesized that non-MHC-restricted cellular immunotherapy in combination with BsAb is more effective than tumor-specific CTL against HER2-overexpressing tumors with respect to tumor escape mechanisms, i.e., induction of T-cell anergy.
For a long time animal studies have been hampered by the difficulty of monitoring tumor growth or immunotherapeutic interventions in living animals. To better visualize the kinetics of tumor-cell clearance in response to adoptive transferred CD8+ NKT cells in xenografts we used bioluminescent real-time imaging. The constitutively expressed reporter gene encoding the firefly photoprotein luciferase was introduced into the chromosomes of HER2-expressing tumor cells. The photons of light were transmitted through tissue and detected with a photon counting camera system. Using this technology we performed comparative analysis of antibody-based HER2 directed therapies in living animals. A dramatic response could be observed as early as 48 h after therapy with CD8+ NKT cells redirected with BsAb F(ab')2HER2xCD3. Ninety-six h after initiation of adoptive immunotherapy, 50% of the animals receiving two therapy cycles with CD8+ NKT cells redirected with F(ab')2HER2xCD3 showed a complete resolution of tumor signal (80% at day 28). This rapid response to immunotherapy has, of yet, never been demonstrated and indicates the power of this treatment strategy. HER2-directed therapy with MAb 4D5 led to a gradual but slower decline of tumor signal over several logs with 50% of animals showing complete resolution at day 28. The application of F(ab')2HER2xCD3 alone showed no response, which might be the combined result of lack of functional T lymphocytes in scid mice, low antibody concentration at the tumor site, and a weak tumor penetration ability of the BsAb itself. Survival could be predicted by noninvasive imaging of tumor-bearing animals at several time points. Animals treated with redirected CD8+ NKT cells showed prolonged survival compared with other treated groups of animals including those treated with saline or effector cells without F(ab')2HER2xCD3. Additional studies are in progress to evaluate effector cell survival and trafficking to tumor sites by introducing the luciferase gene into the CD8+ NKT cells, and visualizing animals in the presence and absence of unmarked tumor cells with and without BsAb.
In summary, our proposed immunotherapeutic approach using CD8+ NKT cells redirected with F(ab')2HER2xCD3 resulted in rapid, and in most instances sustained, eradication of HER2-expressing tumor cells in a scid mouse model. This combination compared favorably to HER2-directed treatment with MAb 4D5 with respect to the rapidity of tumor response and overall survival. Our protocol for ex vivo expansion of CD8+ NKT cells results in the generation of large numbers of cytotoxic effector cells, which appear not to mediate graft-versus-host disease, and show in vivo activity without the additional administration of IL-2. This holds promise for cellular immunotherapies in combination with BsAbs against a variety of neoplastic diseases. Rapid tumor targeting with highly efficient tumor clearance is particularly important for the treatment of small numbers of neoplastic cells present in minimal disease states. Therefore, an immunotherapeutic approach such as that proposed here might prove beneficial in the context of a peritransplant setting or in combination with conventional chemotherapies. Finally, the in vivo detection of bioluminescent reporter genes, as shown in this study, visualizes the dynamics of immunotherapeutic interventions to an extent not possible previously.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported in part by NIH RO1-19640 (to R. S. N. and C. H. C.), a Translational Award from the Leukemia and Lymphoma Society (ONR contract N-00014-94-1-1024, to C. H. C.), and unrestricted gifts from the Mary L. Johnson and Hess Research Funds (to C. H. C.). C. S. was the recipient of a training grant from the Deutsche Forschungsgemeinschaft (DFG), Germany (SCHE 559/1-1). ![]()
2 To whom requests for reprints should be addressed, at Division of Bone Marrow Transplantation, Stanford University School of Medicine, 300 Pasteur Drive, Palo Alto, CA 94305. Phone (650) 723-1272; Fax: (650) 725-8950. ![]()
3 The abbreviations used are: TAA, tumor-associated antigen; BsAb, bispecific antibody; CMA, concanamycin A; TCR, T-cell receptor; CsA, cyclosporine A; db-cAMP, dibutyryl-cyclic AMP; ICAM, intracellular adhesion molecule; IL, interleukin; LFA, leukocyte function-associated antigen; Luc, luciferase; MAb, monoclonal antibody; NK, natural killer; NKT, natural killer T; scid, severe combined immunodeficiency. ![]()
Received 2/21/02. Accepted 9/23/02.
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