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Molecular Biology, Pathobiology and Genetics |
1 Ludwig Institute for Cancer Research; 2 Hospital do Câncer A.C. Camargo; and 3 Instituto de Matemática e Estatística da Universidade de São Paulo, São Paulo, Brazil
Requests for reprints: Luiz F.L. Reis, Ludwig Institute for Cancer Research and Hospital do Câncer A.C. Camargo, Rua Professor Antonio Prudente 109 4th Floor, São Paulo, Brazil 01509-010. Phone: 55-11-33883228; Fax: 55-11-32077001; E-mail: lreis{at}ludwig.org.br.
| Abstract |
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| Introduction |
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Adenocarcinomas of the distal esophagus and gastroesophageal junction (GEJ) have increased in Western countries over the last two decades. They are normally detected at an advanced stage and the patients have a correspondingly poor prognosis (4). Chronic symptomatic gastroesophageal reflux and Barrett's esophagus are generally regarded to be important risk factors (5). In Barrett's esophagus, squamous epithelium damaged by reflux esophagitis is replaced by a metaplastic intestinal-type epithelium that is predisposed to malignancy (6). It is estimated that Barrett's esophagus is found in 10% to 16% of patients undergoing endoscopy for symptoms of gastroesophageal reflux disease and 1% to 3% of unselected patient populations undergoing endoscopy (7, 8). It carries a 30- to 125-fold increased risk for developing adenocarcinoma, with best estimates of cancer incidence of
0.5% to 1.0% per year (9), highlighting the need for a clearer understanding of Barrett's metaplasia and the factors involved in tumor progression.
Epidemiologic data have shown a strong association between chronic inflammation with metaplasia, such as Barrett's esophagus and Helicobacter pyloriassociated atrophic gastritis, and subsequent progression to neoplasia (1012). The severe and prolonged reflux of gastric (acid, pepsin, and mucous) and duodenal (bile salts, trypsin, cholesterol, and lipase) contents can cause injury of the esophageal mucosa, initiating chronic inflammation and esophagitis. Inflammation in Barrett's tissue can lead to an increase in oxidative stress, and if the level of reactive oxygen species (ROS) exceeds the antioxidant and DNA repair capacity of the tissue, the resultant oxidative stress could lead to promutagenic DNA damage, including DNA adducts, strand breaks, and other lesions (13).
Gastric adenocarcinoma is the second leading cause of cancer-related death in the world (14). Epidemiologic studies have associated H. pylori infection with peptic ulcers, non-Hodgkin's lymphoma of the stomach, gastric atrophy, and distal gastric adenocarcinoma (15). The pathway from gastritis to gastric atrophy, dysplasia, and carcinoma is thought to be a multistep process probably triggered by free radicals within the gastric epithelium and increased exposure to luminal carcinogens (12). However, the risk for gastric cancer seems to be related to H. pylori genetic elements, including the cag pathogenicity island, the VACA gene, and the BABA2 gene; to the inflammatory responses governed by host genetics; and to specific interactions between host and microbial determinants (15).
A promising approach to exploit data generated by microarray is the idea that alterations in gene expression might manifest at the level of biological pathways or coregulated gene sets that share a common function rather than individual genes (1619). A straightforward strategy for identifying the expression level of a set of genes corresponding to a specific pathway promises an integrated understanding of the process being studied, although the regulatory mechanisms of a cell are far from transparent in these data (19). Here, we describe the expression profile of normal and diseased tissues from the stomach and the esophagus and the identification of genes with altered expression in the different tissues under investigation and determine their interactions in biological processes.
| Materials and Methods |
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Hybridization and scanning of cDNA microarray. Glass arrays containing 4,800 cDNA sequences were prepared in our laboratory with the aid of the Flexys robot (Genomic Solutions, Cambridgeshire, United Kingdom; ref. 23). Prehybridization, hybridization, and washing were done as described previously (21) and slides were scanned on a laser scanner (ScanArray Express, Perkin-Elmer Life Sciences, Boston, MA). Data were extracted with ScanArray Express software using the histogram method.
Statistical analysis. For data analysis, we used R,4 an open source interpreted computer language for statistical computation and graphics and for tools from the Bioconductor project.5 After image acquisition and quantification, spots with signal lower or equal to background were excluded from the analysis. Background-subtracted spot intensities were normalized by loess using span equal to 0.4 and degree equal to 2.
For the identification of differentially expressed genes, a nonparametric test (Mann-Whitney) was applied to determine the P for each individual gene in each pair-wise tissue comparison. For clustering samples based on their expression profile, we applied hierarchical clustering based on correlation distance and complete linkage. Once clusters were obtained, genes were organized hierarchically, based on their correlation distances.
Next, we searched gene expression patterns associated to disease types but which are not necessarily associated to individual sample (19). For that, we defined functional modules according to the Kyoto Encyclopedia of Genes and Genomes.6 A gene in a sample is declared induced if its expression is >2-fold the average expression in all samples and declared repressed if its expression is <2-fold below the same average. Next, we identify the modules with a larger than expected number of induced or repressed genes (19). For the corresponding hypothesis test, the number of induced and repressed genes within each module would, under the null hypothesis, have hypergeometric distribution. A 5% false discovery rate is used to identify those active and repressed modules.
For the identification of genes with altered correlation in their expression profile, we applied the concept of relevance networks. We made comprehensive pair-wise comparisons of genes within each functional module and determined their correlation coefficients. We then constructed a matrix in a heat map representation where green represents correlation of 1, red represents correlation of +1, and black indicates lack of correlation. To determine the statistical significance of the observed changes in correlation coefficients, when two distinct classes of samples were compared, we first apply the Fisher's z transformation, where the correlation distance r is transformed into a new variable denoted as z (24) and the hypothesis test on the correlation is then applied with the new z variable.
| Results |
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Based on the observed distinction between squamous and columnar tissues, we then identified the genes whose altered expression could best distinguish between these two groups of samples. Among the 30 genes with lowest Ps for this comparison (Fig. 1B), we identified a group of genes whose expression pattern are well-established markers for either squamous (KRT4, PPL, and KLK13) or columnar (TM4SF3, MUC13, CITED1, and CHK) tissues.
Considering the controversy regarding the nomenclature and classification of adenocarcinoma of the esophagus, we determined the linear correlation between adenocarcinomas of the esophagus with either intestinal metaplasia of the stomach or Barrett's mucosa. We observed a stronger correlation between adenocarcinomas of the esophagus and intestinal metaplasia of the stomach (R2 = 0.9618) than with Barrett's mucosa (R2 = 0.9477), with P < 0.0001 (figure available as Supplementary Data).
Analyses of functional modules. To analyze the impact of altered gene expression in functional modules, we first grouped the genes present in our array according to Kyoto Encyclopedia of Genes and Genomes and 17 modules were represented and listed as Supplementary Data. Two modules showed alterations with higher statistical significance: the process of lipid metabolism (the glycerolipid metabolism module) and the cytokine-cytokine receptor interaction module (figures available as Supplementary Data).
The glycerolipid metabolism module was active in 6 of 10 (60%) Barrett's mucosa samples and 5 of 9 (55.5%) stomach intestinal metaplasia samples. It was inactive in 7 of 14 (50%) samples of adenocarcinoma of the esophagus and GEJ and 3 of 7 (43%) intestinal type of gastric adenocarcinoma samples. The data describing the scores for each gene in each functional module as well as the status of each functional module in each sample group can be obtained at the Web site with Supplementary Data.
We used the nonsupervised K-means algorithm to group samples according to the expression profile of the genes belonging to either module. For both modules, glycerolipid (Fig. 2) or cytokine (figure available as Supplementary Data), there were a near-perfect separation of samples when we used K = 3, with one cluster representing normal squamous tissues (blue bar), one cluster representing nonmalignant columnar tissues (brown bar), and one cluster representing adenocarcinomas of the stomach and esophagus (red bar). In each cluster, samples and genes were ordered according to their hierarchical distance as indicated by the dendrograms.
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The genes responsible for activation of the glycerolipid metabolism module (Fig. 3B) showed lower expression in samples representing adenocarcinomas of esophagus and GEJ or intestinal-type gastric adenocarcinoma when compared with intestinal metaplasia tissues (P < 0.0001 for AKR1B10, ALDH3A2, ADH1B, and CDS1 and P = 0.001 for DGKQ).
Relevance networks within the cytokine and glycerolipid modules. Finally, we determined the linear correlation for all pairs of genes within the cytokine and glycerolipid modules and statistical significance of the change in the linear correlation when samples representing intestinal metaplasias were compared with adenocarcinomas. In Fig. 4, we represent in a heat map, the linear correlation for genes belonging to the glycerolipid module for Barrett's mucosa (left) and for adenocarcinomas of the esophagus and GEJ (right). By following a given line, one can identify all genes that have a positive correlation (red squares) or negative correlation (green squares) with that particular gene. In Fig. 5, the heat maps represent the statistical significance of changes in correlation for the glyceroplipid module when intestinal metaplasia and adenocarcinoma of the stomach of the intestinal type (right) or Barrett's disease and adenocarcinomas of the esophagus and GEJ (left) are compared. The figure representing these changes for the cytokine module as well as the raw data for linear correlation for all pairs of genes for each condition and the Ps for the represented comparisons can be obtained at the Web site as Supplementary Data.
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| Discussion |
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Classification of adenocarcinoma of the GEJ is controversial, with some authors classifying them as gastric tumors, others as esophageal tumors, and yet a third group that suggests a separate classification based on the location of the main portion of the lesion (26). Because the outcome for adenocarcinoma of the GEJ does not seem to be related to the affected area (27), we would like to suggest that the critical issue is to define its origin, which could help in defining better strategies for follow-up of patients with Barrett's disease, diagnosis, and treatment. As shown in the far right branch of Fig. 1A, all but one adenocarcinoma of the GEJ cluster together with adenocarcinomas of the stomach, mainly of the intestinal type. In contrast, adenocarcinomas classified as from the esophagus (those with the majority of the tumor mass above the GEJ and with Barrett's mucosa at its upper margin) were dispersed among the malignant diseases, indicating the absence of a common expression profile. Considering the fact that, as in the classification proposed by Rudiger et al. (27), the vast majority of adenocarcinomas affecting the distal esophagus also affect the GEJ and that, rarely, one can detect tumor-free Barrett's mucosa between the GEJ and adenocarcinomas of the esophagus, it is tempting to speculate that adenocarcinomas of the esophagus could originate at the cardia invading the esophagus from below, taking advantage of the rich lymphatic drainage that goes from the cardia upwards. This hypothesis is further supported by data demonstrating a stronger correlation between adenocarcinomas of the esophagus and intestinal metaplasia of the stomach than with Barrett's mucosa (P < 0.0001; figure available as Supplementary Data).
Considering the transition from squamous to columnar tissue, it would be helpful to determine the molecular changes that are associated with this event. As depicted in Fig. 1B, squamous and columnar tissues could be precisely grouped based on their differential expression profile. Among the genes, LAD1, KRT4, and PPL showed increased expression in squamous tissues. The protein ladinin, encoded by the gene LAD1, is a component of the basement membranes and may function in contributing to the stability of the association of the epithelial layers with the underlying mesenchyme (28). Cytokeratin 4, encoded by the gene KRT4, is expressed by the suprabasal layer of nonkeratinized squamous epithelia, such as esophagus (29). Finally, periplaklin, encoded by the gene PPL, is a component of the desmosomes of keratinocytes (30).
In contrast, the gene MUC13 was shown to be expressed at highest levels in columnar epithelia, predominantly in the gastrointestinal track with the protein localized at the apical membrane of columnar cells (31). Hence, the changes in the expression pattern of the remaining genes listed in Fig. 1B deserve further investigation and might help in the understanding of the changes related to the appearance of Barrett's mucosa.
Recently, Segal et al. (19) described a method of global analysis of gene expression that allows for construction of a map representing the status of functional modules based on existing biological knowledge. Functional modules are represented by gene sets whose functions are related and their status as active or inactive is determined by the expression of that particular gene set.
Using gene sets from the Kyoto Encyclopedia of Genes and Genomes, we defined 17 functional modules represented in our array, and based on the expression profile of 71 samples tested here, we constructed heat maps representing the functional modules as being active or inactive in each individual sample as well as in sample groups. Two modules showed changes with higher statistical significance: the glycerolipid metabolism module and the cytokine-cytokine receptor interaction module.
Confirming the significance of changes in the expression of genes pertaining to these two modules, we obtained a near-perfect separation of squamous, nonmalignant columnar and malignant columnar tissues when we applied a nonsupervised algorithm (K-means, with K = 3) for clustering samples based on the expression profile of these genes (Fig. 2; Supplementary Data). The genes that gave significance to the changes observed in these two modules are listed as Supplementary Data and their expression levels in the various pathologies are presented in Fig. 3A and B.
It has to be mentioned that activation of cell cycle and integrin-mediated cell adhesion modules was observed in adenocarcinomas of the GEJ and diffuse type of gastric adenocarcinoma, respectively. The hallmark of diffuse-type gastric carcinoma is the lack of glandular organization with spreading of tumor cells through the parenchyma (3234), implying the need for extracellular matrix destruction. We (25) and others (35) showed that diffuse-type adenocarcinomas of the stomach have an increased expression of matrix metalloproteinase-2 as well as other tissue remodeling proteins.
There are several possible mechanisms by which chronic inflammation may lead to metaplasia and neoplastic change in epithelial cells (36). ROS have been identified at high levels in ulcerated gastroesophageal (36) and H. pylori gastritis mucosa (12). When ROS are generated in inflamed tissues, they lead to damage of macromolecules, such as DNA, proteins, and lipids, and this effect is exacerbated in rapidly dividing cells as, for example, during tissue repair (37). Moreover, ROS attack to lipids induces lipid peroxidation and subsequent alteration of mitochondrial respiratory chain. This event in turn reinforces ROS production and the generation of aldehyde 4-hydroxy-2-nonenal, which is highly reactive and stimulates additional ROS formation and DNA damage. Hence, the regulation of lipid peroxidation needs to be tightly regulated and that involves the participation of pro-oxidative and reductive enzymes (38). Thus, it is not unexpected that the glycerolipid metabolism is active in both intestinal metaplasia and Barrett's mucosa with higher expression of AKR1B10, ALDH3A2, and ADH1B compared with adenocarcinomas of both stomach and esophagus. Whereas the first two enzymes play a key role in detoxification of reactive aldehydes generated by food digestion (39) or during alcohol metabolism and lipid peroxidation (40), ADH1B is necessary for the metabolism of ethanol, retinol, and products of lipid peroxidation (41).
For the genes belonging to the module representing cytokine-cytokine receptor interaction, we observed high levels of mRNA in samples representing intestinal metaplasia and Barrett's mucosa with the exception of INHBA, which was overexpressed only in samples representing adenocarcinomas. This gene was previously reported to be overexpressed in pancreatic tumors (42) and plays a key role during development (43).
IL-1 is a proinflammatory cytokine whose expression level is associated with the risk of adenocarcinomas of the stomach. A polymorphism in the IL1B gene or in the IL1RN gene that encodes the IL-1 receptor antagonist was associated with higher IL-B secretion leading to hypochloridria, increased gastrin secretion, atrophic gastritis, and gastric adenocarcinomas. IL-1 binds to two types of receptors on the cell membrane, the type I (IL-1R1) and type II (IL-1R2) receptors. The IL-1R2 is a natural antagonist of IL-1 because it competes with IL-1R1 for the ligand but does not trigger a functional signaling. On binding of IL-1, the IL-1R2 interacts with IL1RAcP subtracting the coreceptor molecule from the signaling complex triggered by IL-1R1 (44). Hence, the overexpression of IL1-R2 observed in samples of intestinal metaplasia seems to be a defense mechanism to compensate the increased expression of IL-1 triggered by the inflammatory stimuli; conversely, the diminished expression of IL-1R2 observed in samples representing adenocarcinomas would represent a failure in this protective mechanism, allowing for the deleterious effects of higher IL-1.
Finally, we applied the concept of relevance networks to determine statistically significant alterations in the linear correlation of genes pertaining to the two functional modules when tissue samples with intestinal metaplasia and adenocarcinomas were compared. Associations weaker than threshold strength were flagged in the heat map leaving networks of highly correlated genes. From data presented on Fig. 4 (and data presented as Supplementary Data), one can now select a small set of genes that are linked above threshold and define new hypotheses for the malignant transformation of intestinal metaplasia to adenocarcinomas.
In the examples presented in Fig. 6A and B, two pairs of genes belonging to the representing glycerolipid metabolism functional module are depicted. As shown by Obici et al. (45), CPT1 is a key enzyme in controlling lipid oxidation, which in turn signals nutrient availability to the hypothalamus. On the other hand, it has been shown that GCN5L2 have histone acetyltransferase activity (46). Considering the fact that tumors cells have augmented energy consumption, reduced CTP1 activity could be compensated by increased transcriptional activity favored by higher levels of GCN5L2. This kind of analysis was proven useful to identify genes that change their expression behavior when distinct biological conditions are compared regardless of the statistical differences in their level of expression. More importantly, it allows for the discovery of gene sets that might function in an orchestrated manner that would not be revealed otherwise. These changes in correlation when associated to a given biological process, such as resistance to chemotherapy (47, 48) or oncogenic transformation, as in our case, could bring new insights to the mechanism of malignant transformation of intestinal metaplasia into adenocarcinomas.
Nevertheless, specific hypotheses linking genes to a specific biological phenomenon still suffer from the lack of biological information and precise annotation of metabolic pathways compared with the amount of information regarding gene expression, and overfitting cannot be ruled out without performing the necessary specific biological experiments.
| Acknowledgments |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
We thank Mariana Santos and Chamberlein Neto for technical assistance, all the members of our laboratories for helpful discussions, and Dr. Ricardo Brentani for critical reading of the article. L.F.L. Reis thanks Alexandre Koch for fruitful discussions regarding pattern recognition.
| Footnotes |
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Received 3/29/05. Revised 6/ 8/05. Accepted 6/20/05.
| References |
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. Eur J Cancer Prev 2001;10:1636.[CrossRef][Medline]
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