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Immunology |
University of Washington, Tumor Vaccine Group, Department of Oncology, Seattle, Washington
| ABSTRACT |
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| INTRODUCTION |
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HER-2/neu-specific monoclonal antibody (i.e., trastuzumab) therapy is now a standard of care for the treatment of advanced breast cancers that overexpress the HER-2/neu oncoprotein (3) . Other emerging HER-2/neu-targeted therapies therefore will most likely be tested in combination with anti-HER-2/neu monoclonal antibody therapy. In general, antibody therapy can alter the cell surface expression of the target antigen by one of two mechanisms. The first mechanism is receptor down-modulation, a process by which antibody induces internalization and degradation resulting in reduced or nonexistent expression of the receptor at the cell surface. This mechanism is rapid and reversible on removal of antibody (4) . The second mechanism is antigen-negative variant (ANV) selection, which results in the outgrowth of a cell population that permanently expresses little or no receptor. The development of neu ANVs after monoclonal antibody therapy would have a great impact on the clinical efficacy of subsequent neu-directed therapies.
In this study, we evaluated the effects of multiple doses of neu-specific antibody on tumor growth and assessed the impact of the therapy on neu protein expression. The growth-inhibitory effects of the anti-neu antibody 7.16.4 were evaluated in a transgenic (neu-transgenic) mouse model of neu-overexpressing breast cancer in various disease settings from minimal disease to advanced, established malignancy.
| MATERIALS AND METHODS |
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Reagents.
FCS was obtained from Gemini Bioproducts (Woodland, CA). RPMI 1640, PBS, penicillin-streptomycin, and L-glutamine were obtained from Life Technologies Inc. (Grand Island, NY). Monoclonal antibody 7.16.4, a mouse IgG2a antibody reactive with the rat neu oncogene-encoded p185 molecule, was generously provided by Dr. Mark Greene and has been described previously (7)
. Rat antimouse IgG-FITC antibody was obtained from PharMingen (San Diego, CA), and 4G10 antibody was obtained from Upstate Biotechnology Inc. (Lake Placid, NY). Rabbit anti-neu antibody (Ab-1) was obtained from Oncogene Research Products (Cambridge, MA). Enhanced chemiluminescence reagents and enhanced chemiluminescence film were from Amersham International (Oakville, Ontario, Canada). EDTA was obtained from Ambion (Austin, TX). The protein quantification kit ProteinDC was obtained from Bio-Rad (Hercules, CA).
Cell Lines.
Mouse mammary carcinoma (MMC) cell line was established from a spontaneous tumor harvested from the neu-transgenic mice. MMC cells were grown and maintained in RPMI 1640 supplemented with 20% FCS as well as penicillin/streptomycin and L-glutamine. ANV is a cell line derived from a neu-loss variant tumor and is maintained in culture identical to MMC.
Tumor Growth in Vitro and in Vivo.
For in vitro experiments, 1.0 x 105 MMC or ANV cells were plated in 6-well plates with media alone, mouse IgG2a (Sigma Aldrich, St. Louis, MO), or 7.16.4. Cells were harvested with a NaCl solution (0.8%) with 2 mM EDTA and prepared for flow cytometry or Western blot analysis. For in vivo tumor growth, MMC cells were harvested using 2 mM EDTA and washed before injection. Mice were inoculated with 6 x 106 MMC cells s.c. on the mid-dorsum with a 23-gauge needle, which is a dose of tumor cells that results in the development of tumors in 100% of neu-transgenic mice. Tumors were measured every other day with Vernier calipers, and tumor size was calculated as the product of length x width. In vivo data are presented as mean ± SE. For in vivo studies, significance (P < 0.05) was determined using Students t test by comparing the means of different treatment groups (GraphPad InStat for Windows 95/NT; GraphPad Software, San Diego, CA). Mice were treated every other day with tail vein dosing of either 100 µl of PBS as control or 30 µg of 7.16.4 in PBS. Tumor measurements were taken every 23 days during tumor growth studies.
Flow Cytometry.
Tumor cells were removed from plates using PBS with 2 mM EDTA. Tumor cells grown in vivo were harvested from mice by careful dissection under sterile conditions and then passed through a fine wire mesh and washed. Both in vitro- and in vivo-harvested cells were washed in PBS containing 1% FCS before labeling. Cells (0.51.0 x 106) were incubated with 25 µl of primary antibody (control IgG2a or anti-neu 7.16.4) added at 4°C for 30 min and washed three times, followed by secondary labeling with FITC-conjugated goat antirat antibody at 4°C for 30 min, followed by three washes. Samples were run on a FACScan II and analyzed using Cell Quest software (Becton Dickinson, San Diego, CA). For intracellular staining, the cells were permeabilized before applying the antibodies using CytoFix/Cytoperm (BD Biosciences, San Diego, CA).
Western Blotting and Immunoprecipitation.
Whole cell lysates, prepared as described previously (8)
, were analyzed by SDS-PAGE and immunoblotting with anti-phosphotyrosine monoclonal antibody (4G10) and anti-neu antibody (Ab-1) using methods described previously (9)
. Protein concentrations were determined using Bio-Rad ProteinDC. Rat neu was immunoprecipitated from tumor cells by incubating 0.51.5 mg of lysate with anti-neu antibody 7.16.4 for 2 h at 4°C followed by the addition of 50 µl of protein G-Sepharose for 2 h. To assess the amount of neu protein, membranes were probed with 5 µg/ml anti-neu polyclonal antibody Ab-1 and a 1:2000 dilution of antimouse horseradish peroxidase and developed by enhanced chemiluminescence as described previously (9)
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| RESULTS |
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-IgG, when used alone, also stained the cells (open histograms), reflecting the presence of the initial dose of 7.16.4. Untreated control cells (Fig. 2B)
-IgG. The effects of nonspecific IgG treatment of MMC are shown in Fig. 2C
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| DISCUSSION |
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Antibody-induced down-modulation of the target antigen has been reported for a number of cell surface receptors and is a relatively rapid event occurring immediately after antibody exposure (10) . Vesicles internalizing the receptors fuse with lysosomes, which results in increased degradation and reduced steady-state levels of the receptor (10) . Whereas not all monoclonal antibodies induce internalization, prior in vitro studies have demonstrated that 7.16.4 results in HER-2/neu down-modulation of neu-transformed NIH 3T3 cells (4 , 11 , 12) . The loss of HER-2/neu expression by down-modulation significantly inhibits growth and causes reversion of the transformed phenotype (4) . Receptor internalization induced by 7.16.4 in the NIH 3T3 cells is a rapid event occurring in the first hour of antibody exposure and is sustained as long as antibody is delivered (4) . These findings have led to the conclusion that a major mechanism of the growth-inhibitory action of 7.16.4 is through antibody-induced internalization. In vitro studies with trastuzumab (Herceptin) have also led to similar conclusions (12) . In the current study, in an established disease model, neu surface expression was retained. A potential explanation for why we did not observe receptor down-modulation in our studies is that receptor internalization is rapidly reversed with cessation of antibody therapy. Down-modulation of the receptor may have been reversed during the time necessary for harvesting and analysis of the tumor cells. Alternatively, up-regulation of neu expression induced by therapy may have occurred as reported previously, resulting in no change in neu protein levels (13) . It is also possible that neu-positive tumor cells arising in the neu-transgenic mouse are endocytosis defective, as has been reported previously (14) . Recently, loss of antigen expression has been observed in stage II and III breast cancer patients undergoing preoperative trastuzumab therapy. In that study, patients with HER-2/neu-overexpressing tumors were treated with trastuzumab and paclitaxel before surgery and adjuvant therapy (15) . HER-2/neu status was determined before any treatment and at the time of surgery (i.e., after trastuzumab/paclitaxel therapy). Seventy-five percent of the patients had objective clinical responses to preoperative trastuzumab and paclitaxel therapy. Twenty-seven (68%) of the patients had assessable tumors after preoperative therapy, in which it was observed that seven had significantly reduced levels of HER-2/neu staining. Whereas the authors suggest that down-modulation may have occurred, the analyses did not appear to be extensive enough to rule out the possibility that ANVs were observed.
The generation of ANVs resulting from immunoselection is a significant clinical issue in the development of immune-based therapies targeting a single antigen and has been best described for clinical studies focusing on T-cell-directed immunotherapy. For example, in a study by Jager et al. (16) , melanoma patients treated with a MART-1 and tyrosinase peptide-based vaccine showed gradual losses in expression of both MART-1 and tyrosinase protein, suggesting immunoselection. Only recently has there been some indication that monoclonal antibody therapy might result in the generation of ANVs. In lymphoma patients treated with monoclonal anti-CD20 antibody (i.e., rituximab), it was observed that treatment resulted in reduced CD20 expression in the tumor cells localized to the bone marrow but not in those localized to lymph nodes (17) . In the present study, in the established disease model, we did not see the generation of ANVs, most likely because therapy was only cytostatic rather than cytolytic, and the neu-positive tumors continued to grow, which may have been due to the inability of the neu-specific antibodies to reach the entire tumor bed due to physical constraints. However, when the tumor burden was minimal, tumor growth was significantly delayed or inhibited, and some of the animals were apparently cured for an extended period of time after discontinuation of monoclonal antibody therapy. When the disease burden is minimal, antibody may be able to reach all or most of the tumor cells. A fraction of the animals, however, developed antigen-negative tumors after a long latency. The fact that many of these animals had been off of therapy for 23 weeks before the development of tumors argues that these tumors were true immunoselected ANVs rather than tumors with transient down-modulation. This was also corroborated by the in vitro studies of the relapsed tumors, demonstrating that they do not readily recover high levels of neu protein expression in culture. Immunoselection of ANVs represents successful immune therapy targeting a single antigen and argues that monoclonal antibody therapy should be combined with strategies targeting other antigens to minimize the risk of ANVs. Furthermore, identifying whether ANVs arise after therapy would be critical for design of future therapies for the patient that may target the same antigen because the efficacy of the subsequent targeted approaches can only be interpreted in light of the tumor antigen levels present at the start of therapy. Thus, the burden of disease present at the time of initiation of monoclonal antibody therapy may influence potential future treatment options targeting the same protein or antigen.
In conclusion, many strategies are being tested that specifically target HER-2/neu, including monoclonal antibody therapy, gene therapy, vaccines, tyrosine kinase inhibition, adoptive T-cell therapy, and antisense therapy (18) . HER-2/neu-specific monoclonal antibody therapy (i.e., trastuzumab) is now a standard of care for the treatment of HER-2/neu-overexpressing breast cancer (3) . Current routine clinical use of anti-HER-2/neu monoclonal antibody therapy, for extended periods of time in advanced cancer patients, mandates that newer HER-2/neu-targeting therapeutics be tested in combination with trastuzumab. The mechanism of loss of antigen expression is important. If tumors lost surface antigen expression due mainly to receptor down-modulation, then monoclonal antibody therapy targeting HER-2/neu may improve other approaches such as HER-2/neu-specific adoptive T-cell therapy. For example, in an in vitro study, zum Buschenfelde et al. (19) observed that trastuzumab pretreatment enhanced the cytolytic activity of HER-2/neu-specific T cells against HER-2/neu-overexpressing tumors. In contrast, the generation of ANVs would render subsequent neu-directed therapies useless. An understanding of the effects of monoclonal antibody therapy on target antigen expression is critical for the future design and testing of novel HER-2/neu-directed therapies administered in patients undergoing HER-2/neu-specific monoclonal antibody therapy.
| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: K. L. Knutson and B. Almand contributed equally to this work.
Requests for reprints: Keith L. Knutson, University of Washington, Tumor Vaccine Group, Department of Oncology, 1959 NE Pacific Street, Box 356527, Seattle, Washington 98125. Phone: (206) 221-5417; Fax: (206) 685-3128; E-mail: kknutson{at}u.washington.edu
Received 1/27/03. Revised 11/11/03. Accepted 11/17/03.
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