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Microenvironment and Immunology

CTLA-4+ Regulatory T Cells Increased in Cetuximab-Treated Head and Neck Cancer Patients Suppress NK Cell Cytotoxicity and Correlate with Poor Prognosis

Hyun-Bae Jie, Patrick J. Schuler, Steve C. Lee, Raghvendra M. Srivastava, Athanassios Argiris, Soldano Ferrone, Theresa L. Whiteside and Robert L. Ferris
Hyun-Bae Jie
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
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Patrick J. Schuler
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
2University Duisburg-Essen, Department of Otorhinolaryngology, Essen, Germany.
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Steve C. Lee
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
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Raghvendra M. Srivastava
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
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Athanassios Argiris
3Division of Hematology/Oncology, Department of Medicine, UT Health Science Center at San Antonio, Cancer Therapy and Research Center, San Antonio, Texas.
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Soldano Ferrone
4Department of Surgery, Massachusetts General Hospital, Boston, Massachusetts.
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Theresa L. Whiteside
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
5Department of Immunology, University of Pittsburgh, Pittsburgh, Pennsylvania.
6Department of Pathology, University of Pittsburgh, Pittsburgh, Pennsylvania.
7Cancer Immunology Program, University of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania.
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Robert L. Ferris
1Department of Otolaryngology, University of Pittsburgh, Pittsburgh, Pennsylvania.
5Department of Immunology, University of Pittsburgh, Pittsburgh, Pennsylvania.
7Cancer Immunology Program, University of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania.
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  • For correspondence: ferrisrl@upmc.edu
DOI: 10.1158/0008-5472.CAN-14-2788 Published June 2015
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    Figure 1.

    Cetuximab-based therapy increases CD4+CD25hi Treg in HNSCC patients' peripheral blood. A, in 22 patients with HNSCC, the frequency of CD4+CD39+CD25+ Treg in PBL was compared before and after treatment (n = 22). B, correlation of peripheral blood Treg frequencies in patients with HNSCC (n = 20) with clinical outcome. For prognostic correlations, we used the Treg frequency of 6%, which was the mean frequency previously found in untreated patients with HNSCC (23), and analyzed the prognosis of those patients with Treg frequencies above or below this level. The patients were divided into two groups (10 patients per group), one containing patients who had the Treg frequency < 6% and the other with the Treg frequency > 6%. The survival rates of these two groups were compared (median follow-up = 36 months).

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    Figure 2.

    Cetuximab monotherapy increases CD25+, CTLA-4+, CD39+, and LAP+ (membrane bound TGFβ+) cells mainly on intratumoral Foxp3+ Treg isolated from 18 patients with HNSCC. Flow cytometric analysis of circulating and intratumoral CD4+CD25hiFoxp3+ Treg isolated from a representative HNSCC patient treated with single-agent cetuximab therapy on a prospective phase II clinical trial (UPCI #08-013). PBL and TIL were respectively isolated from blood and tumors of patients with HNSCC pre- and post-single-agent cetuximab therapy. Percentages of CD25+ (A), CTLA-4+ (C), CD39+ (E), and LAP+ (G) cells in CD4+Foxp3+ Treg were compared pre- and post-single-agent cetuximab therapy for a series of patients with HNSCC. Representative flow cytometric analysis of CD25 (B), CTLA-4 (D), CD39 (F), and LAP (H) on Foxp3+ Treg of CD4+ PBL and TIL isolated from a HNSCC patient (pre- and post-cetuximab treatment). The numbers represent the percentages of CD25+, CTLA-4+, CD39+, LAP+, and Foxp3+ cells in CD4+ T cells.

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    Figure 3.

    Treatment with cetuximab combined with TCR triggering induces CTLA-4+ Treg expansion. JHU029 cell line and NK cells (1:1 ratio) were cocultured in the presence of cetuximab or human IgG1 at the upper chamber of transwell plate, whereas at the lower chamber, purified monocytes and CFSE-labeled CD4+ T cells (1:2 ratio) were cultured with TGFβ1 in the presence or absence of anti-CD3 antibody. Similar results were seen of lower magnitude when TGFβ1 was omitted from the cultures. Four days after incubation, the frequency (A and B) and proliferation (C and D) of CTLA-4+Foxp3+ Treg were assessed by flow cytometry using the PerCP-Cy5.5 dye. Representative flow cytometric analysis of CTLA-4+Foxp3+ Treg (A) and their proliferation by CFSE dilution (C) are shown for each condition and their frequency was statistically compared, respectively (B and D).

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    Figure 4.

    Cetuximab monotherapy differentially activates circulating and intratumoral NK cells. PBL and TIL were isolated from patients with HNSCC before and after single-agent cetuximab therapy to analyze CD3−CD56+ NK cells for their cytolytic activity–related molecules (granzyme B, perforin, and CD16), degranulation marker (CD107a), and activation molecule (CD137). Percentages of CD3−CD56+ NK cells (A), CD16+(B), granzyme B+(C), perforin+(D), CD107a+(E), CD137+ (F) cells of circulating and intratumoral CD3−CD56+ NK cells were compared in pre- and post-single-agent cetuximab therapy for patients with HNSCC (n = 17).

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    Figure 5.

    Cetuximab monotherapy increases the frequency of CTLA-4+ Treg only in nonresponder group. The frequency of CTLA-4+ Treg in CD4+ PBL (A) and TIL (B) was measured using flow cytometry and compared in pre- and post-single-agent cetuximab monotherapy for 5 responders and 13 nonresponders respectively.

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    Figure 6.

    Treatment with ipilimumab enhances cetuximab-mediated ADCC by eliminating Treg. Ipilimumab was added into TIL cultures in the absence or presence of NK cells (ratio of NK to TIL was 2:1). Three days after incubation, gates were set to include CD4+ TIL to analyze the frequency of Foxp3+ Treg. A, representative FACS dot plot for the frequency of Foxp3+ Treg in CD4+ TIL. The frequency of Foxp3+ TIL Treg (B) or CD25+Foxp3− TIL effector (C) in each condition was compared by analyzing CD4+ TIL of 9 patients with HNSCC. Ipi, ipilimumab; Iso, isotype. D, representative flow cytometric analysis assessing the effect of ipilimumab on cetuximab-mediated ADCC in the presence of intratumoral Treg. Target HNSCC cells (JHU029) labeled with CFSE were incubated with peripheral NK cells in the absence or presence of intratumoral Treg (NK, JHU029 target:Treg ratio is 10:1:5). Cetuximab and/or ipilimumab were added into the coculture as indicated. After 18 hours, gates were set to include only CFSE-labeled target cells to analyze cell death assessed by 7-AAD staining. E, the effect of ipilimumab on cetuximab-/NK cell–mediated ADCC was tested in the presence of intratumoral Treg isolated from patients with HNSCC (n = 6). Specific lysis was calculated as described in Materials and Methods.

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  • Table 1.

    Demographics of the cetuximab-treated patients with HNSCC in this study

    RegimenPatients, nTumor site (patients)Mean age, yMaleFemale
    UPCI 08-013a18OC (8)59.7126
    OP (8)
    L (2)
    UPCI 05-003b22OC (6)60.0139
    OP (7)
    L (3)
    HP (3)
    Other (3)

    Abbreviations: HP, hypopharynx; L, larynx; OC, oral cavity; OP, oropharynx.

    • ↵aCetuximab 250 mg/m2 weekly (after an initial dose of 400 mg/m2).

    • ↵bCetuximab 250 mg/m2 days weekly (after an initial dose of 400 mg/m2), docetaxel 75 mg/m2 day 1, cisplatin 75 mg/m2 day 1, repeated every 21 days–3 cycles, then radiotherapy to 70 Gy (2 Gy/d) with concurrent cetuximab 250 mg/m2 weekly cisplatin 30 mg/m2, then maintenance cetuximab for 6 months. Blood was drawn during single-agent cetuximab maintenance.

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Cancer Research: 75 (11)
June 2015
Volume 75, Issue 11
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CTLA-4+ Regulatory T Cells Increased in Cetuximab-Treated Head and Neck Cancer Patients Suppress NK Cell Cytotoxicity and Correlate with Poor Prognosis
Hyun-Bae Jie, Patrick J. Schuler, Steve C. Lee, Raghvendra M. Srivastava, Athanassios Argiris, Soldano Ferrone, Theresa L. Whiteside and Robert L. Ferris
Cancer Res June 1 2015 (75) (11) 2200-2210; DOI: 10.1158/0008-5472.CAN-14-2788

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CTLA-4+ Regulatory T Cells Increased in Cetuximab-Treated Head and Neck Cancer Patients Suppress NK Cell Cytotoxicity and Correlate with Poor Prognosis
Hyun-Bae Jie, Patrick J. Schuler, Steve C. Lee, Raghvendra M. Srivastava, Athanassios Argiris, Soldano Ferrone, Theresa L. Whiteside and Robert L. Ferris
Cancer Res June 1 2015 (75) (11) 2200-2210; DOI: 10.1158/0008-5472.CAN-14-2788
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