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Tumor Biology |
Breast Cancer Research Program Core Laboratory [N. T. U., C. B.], and Departments of Blood and Marrow Transplantation [N. T. U., C. B.], Molecular and Cellular Oncology [N. T. U., C. B., W. X., M-C. H.], and Surgical Oncology [M-C. H.], The University of Texas M. D. Anderson Cancer Center, Houston, Texas 77030; Targeted Genetics Corporation, Seattle, Washington 98101 [P. A., E. M. B., E. M., R. P.]; Center for Pharmacogenetics, School of Pharmacy, University of Pittsburgh, Pittsburgh, Pennsylvania 15261 [S. L., L. H.]; and Department of Otolaryngology, Wayne State University, Detroit, Michigan 48201 [G. H. Y.]
| ABSTRACT |
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| INTRODUCTION |
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Several preclinical studies in which the E1A gene, delivered by either adenoviral vectors or cationic liposomes, has been used to treat localized tumors have demonstrated suppression of tumor growth (2 , 4 , 5) . In these studies, E1A evoked strong proapoptotic responses within the tumor that ultimately led to tumor growth delays and regression. On the basis of these findings, a Phase I clinical trial was initiated in which the E1A gene was delivered by lipoplex, a cationic DC-Chol:DOPE liposome-based delivery system (DCC-E1A3 ). In that trial, patients with breast or ovarian cancer were treated with DCC-E1A liposome complexes administered into the thoracic or peritoneal cavity. Results demonstrated successful transfection and expression of E1A, decreased expression of the HER-2/neu oncogene, and the presence of apoptotic cells within the tumors (6) . Similar findings were observed in a Phase I clinical trial of DCC-E1A liposome complexes administered directly into tumors of the head and neck (7) .
Although these results are encouraging, gene delivery via a lipoplex system such as the DCC liposome-based system has thus far been limited to either intratumoral or regional intracavitary delivery (6, 7, 8) . Systemic gene delivery using DCC liposomes may be of limited effectiveness because of the inherent sensitivity of these complexes to serum, which may reduce transfection efficiency (9) . Furthermore, mass production of a liposome/DNA complex (such as would be required for development as a pharmaceutical product) would require that the complex be chemically stable. Also, lipoplex are relatively unstable, and transfection reagents need to be freshly prepared before use. Therefore, we have developed a new lipid formulation based on a lipopolyplex, LPD, which demonstrated improved stability and enhanced transfection efficiency (9, 10, 11, 12, 13, 14) . Early studies with the LPD complexes demonstrated that i.v. administration through the lateral tail vein of nude mice facilitated the delivery of the DNA to distant organ sites such as lung or liver (9 , 10) . Thus, the LPD system is an attractive candidate for the systemic delivery of therapeutic genes to treat advanced or metastatic cancer. In the current study, we examined the transfection capabilities and antitumor effects of systemically delivered LPD-E1A in tumor xenograft models of breast cancer and head and neck cancer. Our results demonstrate that LPD led to effective delivery and subsequent expression of E1A at the tumor site, as well as reducing HER-2/neu protein expression and inducing apoptosis. Suppressed tumor growth and increased survival were also observed in the animals treated with LPD-E1A, either alone or in combination with paclitaxel. These results provide justification for continuing the preclinical and clinical development of LPD-E1A as a novel therapeutic approach for the treatment of both primary and metastatic cancer.
| MATERIALS AND METHODS |
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Paclitaxel.
A stock solution of paclitaxel (Bristol-Myers Squibb Co., Wallingford, CT) was stored at -80°C before use. At the time of its use, paclitaxel was diluted in PBS to administer three doses of 15 mg/kg in 250 µl, given i.p. or i.v., once every 3 weeks.
Preparation of Cationic Liposomes and LPD.
Liposomes containing DOTAP (Avanti Polar Lipids Inc., Alabaster, AL) in a 1:1 molar ratio with cholesterol (Sigma Chemical Co., St. Louis, MO or Avanti Polar Lipids Inc.) were prepared in chloroform. The lipid mixture was then dried as a thin layer in a 100-ml round-bottomed flask or glass bottle under a stream of N2. The resulting lipid film was hydrated in 5% dextrose, and briefly heated and sonicated until solubilized completely. The lipid solution was extensively vortexed, incubated at 50°C for 10 min, and then sequentially extruded through polycarbonate membranes with pore sizes of 1.0, 0.6, and 0.1 µm to generate small unilaminar vesicles. Alternatively, liposomes were prepared by sonication. To prepare the LPD, the E1A expression vector pE1A-k2 (16)
was combined with protamine sulfate dropwise. The E1A-protamine mixture was then added to the DOTAP-cholesterol liposomes to yield a final ratio of 1.0 µg protamine sulfate:12 nmol DOTAP:1 µg DNA (9
, 10)
. LPD size was determined to be in the range of 150250 nm.
Athymic Nude Mice.
Four to 6-week-old female athymic BALB/c-nu/nu mice were purchased from the Animal Production Facility at the National Cancer Institute-Frederick Cancer Research Center (Frederick, MD), from B&K Universal Inc. (Kent, WA), or from Harlan Sprague Dawley (Indianapolis, IN). The animals were allowed to acclimate for 7 days before the study initiation. All of the animals were housed under pathogen-free conditions, and were given water and chow ad libitum. Animal care and use were in accordance with Institutional and NIH guidelines.
WSUHN-31 Head and Neck Cancer Xenograft Model.
WSUHN-31 cells, in log-phase growth, were trypsinized and washed twice with PBS. Cell viability was determined by trypan blue exclusion and cells resuspended in PBS to a final concentration of 2.5 x 107 cells/ml. A total of 5 x 106 cells in 0.2 ml of PBS were injected s.c. above the scapula of nude mice under aseptic conditions. Six days after inoculation of the tumor cells, nude mice bearing tumors were treated weekly with vehicle only (DOTAP-cholesterol/protamine sulfate liposome, Fig. 2
, triangles), with liposome-E1A (20 µg DNA, Fig. 2
, squares), or with LPD-E1A (20 µg DNA, Fig. 2
, circles; 10 mice/group), and i.v. administration of the different formulations was initiated. The formulations were injected once weekly for 11 weeks. Tumor volume was measured weekly over the course of the experiment. The tumor volume (mm3) was calculated by multiplying the length, width, and depth of each tumor, and then dividing by 2 [(L x W x D)/2]. When tumor weight exceeded 10% of the body weight, the mice were euthanized by overdose with CO2. Statistical analysis to compare tumor sizes was performed with Students two-tailed t test.
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0.5 mm in diameter, the tumor-bearing mice were randomly assigned to treatment groups and treatment initiated. In the first experiment, vehicle, plasmid, or LPD complexes were administered once weekly for 7 weeks, and chemotherapy (three 15-mg/kg doses of paclitaxel) was administered i.p. once every 3 weeks. In the second experiment, vehicle or LPD complexes were administered once weekly for 9 weeks, and chemotherapy (three doses of paclitaxel, at a dose of 15 mg/kg) was administered i.v. once every 3 weeks. In both studies, tumor size was measured once weekly. The tumor ratio was calculated by computing the original (pretreatment) size and comparing it to tumor size measured at various times after treatment (Fig. 3)
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Apoptosis Detection by the TUNEL Assay.
The presence of apoptotic cells within the tumor sections was evaluated by TUNEL assay as described previously (6)
. Percent apoptosis was determined by counting the number of apoptotic cells and dividing by the total number of cells in the field (9 high power fields/slide). Data are shown for 3 animals/group.
| RESULTS |
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LPD-E1A Enhances the in Vivo Chemosensitivity of Breast Cancer Xenografts to Paclitaxel.
Previous preclinical experiments have shown that HER-2/neu-overexpressing breast cancer cell lines are resistant to paclitaxel (18, 19, 20, 21)
. Previous results from our laboratory also demonstrated that E1A expression can overcome this resistance and sensitize HER-2/neu-overexpressing cancer cells by HER-2/neu down-regulation (4
, 18)
. On the basis of these in vitro findings, we examined the possibility that systemic E1A gene therapy could enhance the efficacy of paclitaxel in the MDA-MB-361 breast cancer xenograft model. Treatment with 20 µg naked E1A DNA, vehicle, or LPD-luciferase (20 µg DNA) did not suppress tumor growth (Fig. 3)
. However, treatment with either LPD-E1A (20 µg DNA; P = 0.0253) or paclitaxel (15 mg/kg, i.p.; P = 0.0644) decreased tumor growth compared with LPD-luciferase (20 µg DNA). The combination of LPD-E1A and paclitaxel elicited the greatest antitumor effect compared with LPD-luciferase (P = 0.0071), paclitaxel (P = 0.0104), or LPD-E1A (P = 0.0490). To verify these observations, an additional experiment was performed to assess the effects of LPD-E1A alone and in combination with i.p. paclitaxel in the MDA-MB-361 xenograft model. Again, paclitaxel (15 mg/kg), LPD-E1A (20 µg DNA), and the combination of LPD-E1A (20 µg DNA) with paclitaxel (15 mg/kg) suppressed tumor growth compared with the vehicle control group (P < 0.04; data not shown). Finally, significantly fewer tumors were present in the animals treated with both paclitaxel and LPD-E1A as compared with the other treatment groups (P = 0.0106). The combination of LPD-E1A and paclitaxel clearly enhanced the suppression of tumor growth over that of either agent alone, demonstrating robust additive effects between the two agents.
The Additive Effects between LPD-E1A and Paclitaxel Occur through Apoptosis Induction.
Previous preclinical experiments demonstrated that HER-2/neu-overexpressing breast cancer cell lines are resistant to paclitaxel and that E1A sensitized HER-2/neu-overexpressing cancer cells by HER-2/neu down-regulation (4
, 18)
. Therefore, to assess the cause of the additive effects of LPD-E1A and paclitaxel, we evaluated apoptosis induction in the tumor sections 36 h after combined treatment, where i.p. paclitaxel was administered 24 h after the i.v. injection of LPD-E1A. Quantification of apoptotic cells within the tumor sections revealed a significant increase in apoptosis in the tumors treated with both LPD-E1A and paclitaxel (mean 26.3%) compared with tumors treated with either LPD-E1A (mean 8.7%; P = 0.0065) or paclitaxel (mean 6.3%; P = 0.0037; Fig. 4
). These results suggest that LPD-E1A enhanced the sensitivity of HER-2/neu-overexpressing human breast cancer cells to paclitaxel through apoptotic mechanisms.
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| DISCUSSION |
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Compared with lipoplexes (DOTAP:cholesterol or liposomes), lipopolyplexes such as the LPD-based gene delivery system are well suited for systemic delivery. In the study reported here, E1A liposome (lipoplexes) treatment in the head and neck xenograft model did suppress tumor growth. Although the extent of suppression was not significantly different from that produced by LPD-E1A, greater heterogeneity in the antitumor effects was observed, and greater numbers of mice possessed tumors (40% for E1A liposomes versus 20% for LPD-E1A). This finding of equivalent tumor suppression may be related to the E1A bystander effect (3) despite of possible lower transfection efficiency by the lipoplex (9) . Lipoplexes are heterogeneous in size and tend to aggregate over time. In contrast, LPD are well-defined particles that are homogenous in size. They contain a core of protamine-condensed DNA coated with lipid bilayer. They can be kept at 4°C for >1 month or lyophilized and kept at room temperature for more than 6 months without any obvious changes in biophysical and biological properties (27) . This may account for a higher and more consistent in vivo transfection efficiency for LPD compared with lipoplex.
Preliminary studies using LPD-based gene delivery have demonstrated effective transduction and gene product expression in vivo (9 , 10) . For instance, previous studies demonstrated that i.v. administration of LPD-luciferase to mice produced the highest luciferase activity in lung, followed by activity in the liver and spleen, indicating that gene delivery is depends on the vascular density of the target tissue (9 , 10) . With regard to gene expression within tumors, spontaneously arising lung tumors in retinoblastoma-deficient mice have been transfected efficiently after i.v. administration of an LPD-retinoblastoma complex (12) . In our study, luciferase expression was detected in s.c. tumors after i.v. administration of LPD-luciferase with maximal expression at 6 h after administration (data not shown). Also in the present study, LPD-E1A, given either alone or in combination with paclitaxel, resulted in tumor suppression and apoptosis induction, which is in accordance with results published previously (4 , 18, 19, 20) . However, treatment with LPD-E1A alone did not completely eradicate the tumors in the xenograft models examined and suggests the possibility of limited transfection efficiency at the tumor sites. Because it is well known that human tumor xenografts in immunodeficient mice have limited vasculature at the surface of the engrafted tumor and because luciferase expression was observed predominantly within highly vascularized tissues in previous studies, the delivery of LPD-E1A to the tumor site in the nonxenograft tumor model may be much higher, but additional study is needed (9 , 10) .
One potential concern regarding systemic gene therapy with lipid-based formulations, including LPD, is the associated cytokine immunotoxicity. Several reports have described the transient activation of nonspecific immune responses, such as production of the proinflammatory cytokines IFN-
and tumor necrosis factor
, from bacterially derived DNA containing unmethylated CpG motifs (11
, 28
, 29)
. When the plasmid DNA was methylated and then complexed with cationic lipids, the associated toxicity was significantly reduced (29)
. However, the magnitude of the cytokine response can be modulated by varying the DNA dose, and a moderate immune response has been shown to be beneficial for the tumor treatment in a synergeneic model (30)
. Indeed, when 20 µg of DNA was administered into each mouse for 11 consecutive weeks (Figs. 2
and 3
), no obvious toxicity was seen in our study. Additional studies are planned to test the induction of cytokine profiles and safety endpoints after LPD-E1A administration at various doses.
In summary, current cancer gene therapy protocols and agents are restricted to local or regional delivery to specific tumor sites because of either lack of serum stability or toxicity of the agent when delivered systemically. Adequate treatment of cancer requires a systemic delivery system such as LPD. The results in this report clearly demonstrate the efficacy and future promise of systemically delivered LPD-E1A in the treatment of breast, and head and neck cancer. Certainly these results provide ample justification for the continued preclinical and clinical development of LPD-E1A as a novel therapeutic agent for primary and metastatic cancer treatment, given either alone or in combination with chemotherapy and radiation.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported in part by a Physician Referral Service Grant (to N. T. U.), Cancer Therapeutic Discovery Program (to N. T. U.), NIH Grants CA76450-1 (to N. T. U.), CA58880 (to M-C. H.), CA77858 (to M-C. H.), CA74918 (to L. H.), and HL63080 (to L. S.), and the American Cancer Society Grant CRTG-99-246-01-CCE (to G. H. Y.). ![]()
2 To whom requests for reprints should be addressed, at Department of Molecular and Cellular Oncology, The University of Texas M. D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, TX 77030. Phone: (713) 792-3668; Fax: (713) 794-0209; E-mail mchung{at}mdanderson.org ![]()
3 The abbreviations used are: DCC, 3ß-[N-(N',N'dimethylaminoethyl) carbamoyl] cholesterol; LPD, liposome/protamine/DNA; TUNEL, terminal deoxynucleotidyl transferase-mediated nick end labeling; DOTAP, N-[1-(2,3-dioleoyloxyl)propyl]-N,N,N-trimethylammoniummethyl sulfate. ![]()
Received 5/20/02. Accepted 9/20/02.
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